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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+6.89%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.35B
AUM Growth
-$639M
(-13%)
Cap. Flow
-$1.16B
Cap. Flow
% of AUM
-26.6%
Top 10 Holdings %
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89
Avg Time Held Equity + Options
2.1
quarters
Top 10 Avg Time Held Equity + Options
1
quarter
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.1
quarters
Top 10 Avg Time Held Equity only
1
quarter
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$269M |
| 2 |
CA, Inc.
CA
|
+$99.2M |
| 3 |
PF
Pinnacle Foods, Inc.
PF
|
+$92.3M |
| 4 |
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
|
+$70.6M |
| 5 |
Dun & Bradstreet
DNB
|
+$44M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NXP Semiconductors
NXPI
|
+$628M |
| 2 |
XL
XL Group Ltd.
XL
|
+$371M |
| 3 |
VR
Validus Hold Ltd
VR
|
+$144M |
| 4 |
COL
Rockwell Collins
COL
|
+$122M |
| 5 |
RSPP
RSP Permian, Inc.
RSPP
|
+$57.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.88% |
| 2 | Technology | 13.4% |
| 3 | Communication Services | 13.37% |
| 4 | Miscellaneous | 12.5% |
| 5 | Industrials | 11.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
226
Sonos
SONO
$2.04B
| $281K | 0.01% |
+17,500
| New | +$310K |
2018 Q3
0 quarters
|
|
227
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $251K | 0.01% |
+15,000
| New | +$253K |
2018 Q3
0 quarters
|
|
|
CTK
228
DELISTED
CooTek (Cayman) Inc. American Depositary Shares, each representing 650 Class A Ordinary Shares
CTK
| $236K | 0.01% |
+1,923
| New | +$236K |
2018 Q3
0 quarters
|
|
229
Ciena
CIEN
$63.8B
| $234K | 0.01% |
+7,500
| New | +$210K |
2018 Q3
0 quarters
|
|
230
PUT
DELISTED
California Resources Corporation
CRC
| $205K | ﹤0.01% |
+75,000
| New | +$2.89M |
2018 Q3
0 quarters
|
|
|
IOTS
231
DELISTED
Adesto Technologies Corp
IOTS
| $178K | ﹤0.01% |
+30,000
| New | +$179K |
2018 Q3
0 quarters
|
|
232
DELISTED
FlexShopper
FPAY
| $174K | ﹤0.01% |
+200,000
| New | +$596K |
2018 Q3
0 quarters
|
|
233
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $174K | ﹤0.01% |
97,260
| – | – |
2018 Q2
1 quarter
|
|
234
CALL
Axalta
AXTA
$6.98B
| $165K | ﹤0.01% |
+550,000
| New | +$16.5M |
2018 Q3
0 quarters
|
|
|
LAIX
235
DELISTED
LAIX Inc. American Depositary Shares, each representing fourteen Class A Ordinary Shares
LAIX
| $145K | ﹤0.01% |
+826
| New | +$146K |
2018 Q3
0 quarters
|
|
|
ETFC
236
CALL
DELISTED
E*Trade Financial Corporation
ETFC
| $116K | ﹤0.01% |
+150,000
| New | +$8.8M |
2018 Q3
0 quarters
|
|
|
SOLO
237
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
| $115K | ﹤0.01% |
+350,000
| New | +$1.08M |
2018 Q3
0 quarters
|
|
238
CALL
Alcoa
AA
$11.1B
| $91K | ﹤0.01% |
+125,000
| New | +$5.43M |
2018 Q3
0 quarters
|
|
|
239
CALL
DELISTED
FlexShopper
FPAY
| $50K | ﹤0.01% |
+200,000
| New | +$596K |
2018 Q3
0 quarters
|
|
240
PUT
Harley-Davidson
HOG
$2.8B
| $43K | ﹤0.01% |
50,000
-50,000
| -50% | -$2.17M |
2018 Q2
1 quarter
|
|
241
PUT
Ladder Capital
LADR
$1.11B
| $39K | ﹤0.01% |
50,000
+15,000
| +43% | +$250K |
2018 Q2
1 quarter
|
|
242
CALL
Mattel
MAT
$4.77B
| $34K | ﹤0.01% |
+25,000
| New | +$400K |
2018 Q3
0 quarters
|
|
|
CYHHZ
243
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
| $28K | ﹤0.01% |
4,741,911
| – | – |
2014 Q1
18 quarters
|
|
244
CALL
Ford
F
$48.5B
| $26K | ﹤0.01% |
+100,000
| New | +$1,000K |
2018 Q3
0 quarters
|
|
245
PUT
TransDigm Group
TDG
$61.2B
| $26K | ﹤0.01% |
14,300
| – | – |
2018 Q2
1 quarter
|
|
246
CALL
iShares US Real Estate ETF
IYR
$4.16B
| $4K | ﹤0.01% |
+200,000
| New | +$16.3M |
2018 Q3
0 quarters
|
|
|
DISH
247
CALL
DELISTED
DISH Network Corp.
DISH
| $4K | ﹤0.01% |
86,000
-15,000
| -15% | -$515K |
2017 Q2
5 quarters
|
|
248
PUT
Apple
AAPL
$4.91T
| $3K | ﹤0.01% |
+60,000
| New | +$3.12M |
2018 Q3
0 quarters
|
|
249
Adicet Bio
ACET
$52.5M
| – | – |
-269
| Closed | -$276K | – |
|
250
Agree Realty
ADC
$8.2B
| – | – |
-36,700
| Closed | -$1.94M | – |
|
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UBS O'Connor's Q3 2018 Portfolio in Review
As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
UBS O'Connor withdrew a net $1.16B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 22% a quarter earlier, followed by Technology and Communication Services.
Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.
- UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
- UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
- UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
- UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
- UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
- UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.
Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.