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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
251
JPMorgan Chase
JPM
$947B
$3.38M 0.05%
+50,719
New +$3.31M
MOS icon
252
The Mosaic Company
MOS
$7.46B
$3.28M 0.05%
134,160
-196,203
-59% -$5.35M
MS icon
253
Morgan Stanley
MS
$336B
$3.24M 0.05%
100,978
-587
-0.6% -$17.5K
AVGO icon
254
Broadcom
AVGO
$2T
$3.23M 0.05%
187,440
+37,440
+25% +$626K
NFLX icon
255
Netflix
NFLX
$307B
$3.19M 0.05%
323,890
-319,590
-50% -$3.05M
CFG icon
256
Citizens Financial Group
CFG
$30.5B
$3.13M 0.05%
+126,856
New +$2.92M
TGNA
257
DELISTED
TEGNA Inc
TGNA
$3.08M 0.05%
+219,863
New +$3.09M
SIX
258
DELISTED
Six Flags Entertainment Corp.
SIX
$3.07M 0.05%
+57,212
New +$3.08M
ULTI
259
DELISTED
Ultimate Software Group Inc
ULTI
$3.07M 0.05%
+15,000
New +$3.17M
TIP icon
260
iShares TIPS Bond ETF
TIP
$14.5B
$3.04M 0.05%
+26,131
New +$3.03M
AMG icon
261
Affiliated Managers Group
AMG
$9.83B
$3.04M 0.05%
+21,033
New +$3.01M
BKNG icon
262
Booking.com
BKNG
$156B
$2.94M 0.04%
50,000
+17,500
+54% +$976K
IBM icon
263
IBM
IBM
$220B
$2.9M 0.04%
+19,087
New +$2.9M
TNK icon
264
Teekay Tankers
TNK
$2.67B
$2.81M 0.04%
138,675
– –
XL
265
DELISTED
XL Group Ltd.
XL
$2.78M 0.04%
+82,629
New +$2.78M
RNG icon
266
RingCentral
RNG
$5.18B
$2.77M 0.04%
117,107
+36,992
+46% +$836K
EL icon
267
Estee Lauder
EL
$30.9B
$2.75M 0.04%
+31,000
New +$2.83M
CRZO
268
DELISTED
Carrizo Oil & Gas Inc
CRZO
$2.67M 0.04%
65,659
-13,557
-17% -$486K
DLR icon
269
Digital Realty Trust
DLR
$71.3B
$2.65M 0.04%
+27,303
New +$2.78M
BIDU icon
270
Baidu
BIDU
$37.1B
$2.63M 0.04%
14,475
+9,342
+182% +$1.62M
QEP
271
DELISTED
QEP RESOURCES, INC.
QEP
$2.59M 0.04%
132,410
-230,181
-63% -$4.24M
STI
272
DELISTED
SunTrust Banks, Inc.
STI
$2.56M 0.04%
+58,377
New +$2.5M
COLM icon
273
Columbia Sportswear
COLM
$2.93B
$2.55M 0.04%
+45,000
New +$2.57M
JD icon
274
JD.com
JD
$44.3B
$2.54M 0.04%
97,438
-67,562
-41% -$1.63M
BKU icon
275
Bankunited
BKU
$3.37B
$2.5M 0.04%
+82,801
New +$2.54M
9 10
11
12 13

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.