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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
226
Lumen
LUMN
$6.09B
$4.2M 0.08%
+176,516
New +$4.48M
REI icon
227
Ring Energy
REI
$325M
$4.11M 0.08%
316,314
+237,775
+303% +$2.75M
ARCH
228
DELISTED
Arch Resources, Inc.
ARCH
$4.1M 0.08%
+52,574
New +$3.98M
HON icon
229
Honeywell
HON
$76.3B
$4.09M 0.08%
39,112
-56,063
-59% -$5.7M
ITT icon
230
ITT
ITT
$19.2B
$4.09M 0.08%
+105,995
New +$3.99M
LEN icon
231
Lennar Class A
LEN
$20.4B
$4.05M 0.08%
99,131
– –
TVPT
232
DELISTED
Travelport Worldwide Limited
TVPT
$3.93M 0.08%
+279,034
New +$3.88M
BERY
233
DELISTED
Berry Global Group, Inc.
BERY
$3.92M 0.08%
+87,725
New +$3.75M
ICE icon
234
Intercontinental Exchange
ICE
$84.1B
$3.76M 0.07%
66,660
+22,720
+52% +$1.26M
GSAT icon
235
Globalstar
GSAT
$10.7B
$3.75M 0.07%
158,185
-149,632
-49% -$2.34M
HABT
236
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$3.73M 0.07%
+216,370
New +$3.32M
ECHO
237
EchoStar
ECHO
$25.3B
$3.69M 0.07%
88,720
-52,353
-37% -$2.08M
JACK icon
238
Jack in the Box
JACK
$331M
$3.66M 0.07%
+32,824
New +$3.35M
CLR
239
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.63M 0.07%
70,458
-4,572
-6% -$236K
RDS.A
240
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.56M 0.07%
67,728
+62,608
+1,223% +$3.11M
RRC icon
241
Range Resources
RRC
$9.01B
$3.44M 0.07%
+100,000
New +$3.58M
ESV
242
DELISTED
Ensco Rowan plc
ESV
$3.31M 0.06%
85,048
-81,720
-49% -$2.93M
SPWH icon
243
Sportsman's Warehouse
SPWH
$46M
$3.29M 0.06%
350,000
– –
JWN
244
DELISTED
Nordstrom
JWN
$3.27M 0.06%
+68,300
New +$3.71M
TOL icon
245
Toll Brothers
TOL
$14.1B
$3.2M 0.06%
103,312
+57,950
+128% +$1.72M
LILAK icon
246
Liberty Latin America Class C
LILAK
$1.72B
$3.15M 0.06%
+174,069
New +$3.49M
CF icon
247
CF Industries
CF
$17.9B
$3.15M 0.06%
+100,000
New +$2.69M
VXX
248
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.13M 0.06%
30,709
-9,401
-23% -$1.13M
FNF icon
249
Fidelity National Financial
FNF
$14.1B
$3.12M 0.06%
132,161
-28,115
-18% -$674K
CMBT
250
CMB.TECH NV
CMBT
$4.76B
$3.1M 0.06%
389,744
-85,421
-18% -$649K
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.