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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
226
Biogen
BIIB
$30.2B
$1.26M 0.04%
4,879
-17,121
-78% -$4.21M
ORCL icon
227
Oracle
ORCL
$419B
$1.26M 0.04%
11,926
+7,000
+142% +$764K
EWTX icon
228
Edgewise Therapeutics
EWTX
$4.61B
$1.25M 0.04%
114,685
-25,173
-18% -$177K
ESTA icon
229
Establishment Labs
ESTA
$2.31B
$1.25M 0.04%
48,445
+8,543
+21% +$250K
SPT icon
230
Sprout Social
SPT
$608M
$1.23M 0.04%
+20,000
New +$1.05M
NVNO
231
enVVeno Medical
NVNO
$7.44M
$1.21M 0.04%
6,752
+286
+4% +$45.5K
MRVL icon
232
Marvell Technology
MRVL
$192B
$1.21M 0.04%
20,000
– –
GLPI icon
233
Gaming and Leisure Properties
GLPI
$12.8B
$1.19M 0.04%
24,133
-90,357
-79% -$4.18M
OPRA
234
Opera Ltd
OPRA
$1.8B
$1.19M 0.04%
90,000
-35,000
-28% -$414K
BSX icon
235
Boston Scientific
BSX
$72B
$1.14M 0.04%
19,785
-31,607
-62% -$1.69M
RIG icon
236
PUT
Transocean
RIG
$5.92B
$1.14M 0.04%
425,000
– –
UTHR icon
237
United Therapeutics
UTHR
$22.5B
$1.11M 0.03%
5,043
-7,482
-60% -$1.72M
SDGR icon
238
Schrodinger
SDGR
$1.33B
$1.1M 0.03%
30,632
-5,068
-14% -$147K
ALCYU
239
DELISTED
Alchemy Investments Acquisition Corp 1 Units
ALCYU
$1.09M 0.03%
103,486
-46,514
-31% -$487K
XBI icon
240
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$1.08M 0.03%
175,000
+100,000
+133% +$7.43M
OFIX icon
241
Orthofix Medical
OFIX
$414M
$1.08M 0.03%
80,249
-27,783
-26% -$326K
TTD icon
242
Trade Desk
TTD
$6.66B
$1.08M 0.03%
+15,000
New +$1.1M
DISH
243
PUT
DELISTED
DISH Network Corp.
DISH
$1.08M 0.03%
126,400
– –
P
244
Everpure Inc
P
$29.2B
$1.07M 0.03%
30,000
-86,963
-74% -$3.05M
HYAC
245
DELISTED
Haymaker Acquisition Corp 4
HYAC
$1.06M 0.03%
103,486
-46,514
-31% -$476K
HOLI
246
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1.05M 0.03%
40,000
-53,570
-57% -$1.2M
CEG icon
247
Constellation Energy
CEG
$95.4B
$1.05M 0.03%
+9,000
New +$1.05M
CRWD icon
248
CrowdStrike
CRWD
$215B
$1.05M 0.03%
16,400
-53,600
-77% -$2.81M
INZY
249
DELISTED
Inozyme Pharma
INZY
$1.04M 0.03%
244,928
+89,623
+58% +$318K
HALO icon
250
Halozyme
HALO
$11.6B
$1.02M 0.03%
27,683
-40,860
-60% -$1.54M
8 9
10
11 12

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.