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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LEN icon
226
Lennar Class A
LEN
$18.2B
$4M 0.06%
99,131
+15,548
+19% +$689K
2015 Q4
3 quarters
DPZ icon
227
Domino's
DPZ
$10.2B
$3.97M 0.06%
26,140
+13,287
+103% +$1.94M
2016 Q2
1 quarter
SPY icon
228
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$3.96M 0.06%
1,962,000
+1,362,000
+227% +$294M
2014 Q2
9 quarters
WY icon
229
Weyerhaeuser
WY
$13.8B
$3.94M 0.06%
123,453
-85,517
-41% -$2.7M
2016 Q1
2 quarters
SWK icon
230
Stanley Black & Decker
SWK
$13.4B
$3.92M 0.06%
31,868
-108,224
-77% -$13.1M
2016 Q1
2 quarters
EWW icon
231
iShares MSCI Mexico ETF
EWW
$1.5B
$3.91M 0.06%
+80,572
New +$4.05M
2016 Q3
0 quarters
CLR
232
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.9M 0.06%
75,030
-13,744
-15% -$639K
2016 Q1
2 quarters
EOG icon
233
EOG Resources
EOG
$77.7B
$3.87M 0.06%
+40,000
New +$3.51M
2016 Q3
0 quarters
CLB icon
234
Core Laboratories
CLB
$463M
$3.82M 0.06%
34,000
-54,351
-62% -$6.26M
2016 Q2
1 quarter
JBLU icon
235
JetBlue
JBLU
$1.45B
$3.79M 0.06%
220,124
-22,282
-9% -$381K
2016 Q2
1 quarter
NBR icon
236
Nabors Industries
NBR
$1.23B
$3.75M 0.06%
6,168
+4,546
+280% +$2.24M
2016 Q1
2 quarters
HWC icon
237
Hancock Whitney
HWC
$5.81B
$3.69M 0.05%
113,889
+50,182
+79% +$1.52M
2016 Q2
1 quarter
SPWH icon
238
Sportsman's Warehouse
SPWH
$43.1M
$3.68M 0.05%
350,000
+50,000
+17% +$504K
2016 Q2
1 quarter
MNDT
239
DELISTED
Mandiant, Inc. Common Stock
MNDT
$3.68M 0.05%
+250,000
New +$3.84M
2016 Q3
0 quarters
FRPT icon
240
Freshpet
FRPT
$3.08B
$3.68M 0.05%
425,000
-50,865
-11% -$501K
2014 Q4
7 quarters
TIME icon
241
DELISTED
Time Inc.
TIME
$3.68M 0.05%
+253,881
New +$3.83M
2016 Q3
0 quarters
HLT icon
242
Hilton Worldwide
HLT
$73.5B
$3.63M 0.05%
52,716
-41,249
-44% -$2.91M
2015 Q1
6 quarters
CMBT icon
243
CMB.TECH NV
CMBT
$5.98B
$3.63M 0.05%
475,165
-97,500
-17% -$852K
2015 Q2
5 quarters
XLE icon
244
State Street Energy Select Sector SPDR ETF
XLE
$41.3B
$3.54M 0.05%
+100,360
New +$3.44M
2016 Q3
0 quarters
JONE
245
DELISTED
Jones Energy, Inc.
JONE
$3.54M 0.05%
54,058
+30,930
+134% +$1.91M
2015 Q1
6 quarters
SPHD icon
246
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.21B
$3.53M 0.05%
+90,803
New +$3.55M
2016 Q3
0 quarters
PE
247
DELISTED
PARSLEY ENERGY INC
PE
$3.47M 0.05%
103,658
-227,830
-69% -$7.13M
2014 Q4
7 quarters
CRC icon
248
DELISTED
California Resources Corporation
CRC
$3.43M 0.05%
274,206
+150,906
+122% +$1.72M
2016 Q2
1 quarter
SABR icon
249
Sabre
SABR
$767M
$3.38M 0.05%
+120,000
New +$3.35M
2016 Q3
0 quarters
RDC
250
DELISTED
Rowan Companies Plc
RDC
$3.38M 0.05%
+223,000
New +$3.26M
2016 Q3
0 quarters
8 9
10
11 12

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.