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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENER
226
DELISTED
Accretion Acquisition Corp
ENER
$2.41M 0.05%
231,102
-5,209
-2% -$53.8K
BFAC
227
DELISTED
Battery Future Acquisition Corp.
BFAC
$2.4M 0.05%
226,579
-5,107
-2% -$53.8K
PFTA
228
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$2.4M 0.05%
231,102
-5,209
-2% -$53.7K
AZN icon
229
AstraZeneca
AZN
$250B
$2.4M 0.05%
16,771
-5,829
-26% -$858K
KNSW
230
DELISTED
KnightSwan Acquisition Corporation
KNSW
$2.39M 0.05%
226,579
-5,107
-2% -$53.5K
PEGR
231
DELISTED
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
$2.39M 0.05%
231,102
-5,209
-2% -$53.6K
FICV
232
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$2.39M 0.05%
231,102
-5,209
-2% -$53.6K
PRLH
233
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$2.39M 0.05%
226,579
-5,107
-2% -$53.6K
HIW icon
234
Highwoods Properties
HIW
$3.47B
$2.39M 0.05%
100,000
+18,048
+22% +$400K
PMGM
235
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$2.39M 0.05%
226,579
-7,374
-3% -$77.5K
AOGO
236
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
$2.39M 0.05%
226,579
-5,107
-2% -$53.5K
VBOC
237
DELISTED
Viscogliosi Brothers Acquisition Corp Common Stock
VBOC
$2.39M 0.05%
226,579
-5,107
-2% -$53.2K
TGVC
238
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$2.38M 0.05%
226,579
-5,107
-2% -$53.2K
APMI
239
DELISTED
AxonPrime Infrastructure Acquisition Corporation Class A Common Stock
APMI
$2.38M 0.05%
231,102
-5,209
-2% -$53.2K
CSLM
240
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
$2.38M 0.05%
226,579
-5,107
-2% -$53.2K
INSM icon
241
Insmed
INSM
$28.9B
$2.37M 0.05%
112,292
-99,048
-47% -$1.88M
EONR
242
EON Resources
EONR
$23.7M
$2.36M 0.05%
222,542
-5,016
-2% -$52.9K
FGMC
243
DELISTED
FG Merger Corp. Common Stock
FGMC
$2.35M 0.05%
222,542
-5,016
-2% -$52.6K
FLD
244
Fold Holdings
FLD
$25.2M
$2.35M 0.05%
226,579
-5,107
-2% -$52.6K
MITA
245
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$2.33M 0.05%
231,102
-5,209
-2% -$53.8K
ALCE
246
DELISTED
Alternus Clean Energy Inc
ALCE
$2.33M 0.05%
8,902
-200
-2% -$51.8K
RIOT icon
247
Riot Platforms
RIOT
$8.02B
$2.32M 0.05%
196,505
+144,505
+278% +$1.62M
LKFT
248
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.71B
$2.31M 0.05%
56,888
+15,638
+38% +$638K
ARVN icon
249
Arvinas
ARVN
$568M
$2.31M 0.05%
93,182
+57,832
+164% +$1.49M
INFA
250
DELISTED
Informatica
INFA
$2.31M 0.05%
+125,000
New +$2.06M
8 9
10
11 12

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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.