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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.15%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$8.8B
AUM Growth
-$819M
Cap. Flow
-$1.75B
Cap. Flow %
-19.89%
Top 10 Hldgs %
37.49%
Holding
1,086
New
112
Increased
123
Reduced
630
Closed
126

Top Buys

Rank Stock Value
1
AVLR
Avalara, Inc.
AVLR
+$364M
2
ZEN
ZENDESK INC
ZEN
+$355M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$273M
4
STOR
STORE Capital Corporation
STOR
+$213M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$138M

Top Sells

Rank Stock Value
1
ACC
American Campus Communities, Inc.
ACC
+$463M
2
CTXS
Citrix Systems Inc
CTXS
+$411M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$317M
4
CDK
CDK Global, Inc.
CDK
+$290M
5
MNDT
Mandiant, Inc. Common Stock
MNDT
+$276M

Sector Composition

Rank Sector Weight
1 Technology 28.43%
2 Financials 19.76%
3 Healthcare 14.3%
4 Real Estate 8.12%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNAI
251
Brand Engagement Network
BNAI
$93.5M
$4.71M 0.05%
47,570
-4,762
-9% -$469K
PCPC
252
DELISTED
Periphas Capital Partnering Corporation
PCPC
$4.71M 0.05%
190,000
-19,101
-9% -$471K
NPWR icon
253
NET Power
NPWR
$133M
$4.7M 0.05%
477,246
-47,777
-9% -$469K
SNRH
254
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$4.7M 0.05%
472,424
-47,395
-9% -$469K
MON
255
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$4.7M 0.05%
475,238
-47,777
-9% -$471K
GNAC
256
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$4.7M 0.05%
475,238
-47,777
-9% -$471K
ZTAQU
257
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
$4.7M 0.05%
477,246
-47,776
-9% -$472K
RXRA
258
DELISTED
RXR Acquisition Corp. Class A Common Stock
RXRA
$4.7M 0.05%
477,247
-47,776
-9% -$470K
CLRM
259
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$4.7M 0.05%
474,862
-47,739
-9% -$471K
BIOS
260
DELISTED
BioPlus Acquisition Corp. Class A Ordinary Shares
BIOS
$4.7M 0.05%
467,907
-46,842
-9% -$469K
AAQC
261
DELISTED
Accelerate Acquisition Corp
AAQC
$4.69M 0.05%
477,246
-47,777
-9% -$468K
TPBA
262
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
$4.69M 0.05%
472,576
-47,309
-9% -$464K
VTIQ
263
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$4.69M 0.05%
475,238
-47,777
-9% -$471K
OEPW
264
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$4.69M 0.05%
475,238
-47,777
-9% -$471K
TETC
265
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$4.69M 0.05%
475,696
-47,621
-9% -$467K
TRTL
266
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$4.69M 0.05%
477,246
-47,777
-9% -$465K
LCAA
267
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$4.68M 0.05%
471,491
-47,201
-9% -$465K
AEON icon
268
AEON Biopharma
AEON
$13.8M
$4.68M 0.05%
6,601
-663
-9% -$470K
APGB
269
DELISTED
Apollo Strategic Growth Capital II
APGB
$4.68M 0.05%
474,298
-47,682
-9% -$470K
CPUH
270
DELISTED
Compute Health Acquisition Corp.
CPUH
$4.68M 0.05%
474,298
-47,682
-9% -$469K
SOAR icon
271
Volato Group
SOAR
$6.89M
$4.67M 0.05%
18,716
-1,874
-9% -$467K
SCAQ
272
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
$4.67M 0.05%
475,386
-47,590
-9% -$467K
TBCP
273
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$4.67M 0.05%
474,298
-47,682
-9% -$469K
LCA
274
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$4.67M 0.05%
475,387
-47,590
-9% -$466K
NMMC
275
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$4.67M 0.05%
465,162
-47,777
-9% -$477K
9 10
11
12 13

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SAG
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ACI
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UBS O'Connor's Q3 2022 Portfolio in Review

As of Q3 2022, UBS O'Connor held 1,086 positions worth $8.8B, down 8.5% from $9.62B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

UBS O'Connor withdrew a net $1.75B in Q3 2022, closing 126 positions and reducing 630 holdings. Its most notable exit was American Campus Communities, Inc., an estimated $463M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Financials and Healthcare.

Against the trend, UBS O'Connor opened a new position in Avalara, Inc. worth $373M.

  • UBS O'Connor's largest Q3 2022 buy was Avalara, Inc.: 4,065,318 shares worth $373M.
  • UBS O'Connor added most to ZENDESK INC in Q3 2022, an estimated $355M increase.
  • UBS O'Connor's biggest Q3 2022 reduction was TSMC, cutting an estimated $77.7M.
  • UBS O'Connor fully exited American Campus Communities, Inc. in Q3 2022, selling an estimated $463M.
  • UBS O'Connor's ten largest holdings make up 37% of its $8.8B portfolio in Q3 2022.
  • UBS O'Connor opened 112 new positions and closed 126 in Q3 2022.
  • UBS O'Connor's portfolio value fell 8.5% quarter-over-quarter to $8.8B.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.