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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$1.42B
Cap. Flow %
-27.47%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.3 quarters
Top 20 Avg Time Held Equity + Options
1.9 quarters
Avg Time Held Equity only
2.5 quarters
Top 10 Avg Time Held Equity only
0.3 quarters
Top 20 Avg Time Held Equity only
1.9 quarters

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR icon
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.01%
2 Consumer Discretionary 13.1%
3 Industrials 12.06%
4 Communication Services 10.13%
5 Technology 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LUMN icon
226
Lumen Technologies, Inc. Common Stock
LUMN
$5.45B
$4.2M 0.08%
+176,516
New +$4.48M
2016 Q4
0 quarters
REI icon
227
Ring Energy
REI
$341M
$4.11M 0.08%
316,314
+237,775
+303% +$2.75M
2016 Q2
2 quarters
ARCH icon
228
DELISTED
Arch Resources, Inc.
ARCH
$4.1M 0.08%
+52,574
New +$3.98M
2016 Q4
0 quarters
HON icon
229
Honeywell
HON
$65.8B
$4.09M 0.08%
39,112
-56,063
-59% -$5.7M
2016 Q3
1 quarter
ITT icon
230
ITT
ITT
$18B
$4.09M 0.08%
+105,995
New +$3.99M
2016 Q4
0 quarters
LEN icon
231
Lennar Class A
LEN
$18.2B
$4.05M 0.08%
99,131
– –
2015 Q4
4 quarters
TVPT
232
DELISTED
Travelport Worldwide Limited
TVPT
$3.93M 0.08%
+279,034
New +$3.88M
2016 Q4
0 quarters
BERY icon
233
DELISTED
Berry Global Group, Inc.
BERY
$3.92M 0.08%
+87,725
New +$3.75M
2016 Q4
0 quarters
ICE icon
234
Intercontinental Exchange
ICE
$87.7B
$3.76M 0.07%
66,660
+22,720
+52% +$1.26M
2016 Q3
1 quarter
GSAT icon
235
Globalstar
GSAT
$10.9B
$3.75M 0.07%
158,185
-149,632
-49% -$2.34M
2016 Q2
2 quarters
HABT
236
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$3.73M 0.07%
+216,370
New +$3.32M
2016 Q4
0 quarters
ECHO icon
237
EchoStar
ECHO
$27.6B
$3.69M 0.07%
88,720
-52,353
-37% -$2.08M
2016 Q3
1 quarter
JACK icon
238
Jack in the Box
JACK
$244M
$3.66M 0.07%
+32,824
New +$3.35M
2016 Q4
0 quarters
CLR
239
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.63M 0.07%
70,458
-4,572
-6% -$236K
2016 Q1
3 quarters
RDS.A
240
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.56M 0.07%
67,728
+62,608
+1,223% +$3.11M
2016 Q2
2 quarters
RRC icon
241
Range Resources
RRC
$9.56B
$3.44M 0.07%
+100,000
New +$3.58M
2016 Q4
0 quarters
ESV
242
DELISTED
Ensco Rowan plc
ESV
$3.31M 0.06%
85,048
-81,720
-49% -$2.93M
2016 Q2
2 quarters
SPWH icon
243
Sportsman's Warehouse
SPWH
$43.1M
$3.29M 0.06%
350,000
– –
2016 Q2
2 quarters
JWN icon
244
DELISTED
Nordstrom
JWN
$3.27M 0.06%
+68,300
New +$3.71M
2016 Q4
0 quarters
TOL icon
245
Toll Brothers
TOL
$12.3B
$3.2M 0.06%
103,312
+57,950
+128% +$1.72M
2016 Q1
3 quarters
LILAK icon
246
Liberty Latin America Class C
LILAK
$1.59B
$3.15M 0.06%
+174,069
New +$3.49M
2016 Q4
0 quarters
CF icon
247
CF Industries
CF
$16.9B
$3.15M 0.06%
+100,000
New +$2.69M
2016 Q4
0 quarters
VXX icon
248
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.13M 0.06%
30,709
-9,401
-23% -$1.13M
2016 Q3
1 quarter
FNF icon
249
Fidelity National Financial
FNF
$10.4B
$3.12M 0.06%
132,161
-28,115
-18% -$674K
2016 Q3
1 quarter
CMBT icon
250
CMB.TECH NV
CMBT
$5.98B
$3.1M 0.06%
389,744
-85,421
-18% -$649K
2015 Q2
6 quarters
8 9
10
11 12

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.