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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JPM icon
251
JPMorgan Chase
JPM
$885B
$3.38M 0.05%
+50,719
New +$3.31M
2016 Q3
0 quarters
MOS icon
252
The Mosaic Company
MOS
$5.96B
$3.28M 0.05%
134,160
-196,203
-59% -$5.35M
2016 Q2
1 quarter
MS icon
253
Morgan Stanley
MS
$298B
$3.24M 0.05%
100,978
-587
-0.6% -$17.5K
2016 Q2
1 quarter
AVGO icon
254
Broadcom
AVGO
$1.73T
$3.23M 0.05%
187,440
+37,440
+25% +$626K
2016 Q1
2 quarters
NFLX icon
255
Netflix
NFLX
$293B
$3.19M 0.05%
323,890
-319,590
-50% -$3.05M
2015 Q4
3 quarters
CFG icon
256
Citizens Financial Group
CFG
$26.8B
$3.13M 0.05%
+126,856
New +$2.92M
2016 Q3
0 quarters
TGNA icon
257
DELISTED
TEGNA Inc
TGNA
$3.08M 0.05%
+219,863
New +$3.09M
2016 Q3
0 quarters
SIX icon
258
DELISTED
Six Flags Entertainment Corp.
SIX
$3.07M 0.05%
+57,212
New +$3.08M
2016 Q3
0 quarters
ULTI icon
259
DELISTED
Ultimate Software Group Inc
ULTI
$3.07M 0.05%
+15,000
New +$3.17M
2016 Q3
0 quarters
TIP icon
260
iShares TIPS Bond ETF
TIP
$14.2B
$3.04M 0.05%
+26,131
New +$3.03M
2016 Q3
0 quarters
AMG icon
261
Affiliated Managers Group
AMG
$10B
$3.04M 0.05%
+21,033
New +$3.01M
2016 Q3
0 quarters
BKNG icon
262
Booking.com
BKNG
$120B
$2.94M 0.04%
50,000
+17,500
+54% +$976K
2015 Q3
4 quarters
IBM icon
263
IBM
IBM
$214B
$2.9M 0.04%
+19,087
New +$2.9M
2016 Q3
0 quarters
TNK icon
264
Teekay Tankers
TNK
$3.68B
$2.81M 0.04%
138,675
– –
2015 Q2
5 quarters
XL
265
DELISTED
XL Group Ltd.
XL
$2.78M 0.04%
+82,629
New +$2.78M
2016 Q3
0 quarters
RNG icon
266
RingCentral
RNG
$6.62B
$2.77M 0.04%
117,107
+36,992
+46% +$836K
2016 Q2
1 quarter
EL icon
267
Estee Lauder
EL
$35.5B
$2.75M 0.04%
+31,000
New +$2.83M
2016 Q3
0 quarters
CRZO
268
DELISTED
Carrizo Oil & Gas Inc
CRZO
$2.67M 0.04%
65,659
-13,557
-17% -$486K
2015 Q3
4 quarters
DLR icon
269
Digital Realty Trust
DLR
$66.3B
$2.65M 0.04%
+27,303
New +$2.78M
2016 Q3
0 quarters
BIDU icon
270
Baidu
BIDU
$29B
$2.63M 0.04%
14,475
+9,342
+182% +$1.62M
2014 Q3
8 quarters
QEP
271
DELISTED
QEP RESOURCES, INC.
QEP
$2.59M 0.04%
132,410
-230,181
-63% -$4.24M
2015 Q4
3 quarters
STI icon
272
DELISTED
SunTrust Banks, Inc.
STI
$2.56M 0.04%
+58,377
New +$2.5M
2016 Q3
0 quarters
COLM icon
273
Columbia Sportswear
COLM
$2.92B
$2.55M 0.04%
+45,000
New +$2.57M
2016 Q3
0 quarters
JD icon
274
JD.com
JD
$36.6B
$2.54M 0.04%
97,438
-67,562
-41% -$1.63M
2015 Q4
3 quarters
BKU icon
275
Bankunited
BKU
$3.01B
$2.5M 0.04%
+82,801
New +$2.54M
2016 Q3
0 quarters
9 10
11
12 13

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.