UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+3.63%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$5.18B
AUM Growth
-$458M
Cap. Flow
-$869M
Cap. Flow %
-16.78%
Top 10 Hldgs %
59.09%
Holding
418
New
126
Increased
34
Reduced
79
Closed
129

Top Buys

1
XL
XL Group Ltd.
XL
$263M
2
AET
Aetna Inc
AET
$208M
3
NXPI icon
NXP Semiconductors
NXPI
$188M
4
VR
Validus Hold Ltd
VR
$122M
5
MON
Monsanto Co
MON
$112M

Top Sells

1
BDX icon
Becton Dickinson
BDX
$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$167M
3
CPN
Calpine Corporation
CPN
$132M
4
STRP
Straight Path Communications Inc.
STRP
$58.6M
5
GM icon
General Motors
GM
$55.7M

Sector Composition

1 Technology 18.93%
2 Financials 17.41%
3 Materials 13.49%
4 Communication Services 10.44%
5 Consumer Discretionary 5.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MTVA
226
MetaVia Inc. Common Stock
MTVA
$16.7M
$477K 0.01%
+12
New +$477K
MRAM icon
227
Everspin Technologies
MRAM
$147M
$450K 0.01%
+59,569
New +$450K
CDMO
228
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$441K 0.01%
+150,900
New +$441K
ACET icon
229
Adicet Bio
ACET
$60M
$408K 0.01%
+6,077
New +$408K
BLNK icon
230
Blink Charging
BLNK
$117M
$384K 0.01%
+139,531
New +$384K
AAMI
231
Acadian Asset Management Inc.
AAMI
$1.59B
$360K 0.01%
+22,873
New +$360K
TCOM icon
232
Trip.com Group
TCOM
$47.6B
$276K 0.01%
5,913
-147,583
-96% -$6.89M
INFN
233
DELISTED
Infinera Corporation Common Stock
INFN
$248K ﹤0.01%
+22,874
New +$248K
HTHT icon
234
Huazhu Hotels Group
HTHT
$11.5B
$241K ﹤0.01%
+7,320
New +$241K
GDP
235
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$165K ﹤0.01%
15,000
-21,930
-59% -$241K
TYME
236
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$159K ﹤0.01%
+71,233
New +$159K
SYNC
237
DELISTED
Synacor, Inc.
SYNC
$59K ﹤0.01%
36,908
-6,488
-15% -$10.4K
CYHHZ
238
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$54K ﹤0.01%
4,739,666
-316,011
-6% -$3.6K
WIN
239
DELISTED
Windstream Holdings Inc
WIN
– –
0
– –
CPN
240
DELISTED
Calpine Corporation
CPN
– –
-8,693,990
Closed -$132M
SNI
241
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-1,952,006
Closed -$167M
STRP
242
DELISTED
Straight Path Communications Inc.
STRP
– –
-322,105
Closed -$58.6M
FMCIU
243
DELISTED
Forum Merger Corporation Unit
FMCIU
– –
-625,000
Closed -$5.42M
GNCMA
244
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
– –
-825,528
Closed -$32.2M
CAA
245
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-739,047
Closed -$41.7M
AAAP
246
DELISTED
Advanced Accelerator Applications S.A. American Depositary Shares
AAAP
– –
-110,281
Closed -$9M
FTR
247
DELISTED
Frontier Communications Corp.
FTR
– –
0
– –
GG
248
DELISTED
Goldcorp Inc
GG
– –
-180,000
Closed -$2.3M
OREX
249
DELISTED
Orexigen Therapeutics, Inc.
OREX
$0 ﹤0.01%
33,333
– –
RHT
250
DELISTED
Red Hat Inc
RHT
– –
-15,000
Closed -$1.8M
8 9
10
11 12