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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
226
Lennar Class A
LEN
$20.4B
$4M 0.06%
99,131
+15,548
+19% +$689K
DPZ icon
227
Domino's
DPZ
$11.9B
$3.97M 0.06%
26,140
+13,287
+103% +$1.94M
SPY icon
228
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$3.96M 0.06%
1,962,000
+1,362,000
+227% +$294M
WY icon
229
Weyerhaeuser
WY
$18.3B
$3.94M 0.06%
123,453
-85,517
-41% -$2.7M
SWK icon
230
Stanley Black & Decker
SWK
$15.3B
$3.92M 0.06%
31,868
-108,224
-77% -$13.1M
EWW icon
231
iShares MSCI Mexico ETF
EWW
$1.97B
$3.91M 0.06%
+80,572
New +$4.05M
CLR
232
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.9M 0.06%
75,030
-13,744
-15% -$639K
EOG icon
233
EOG Resources
EOG
$71.4B
$3.87M 0.06%
+40,000
New +$3.51M
CLB icon
234
Core Laboratories
CLB
$513M
$3.82M 0.06%
34,000
-54,351
-62% -$6.26M
JBLU icon
235
JetBlue
JBLU
$2.34B
$3.79M 0.06%
220,124
-22,282
-9% -$381K
NBR icon
236
Nabors Industries
NBR
$1.23B
$3.75M 0.06%
6,168
+4,546
+280% +$2.24M
HWC icon
237
Hancock Whitney
HWC
$6.22B
$3.69M 0.05%
113,889
+50,182
+79% +$1.52M
SPWH icon
238
Sportsman's Warehouse
SPWH
$46M
$3.68M 0.05%
350,000
+50,000
+17% +$504K
MNDT
239
DELISTED
Mandiant, Inc. Common Stock
MNDT
$3.68M 0.05%
+250,000
New +$3.84M
FRPT icon
240
Freshpet
FRPT
$3.28B
$3.68M 0.05%
425,000
-50,865
-11% -$501K
TIME
241
DELISTED
Time Inc.
TIME
$3.68M 0.05%
+253,881
New +$3.83M
HLT icon
242
Hilton Worldwide
HLT
$72.5B
$3.63M 0.05%
52,716
-41,249
-44% -$2.91M
CMBT
243
CMB.TECH NV
CMBT
$4.76B
$3.63M 0.05%
475,165
-97,500
-17% -$852K
XLE icon
244
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$3.54M 0.05%
+100,360
New +$3.44M
JONE
245
DELISTED
Jones Energy, Inc.
JONE
$3.54M 0.05%
54,058
+30,930
+134% +$1.91M
SPHD icon
246
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$3.53M 0.05%
+90,803
New +$3.55M
PE
247
DELISTED
PARSLEY ENERGY INC
PE
$3.47M 0.05%
103,658
-227,830
-69% -$7.13M
CRC
248
DELISTED
California Resources Corporation
CRC
$3.43M 0.05%
274,206
+150,906
+122% +$1.72M
SABR icon
249
Sabre
SABR
$886M
$3.38M 0.05%
+120,000
New +$3.35M
RDC
250
DELISTED
Rowan Companies Plc
RDC
$3.38M 0.05%
+223,000
New +$3.26M
8 9
10
11 12

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.