UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENPC.WS
251
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
– –
-410,333
Closed -$262K
ENPC
252
DELISTED
Executive Network Partnering Corporation
ENPC
– –
-531,432
Closed -$5.21M
TMAC.WS
253
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
– –
-231,192
Closed -$127K
LFTRW
254
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
– –
-171,253
Closed -$135K
LFTR
255
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
– –
-513,762
Closed -$5.04M
HIGA
256
DELISTED
H.I.G. Acquisition Corp.
HIGA
– –
-515,792
Closed -$5.04M
PMVC
257
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– –
-513,762
Closed -$5.05M
SANB
258
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
– –
-262,932
Closed -$2.61M
PMVC.WS
259
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
– –
-256,881
Closed -$159K
PIPP.WS
260
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
– –
-190,198
Closed -$170K
IPOD
261
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-513,762
Closed -$5.25M
IPOF
262
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-515,787
Closed -$5.26M
FVT.WS
263
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
– –
-154,127
Closed -$123K
IEA
264
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-24,334
Closed -$224K
ASAQ.WS
265
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
– –
-533,059
Closed -$264K
ASAQ
266
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
– –
-255,864
Closed -$2.51M
AVAN.WS
267
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
– –
-252,838
Closed -$151K
RCHGW
268
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
– –
-256,881
Closed -$127K
HZON
269
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-501,685
Closed -$4.93M
HZON.WS
270
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
– –
-252,838
Closed -$239K
NHIC
271
DELISTED
NewHold Investment Corp. II Class A Common Stock
NHIC
– –
-1,732,500
Closed -$16.9M
NHICW
272
DELISTED
NewHold Investment Corp. II Warrant
NHICW
– –
-866,250
Closed -$437K
IPVI
273
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
– –
-564,823
Closed -$5.51M
TIOA
274
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
– –
-773,656
Closed -$7.49M
YTPG
275
DELISTED
TPG Pace Beneficial II Corp.
YTPG
– –
-1,028,323
Closed -$10.1M
9 10
11
12 13