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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
226
Public Storage
PSA
$61.1B
$629K 0.01%
+3,137
New +$611K
NSA
227
DELISTED
National Storage Affiliates Trust
NSA
$614K 0.01%
+24,487
New +$617K
AVB icon
228
AvalonBay Communities
AVB
$26.6B
$609K 0.01%
+3,700
New +$606K
BG icon
229
PUT
Bunge Global
BG
$20.9B
$576K 0.01%
+86,000
New +$6.5M
NAV
230
DELISTED
Navistar International
NAV
$512K 0.01%
14,638
-13,362
-48% -$538K
ONCS
231
DELISTED
OncoSec Medical Incorporated
ONCS
$507K 0.01%
+1,225
New +$503K
NXPI icon
232
PUT
NXP Semiconductors
NXPI
$58.4B
$496K 0.01%
+1,068,200
New +$129M
GCVRZ
233
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$490K 0.01%
1,160,651
-77,426
-6% -$31.1K
WUBA
234
DELISTED
58.com Inc
WUBA
$479K 0.01%
+6,000
New +$474K
MTVA
235
MetaVia Inc
MTVA
$7.49M
$477K 0.01%
+1
New +$507K
MRAM icon
236
Everspin Technologies
MRAM
$381M
$450K 0.01%
+59,569
New +$501K
CDMO
237
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$441K 0.01%
+150,900
New +$466K
DISH
238
CALL
DELISTED
DISH Network Corp.
DISH
$418K 0.01%
379,900
+31,700
+9% +$1.39M
SPY icon
239
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$410K 0.01%
1,500,000
+1,400,000
+1,400% +$382M
ACET icon
240
Adicet Bio
ACET
$74.2M
$408K 0.01%
+380
New +$697K
BLNK icon
241
Blink Charging
BLNK
$77.6M
$384K 0.01%
+139,531
New +$401K
AAMI
242
Acadian Asset Management
AAMI
$3.26B
$360K 0.01%
+22,873
New +$377K
TFCFA
243
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$302K 0.01%
83,900
-16,100
-16% -$594K
TCOM icon
244
Trip.com Group
TCOM
$29.1B
$276K 0.01%
5,913
-147,583
-96% -$6.92M
INFN
245
DELISTED
Infinera Corporation Common Stock
INFN
$248K ﹤0.01%
+22,874
New +$203K
HTHT icon
246
Huazhu Hotels Group
HTHT
$13B
$241K ﹤0.01%
+7,320
New +$268K
EA
247
CALL
DELISTED
Electronic Arts
EA
$203K ﹤0.01%
+1,040,000
New +$126M
GDP
248
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$165K ﹤0.01%
15,000
-21,930
-59% -$248K
TYME
249
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$159K ﹤0.01%
+71,233
New +$291K
OIH icon
250
PUT
VanEck Oil Services ETF
OIH
$1.94B
$137K ﹤0.01%
+8,980
New +$4.64M
8 9
10
11 12

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.