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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
251
Valero Energy
VLO
$87.2B
$3.07M 0.06%
45,000
-47,885
-52% -$2.95M
CONE
252
DELISTED
CyrusOne Inc Common Stock
CONE
$3.05M 0.06%
68,109
+15,917
+30% +$705K
SPN
253
DELISTED
Superior Energy Services, Inc.
SPN
$3.02M 0.06%
+17,900
New +$2.99M
GRA
254
DELISTED
W.R. Grace & Co.
GRA
$3.01M 0.06%
44,542
-112,446
-72% -$7.68M
SRCI
255
DELISTED
SRC Energy Inc
SRCI
$2.93M 0.06%
328,948
-280,827
-46% -$2.29M
SND icon
256
Smart Sand
SND
$190M
$2.93M 0.06%
+177,000
New +$2.35M
DNKN
257
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2.88M 0.06%
55,000
+13,415
+32% +$691K
V icon
258
Visa
V
$692B
$2.86M 0.06%
+36,699
New +$2.95M
STI
259
DELISTED
SunTrust Banks, Inc.
STI
$2.86M 0.06%
52,175
-6,202
-11% -$310K
CHDN icon
260
Churchill Downs
CHDN
$6.06B
$2.83M 0.05%
+112,764
New +$2.76M
TRVG
261
trivago
TRVG
$388M
$2.79M 0.05%
+47,420
New +$2.79M
GOGO icon
262
Gogo Inc
GOGO
$492M
$2.68M 0.05%
290,518
+70,311
+32% +$694K
GLW icon
263
Corning
GLW
$135B
$2.67M 0.05%
110,000
-526,550
-83% -$12.5M
DLR icon
264
Digital Realty Trust
DLR
$71.3B
$2.65M 0.05%
27,000
-303
-1% -$28.2K
IRT icon
265
Independence Realty Trust
IRT
$4B
$2.63M 0.05%
294,637
-942,469
-76% -$8.16M
MTG icon
266
MGIC Investment
MTG
$6.21B
$2.52M 0.05%
+247,564
New +$2.24M
TNK icon
267
Teekay Tankers
TNK
$2.67B
$2.51M 0.05%
138,675
– –
AGU
268
DELISTED
Agrium
AGU
$2.51M 0.05%
+24,920
New +$2.4M
UMPQ
269
DELISTED
Umpqua Holdings Corp
UMPQ
$2.49M 0.05%
132,591
-28,834
-18% -$491K
MT icon
270
ArcelorMittal
MT
$55.2B
$2.48M 0.05%
113,061
-117,379
-51% -$2.5M
CTRA
271
DELISTED
Coterra Energy
CTRA
$2.38M 0.05%
+102,000
New +$2.29M
SPY icon
272
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$2.38M 0.05%
652,000
-534,000
-45% -$117M
MA icon
273
Mastercard
MA
$505B
$2.36M 0.05%
+22,854
New +$2.37M
CRC
274
DELISTED
California Resources Corporation
CRC
$2.36M 0.05%
110,764
-163,442
-60% -$2.39M
SWN
275
DELISTED
Southwestern Energy Company
SWN
$2.35M 0.05%
+217,656
New +$2.49M
9 10
11
12 13

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.