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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAA icon
251
Mid-America Apartment Communities
MAA
$15.5B
– –
-6,000
Closed -$601K
MS icon
252
Morgan Stanley
MS
$336B
– –
-106,000
Closed -$4.94M
MTH icon
253
Meritage Homes
MTH
$4.71B
– –
-172,198
Closed -$3.44M
NTNX icon
254
Nutanix
NTNX
$16.3B
– –
-125,104
Closed -$5.34M
NXST icon
255
Nexstar Media Group
NXST
$5.74B
– –
-20,000
Closed -$1.63M
OHI icon
256
Omega Healthcare
OHI
$14.8B
– –
-19,000
Closed -$623K
OKTA icon
257
Okta
OKTA
$24.9B
– –
-42,500
Closed -$2.99M
OMF icon
258
OneMain Financial
OMF
$7.48B
– –
-200,000
Closed -$6.72M
PRU icon
259
Prudential Financial
PRU
$41.9B
– –
-35,000
Closed -$3.55M
PSX icon
260
Phillips 66
PSX
$82.4B
– –
-35,000
Closed -$3.94M
SBRA icon
261
Sabra Healthcare REIT
SBRA
$5.34B
– –
-165,300
Closed -$3.82M
SHO icon
262
Sunstone Hotel Investors
SHO
$2.1B
– –
-40,000
Closed -$654K
SKT icon
263
Tanger
SKT
$4.52B
– –
-55,000
Closed -$1.26M
SMPL icon
264
CALL
Simply Good Foods
SMPL
$988M
– –
-200,000
Closed -$1.57M
SONO icon
265
Sonos
SONO
$1.83B
– –
-17,500
Closed -$281K
SPOT icon
266
Spotify
SPOT
$97.7B
– –
-33,367
Closed -$6.03M
NSLR
267
Neostellar Capital Corp
NSLR
$255M
– –
-178,692
Closed -$1.04M
STT icon
268
State Street
STT
$50.8B
– –
-35,000
Closed -$2.93M
TLPH icon
269
Talphera
TLPH
$74.2M
– –
-4,750
Closed -$366K
TSM icon
270
TSMC
TSM
$2.17T
– –
-298,882
Closed -$13.2M
ULTA icon
271
Ulta Beauty
ULTA
$23.2B
– –
-35,000
Closed -$9.87M
USB icon
272
US Bancorp
USB
$99.4B
– –
-100,000
Closed -$5.28M
V icon
273
Visa
V
$692B
– –
-20,322
Closed -$3.05M
VOD icon
274
Vodafone
VOD
$37B
– –
-74,433
Closed -$1.61M
WDAY icon
275
Workday
WDAY
$42B
– –
-25,000
Closed -$3.65M
9 10
11
12 13

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.