We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHH icon
226
Choice Hotels
CHH
$4.99B
– –
-39,400
Closed -$3.28M
CIEN icon
227
Ciena
CIEN
$57.2B
– –
-7,500
Closed -$234K
CNP icon
228
CenterPoint Energy
CNP
$26.8B
– –
-200,000
Closed -$5.53M
CSX icon
229
CSX Corp
CSX
$93.9B
– –
-240,000
Closed -$5.92M
CVNA icon
230
Carvana
CVNA
$75.1B
– –
-50,000
Closed -$591K
DLR icon
231
Digital Realty Trust
DLR
$71.3B
– –
-159,800
Closed -$18M
EBAY icon
232
eBay
EBAY
$48.9B
– –
-1,050,000
Closed -$34.7M
EDU icon
233
New Oriental
EDU
$9.04B
– –
-5,000
Closed -$370K
EQH icon
234
Equitable Holdings
EQH
$14.2B
– –
-150,000
Closed -$3.22M
EQR icon
235
Equity Residential
EQR
$25B
– –
-7,200
Closed -$477K
ESS icon
236
Essex Property Trust
ESS
$18.3B
– –
-8,300
Closed -$2.05M
EXPE icon
237
Expedia Group
EXPE
$36.8B
– –
-17,720
Closed -$2.31M
FHB icon
238
First Hawaiian
FHB
$3.35B
– –
-197,000
Closed -$5.35M
FMC icon
239
FMC
FMC
$1.32B
– –
-40,355
Closed -$3.05M
GLW icon
240
Corning
GLW
$135B
– –
-170,612
Closed -$6.02M
HST icon
241
PUT
Host Hotels & Resorts
HST
$16B
– –
-393,900
Closed -$335K
HUYA
242
Huya Inc
HUYA
$554M
– –
-70,451
Closed -$1.66M
INVH icon
243
Invitation Homes
INVH
$18B
– –
-26,000
Closed -$596K
IYR icon
244
CALL
iShares US Real Estate ETF
IYR
$4.63B
– –
-200,000
Closed -$4K
JPM icon
245
JPMorgan Chase
JPM
$947B
– –
-34,000
Closed -$3.84M
KRC icon
246
Kilroy Realty
KRC
$4.34B
– –
-38,000
Closed -$2.72M
LADR
247
PUT
Ladder Capital
LADR
$1.21B
– –
-50,000
Closed -$39K
LEN icon
248
Lennar Class A
LEN
$20.4B
– –
-12,396
Closed -$560K
LULU icon
249
lululemon athletica
LULU
$14.2B
– –
-65,000
Closed -$10.6M
MA icon
250
Mastercard
MA
$505B
– –
-13,634
Closed -$3.04M
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.