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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONO icon
226
Sonos
SONO
$1.83B
$281K 0.01%
+17,500
New +$310K
MNR
227
DELISTED
Monmouth Real Estate Investment Corp
MNR
$251K 0.01%
+15,000
New +$253K
CTK
228
DELISTED
CooTek (Cayman) Inc. American Depositary Shares, each representing 650 Class A Ordinary Shares
CTK
$236K 0.01%
+1,923
New +$236K
CIEN icon
229
Ciena
CIEN
$57.2B
$234K 0.01%
+7,500
New +$210K
CRC
230
PUT
DELISTED
California Resources Corporation
CRC
$205K ﹤0.01%
+75,000
New +$2.89M
IOTS
231
DELISTED
Adesto Technologies Corp
IOTS
$178K ﹤0.01%
+30,000
New +$179K
FPAY
232
DELISTED
FlexShopper
FPAY
$174K ﹤0.01%
+200,000
New +$596K
HTZ
233
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$174K ﹤0.01%
97,260
– –
AXTA icon
234
CALL
Axalta
AXTA
$8.03B
$165K ﹤0.01%
+550,000
New +$16.5M
LAIX
235
DELISTED
LAIX Inc. American Depositary Shares, each representing fourteen Class A Ordinary Shares
LAIX
$145K ﹤0.01%
+826
New +$146K
ETFC
236
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$116K ﹤0.01%
+150,000
New +$8.8M
SOLO
237
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$115K ﹤0.01%
+350,000
New +$1.08M
AA icon
238
CALL
Alcoa
AA
$12.5B
$91K ﹤0.01%
+125,000
New +$5.43M
FPAY
239
CALL
DELISTED
FlexShopper
FPAY
$50K ﹤0.01%
+200,000
New +$596K
HOG icon
240
PUT
Harley-Davidson
HOG
$2.67B
$43K ﹤0.01%
50,000
-50,000
-50% -$2.17M
LADR
241
PUT
Ladder Capital
LADR
$1.21B
$39K ﹤0.01%
50,000
+15,000
+43% +$250K
MAT icon
242
CALL
Mattel
MAT
$4.21B
$34K ﹤0.01%
+25,000
New +$400K
CYHHZ
243
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$28K ﹤0.01%
4,741,911
– –
F icon
244
CALL
Ford
F
$55B
$26K ﹤0.01%
+100,000
New +$1,000K
TDG icon
245
PUT
TransDigm Group
TDG
$69.8B
$26K ﹤0.01%
14,300
– –
IYR icon
246
CALL
iShares US Real Estate ETF
IYR
$4.63B
$4K ﹤0.01%
+200,000
New +$16.3M
DISH
247
CALL
DELISTED
DISH Network Corp.
DISH
$4K ﹤0.01%
86,000
-15,000
-15% -$515K
AAPL icon
248
PUT
Apple
AAPL
$4.56T
$3K ﹤0.01%
+60,000
New +$3.12M
ACET icon
249
Adicet Bio
ACET
$74.2M
– –
-269
Closed -$276K
ADC icon
250
Agree Realty
ADC
$9.5B
– –
-36,700
Closed -$1.94M
8 9
10
11 12

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.