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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPFI icon
226
OppFi
OPFI
$833M
$4.64M 0.09%
+456,250
New +$4.58M
OWLT icon
227
Owlet
OWLT
$158M
$4.64M 0.09%
+32,589
New +$4.5M
WLK icon
228
Westlake Corp
WLK
$9.9B
$4.64M 0.09%
56,832
+21,832
+62% +$1.63M
ABX
229
Abacus Global Management
ABX
$998M
$4.63M 0.09%
+456,248
New +$4.48M
GLS
230
DELISTED
Gelesis Holdings, Inc.
GLS
$4.63M 0.09%
+456,250
New +$4.49M
PMVC
231
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$4.63M 0.09%
+456,250
New +$4.5M
IGAC
232
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$4.62M 0.09%
+456,250
New +$4.57M
TSIAU
233
DELISTED
TS Innovation Acquisitions Corp. Unit
TSIAU
$4.62M 0.09%
+438,000
New +$4.46M
ARE icon
234
Alexandria Real Estate Equities
ARE
$8.34B
$4.62M 0.09%
25,893
-1,307
-5% -$216K
ARBGU
235
DELISTED
Aequi Acquisition Corp Unit
ARBGU
$4.61M 0.09%
+456,250
New +$4.59M
MSPR
236
DELISTED
MSP Recovery Inc
MSPR
$4.6M 0.09%
+104
New +$4.48M
TEKK
237
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$4.6M 0.09%
+456,250
New +$4.57M
ACIC
238
DELISTED
Atlas Crest Investment Corp.
ACIC
$4.59M 0.09%
+456,250
New +$4.62M
BSN
239
DELISTED
Broadstone Acquisition Corp.
BSN
$4.58M 0.09%
+456,250
New +$4.48M
HPX
240
DELISTED
HPX Corp.
HPX
$4.57M 0.09%
+456,248
New +$4.48M
JSPR icon
241
Jasper Therapeutics
JSPR
$21.5M
$4.57M 0.09%
45,625
– –
CF icon
242
CF Industries
CF
$17.7B
$4.55M 0.09%
+117,572
New +$3.88M
TWO
243
Two Harbors Investment
TWO
$1.26B
$4.55M 0.09%
178,620
+159,870
+853% +$3.8M
SAII
244
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$4.54M 0.09%
+456,250
New +$4.47M
MLAC
245
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$4.52M 0.09%
+456,248
New +$4.47M
ONT
246
Onterris Inc
ONT
$530M
$4.51M 0.09%
+145,561
New +$4.14M
PWP icon
247
Perella Weinberg Partners
PWP
$1.26B
$4.49M 0.09%
+397,694
New +$4.15M
PBR icon
248
Petrobras
PBR
$119B
$4.49M 0.09%
+400,000
New +$3.55M
PIPP.U
249
DELISTED
Pine Island Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
PIPP.U
$4.47M 0.09%
+433,438
New +$4.48M
PDD icon
250
Pinduoduo
PDD
$129B
$4.44M 0.09%
+25,000
New +$2.99M
8 9
10
11 12

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.