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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOX
251
DELISTED
EMERALD OIL INC (MT)
EOX
$2.52M 0.05%
18,762
+11,237
+149% +$1.65M
CKEC
252
DELISTED
Carmike Cinemas Inc
CKEC
$2.49M 0.05%
+83,494
New +$2.41M
GPT
253
DELISTED
Gramercy Property Trust
GPT
$2.43M 0.05%
+157,083
New +$2.68M
AIG icon
254
American International
AIG
$42.4B
$2.34M 0.04%
+46,840
New +$2.33M
ZEUS
255
DELISTED
Olympic Steel
ZEUS
$2.24M 0.04%
78,166
+9,364
+14% +$264K
AWAY
256
DELISTED
HOMEAWAY INC COM
AWAY
$2.14M 0.04%
+56,840
New +$2.4M
CG icon
257
Carlyle Group
CG
$17.6B
$2.11M 0.04%
+60,000
New +$2.11M
DMND
258
DELISTED
DIAMOND FOODS, INC.
DMND
$2.1M 0.04%
60,000
+25,000
+71% +$708K
SCCO icon
259
Southern Copper
SCCO
$161B
$2.03M 0.04%
+75,204
New +$2.02M
EPE
260
DELISTED
EP Energy Corporation
EPE
$1.96M 0.04%
+100,000
New +$1.86M
BBD icon
261
Banco Bradesco
BBD
$37.1B
$1.88M 0.04%
350,718
-147,673
-30% -$669K
LULU icon
262
lululemon athletica
LULU
$14.2B
$1.82M 0.03%
34,537
-335,659
-91% -$16.7M
IBP icon
263
Installed Building Products
IBP
$6.52B
$1.81M 0.03%
+130,000
New +$1.79M
TMHC
264
DELISTED
Taylor Morrison
TMHC
$1.7M 0.03%
+72,500
New +$1.64M
MCHX icon
265
Marchex
MCHX
$80.2M
$1.69M 0.03%
+160,312
New +$1.69M
RBBN icon
266
Ribbon Communications
RBBN
$376M
$1.69M 0.03%
+100,000
New +$1.66M
PH icon
267
Parker-Hannifin
PH
$135B
$1.66M 0.03%
+13,870
New +$1.66M
ZEP
268
DELISTED
ZEP INC COM STK (DE)
ZEP
$1.65M 0.03%
+93,176
New +$1.6M
TXMD icon
269
TherapeuticsMD
TXMD
$24.2M
$1.58M 0.03%
+5,000
New +$1.59M
RAD
270
DELISTED
Rite Aid Corporation
RAD
$1.57M 0.03%
12,500
-25,000
-67% -$3.05M
HYG icon
271
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.56M 0.03%
16,500
-212,600
-93% -$19.9M
NBIX icon
272
Neurocrine Biosciences
NBIX
$16.2B
$1.56M 0.03%
+96,671
New +$1.65M
CBPX
273
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$1.51M 0.03%
+80,000
New +$1.48M
DRH icon
274
Diamondrock Hospitality Co
DRH
$2.59B
$1.49M 0.03%
126,768
-896,084
-88% -$10.7M
RALY
275
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$1.47M 0.03%
+109,974
New +$2.19M
9 10
11
12 13

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.