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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YAC
226
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$4.92M 0.07%
499,982
-115,955
-19% -$1.2M
NMMC
227
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$4.92M 0.07%
499,656
+43,406
+10% +$452K
CAS
228
DELISTED
Cascade Acquisition Corp.
CAS
$4.92M 0.07%
+499,982
New +$5.07M
SWBK
229
DELISTED
Switchback II Corporation
SWBK
$4.92M 0.07%
+499,982
New +$5.11M
LFTR
230
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$4.91M 0.07%
+499,982
New +$5.26M
DRE
231
DELISTED
Duke Realty Corp.
DRE
$4.91M 0.07%
117,100
+17,200
+17% +$694K
IMPX
232
DELISTED
AEA-Bridges Impact Corp
IMPX
$4.91M 0.07%
499,982
-184,394
-27% -$1.93M
FCAX
233
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$4.91M 0.07%
+499,982
New +$4.93M
FRGE
234
DELISTED
Forge Global Holdings
FRGE
$4.9M 0.07%
+33,332
New +$5.13M
PDYN icon
235
Palladyne AI
PDYN
$286M
$4.9M 0.07%
+83,331
New +$4.88M
GNAC
236
DELISTED
Group Nine Acquisition Corp. Class A Common stock
GNAC
$4.9M 0.07%
+499,982
New +$4.95M
SFR
237
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$4.89M 0.07%
+499,982
New +$5.09M
SCOA
238
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$4.89M 0.07%
+499,982
New +$5.05M
HTPA
239
DELISTED
Highland Transcend Partners I Corp.
HTPA
$4.89M 0.07%
+499,982
New +$5.12M
PPGH
240
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$4.89M 0.07%
+499,982
New +$4.89M
FMAC
241
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$4.89M 0.07%
488,673
-195,702
-29% -$2.12M
MAAC
242
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$4.89M 0.07%
499,656
-93,469
-16% -$949K
AVAN
243
DELISTED
Avanti Acquisition Corp.
AVAN
$4.88M 0.07%
499,982
-115,955
-19% -$1.2M
SEAH
244
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$4.88M 0.07%
499,982
-184,393
-27% -$1.89M
PIAI
245
DELISTED
Prime Impact Acquisition I
PIAI
$4.88M 0.07%
501,958
-182,417
-27% -$1.87M
GLS
246
DELISTED
Gelesis Holdings, Inc.
GLS
$4.88M 0.07%
499,982
+43,732
+10% +$448K
OEPW
247
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$4.88M 0.07%
+499,982
New +$4.88M
AMPS
248
DELISTED
Altus Power
AMPS
$4.88M 0.07%
+499,982
New +$5.1M
ETAC
249
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$4.88M 0.07%
499,982
-93,141
-16% -$954K
KAIR
250
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$4.87M 0.07%
+499,982
New +$4.9M
8 9
10
11 12

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.