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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BSMX
251
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.86M 0.03%
+180,000
New +$2.11M
2014 Q4
0 quarters
CADE icon
252
DELISTED
Cadence Bank
CADE
$1.86M 0.03%
+82,431
New +$1.79M
2014 Q4
0 quarters
RICE
253
DELISTED
Rice Energy Inc.
RICE
$1.77M 0.03%
84,434
-79,154
-48% -$1.97M
2014 Q3
1 quarter
FCFS icon
254
FirstCash
FCFS
$9.38B
$1.75M 0.03%
31,525
+3,025
+11% +$171K
2014 Q1
3 quarters
NAP
255
DELISTED
Navios Maritime Midstream Partrs
NAP
$1.74M 0.03%
+143,162
New +$1.88M
2014 Q4
0 quarters
AXTA icon
256
Axalta
AXTA
$7.08B
$1.72M 0.03%
+66,000
New +$1.63M
2014 Q4
0 quarters
DRE
257
DELISTED
Duke Realty Corp.
DRE
$1.7M 0.03%
84,020
+23,692
+39% +$449K
2013 Q4
4 quarters
GM icon
258
CALL
General Motors
GM
$72.3B
$1.67M 0.03%
979,454
+6,744
+0.7% +$215K
2013 Q2
6 quarters
BRS
259
DELISTED
Bristow Group, Inc.
BRS
$1.63M 0.03%
+24,800
New +$1.68M
2014 Q4
0 quarters
GDP
260
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$1.63M 0.03%
366,030
+108,054
+42% +$842K
2014 Q3
1 quarter
PVA
261
DELISTED
PENN VIRGINIA CORP
PVA
$1.62M 0.03%
+243,100
New +$1.84M
2014 Q4
0 quarters
CUBE icon
262
CubeSmart
CUBE
$8.54B
$1.62M 0.03%
73,328
-3,749
-5% -$77.8K
2014 Q2
2 quarters
NPKI icon
263
NPK International
NPKI
$956M
$1.61M 0.03%
169,095
-141,279
-46% -$1.5M
2014 Q3
1 quarter
ZEUS icon
264
DELISTED
Olympic Steel
ZEUS
$1.6M 0.03%
90,259
-4,616
-5% -$84K
2013 Q4
4 quarters
COVS
265
DELISTED
Covisint Corporation
COVS
$1.6M 0.03%
+605,669
New +$1.73M
2014 Q4
0 quarters
RPAI
266
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.59M 0.03%
95,171
+15,718
+20% +$248K
2014 Q2
2 quarters
REXX
267
DELISTED
Rex Energy Corporation
REXX
$1.58M 0.03%
30,980
+2,298
+8% +$176K
2014 Q3
1 quarter
CRZO
268
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.55M 0.03%
37,200
-72,897
-66% -$3.28M
2014 Q3
1 quarter
FWONK icon
269
Liberty Media Corporation Series C Common Stock
FWONK
$23.5B
$1.54M 0.03%
+62,311
New +$1.53M
2014 Q4
0 quarters
CIVI icon
270
DELISTED
Civitas Solutions, Inc.
CIVI
$1.53M 0.03%
+90,000
New +$1.42M
2014 Q4
0 quarters
RES icon
271
RPC Inc
RES
$1.32B
$1.53M 0.03%
117,100
-68,695
-37% -$1.06M
2014 Q3
1 quarter
EWW icon
272
iShares MSCI Mexico ETF
EWW
$1.44B
$1.49M 0.03%
+25,000
New +$1.61M
2014 Q4
0 quarters
LNKD
273
DELISTED
LinkedIn Corporation
LNKD
$1.47M 0.03%
+6,394
New +$1.39M
2014 Q4
0 quarters
HOS icon
274
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.44M 0.03%
+57,800
New +$1.59M
2014 Q4
0 quarters
CX icon
275
Cemex
CX
$13.8B
$1.4M 0.02%
154,669
-64,691
-29% -$672K
2014 Q2
2 quarters
9 10
11
12 13

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.