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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSMX
251
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.86M 0.03%
+180,000
New +$2.11M
CADE
252
DELISTED
Cadence Bank
CADE
$1.86M 0.03%
+82,431
New +$1.79M
RICE
253
DELISTED
Rice Energy Inc.
RICE
$1.77M 0.03%
84,434
-79,154
-48% -$1.97M
FCFS icon
254
FirstCash
FCFS
$8.92B
$1.75M 0.03%
31,525
+3,025
+11% +$171K
NAP
255
DELISTED
Navios Maritime Midstream Partrs
NAP
$1.74M 0.03%
+143,162
New +$1.88M
AXTA icon
256
Axalta
AXTA
$8.03B
$1.72M 0.03%
+66,000
New +$1.63M
DRE
257
DELISTED
Duke Realty Corp.
DRE
$1.7M 0.03%
84,020
+23,692
+39% +$449K
GM icon
258
CALL
General Motors
GM
$76.3B
$1.67M 0.03%
979,454
+6,744
+0.7% +$215K
BRS
259
DELISTED
Bristow Group, Inc.
BRS
$1.63M 0.03%
+24,800
New +$1.68M
GDP
260
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$1.63M 0.03%
366,030
+108,054
+42% +$842K
PVA
261
DELISTED
PENN VIRGINIA CORP
PVA
$1.62M 0.03%
+243,100
New +$1.84M
CUBE icon
262
CubeSmart
CUBE
$9.42B
$1.62M 0.03%
73,328
-3,749
-5% -$77.8K
NPKI
263
NPK International
NPKI
$1.15B
$1.61M 0.03%
169,095
-141,279
-46% -$1.5M
ZEUS
264
DELISTED
Olympic Steel
ZEUS
$1.6M 0.03%
90,259
-4,616
-5% -$84K
COVS
265
DELISTED
Covisint Corporation
COVS
$1.6M 0.03%
+605,669
New +$1.73M
RPAI
266
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.59M 0.03%
95,171
+15,718
+20% +$248K
REXX
267
DELISTED
Rex Energy Corporation
REXX
$1.58M 0.03%
30,980
+2,298
+8% +$176K
CRZO
268
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.55M 0.03%
37,200
-72,897
-66% -$3.28M
FWONK icon
269
Liberty Media Series C
FWONK
$25B
$1.54M 0.03%
+62,311
New +$1.53M
CIVI
270
DELISTED
Civitas Solutions, Inc.
CIVI
$1.53M 0.03%
+90,000
New +$1.42M
RES icon
271
RPC Inc
RES
$1.31B
$1.53M 0.03%
117,100
-68,695
-37% -$1.06M
EWW icon
272
iShares MSCI Mexico ETF
EWW
$1.97B
$1.49M 0.03%
+25,000
New +$1.61M
LNKD
273
DELISTED
LinkedIn Corporation
LNKD
$1.47M 0.03%
+6,394
New +$1.39M
HOS
274
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.44M 0.03%
+57,800
New +$1.59M
CX icon
275
Cemex
CX
$16.3B
$1.4M 0.02%
154,669
-64,691
-29% -$672K
9 10
11
12 13

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.