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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
226
Comcast
CMCSA
$89.3B
$3.54M 0.06%
131,798
-57,802
-30% -$1.58M
HY icon
227
Hyster-Yale Materials Handling
HY
$662M
$3.54M 0.06%
+49,400
New +$3.93M
ATEN icon
228
A10 Networks
ATEN
$1.99B
$3.53M 0.06%
+387,513
New +$4.43M
STI
229
DELISTED
SunTrust Banks, Inc.
STI
$3.52M 0.06%
92,539
-384,740
-81% -$14.9M
OPB
230
DELISTED
Opus Bank Common Stock
OPB
$3.45M 0.06%
+112,766
New +$3.44M
OC icon
231
Owens Corning
OC
$11.9B
$3.45M 0.06%
108,565
-48,574
-31% -$1.71M
EFII
232
DELISTED
Electronics for Imaging
EFII
$3.4M 0.06%
+76,857
New +$3.43M
AB icon
233
AllianceBernstein
AB
$3.47B
$3.37M 0.06%
+129,485
New +$3.46M
RYZ
234
Ryerson Holding Corp
RYZ
$1.4B
$3.35M 0.06%
+261,360
New +$2.99M
MRD
235
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$3.34M 0.06%
+123,255
New +$3.21M
SCI icon
236
Service Corp International
SCI
$11.6B
$3.31M 0.06%
156,374
+6,374
+4% +$136K
CHD icon
237
Church & Dwight Co
CHD
$24.5B
$3.28M 0.06%
+93,600
New +$3.19M
OHI icon
238
Omega Healthcare
OHI
$14.8B
$3.25M 0.06%
95,138
+30,757
+48% +$1.13M
EOX
239
DELISTED
EMERALD OIL INC (MT)
EOX
$3.24M 0.06%
26,359
+13,859
+111% +$2.11M
SBAC icon
240
SBA Communications
SBAC
$19.4B
$3.09M 0.05%
27,864
-37,869
-58% -$4.09M
PTEN icon
241
Patterson-UTI
PTEN
$3.83B
$3.09M 0.05%
+94,943
New +$3.22M
PLD icon
242
Prologis
PLD
$132B
$3.07M 0.05%
81,440
-62,392
-43% -$2.53M
TSLA icon
243
Tesla
TSLA
$1.26T
$3.04M 0.05%
+188,040
New +$3.1M
TSRO
244
DELISTED
TESARO, Inc.
TSRO
$3.04M 0.05%
+113,000
New +$3.32M
SIG icon
245
Signet Jewelers
SIG
$3.65B
$3M 0.05%
+26,351
New +$2.91M
DMND
246
DELISTED
DIAMOND FOODS, INC.
DMND
$2.89M 0.05%
101,078
-5,174
-5% -$142K
RSX
247
DELISTED
VanEck Russia ETF
RSX
$2.86M 0.05%
+127,907
New +$3.16M
VTR icon
248
Ventas
VTR
$47.3B
$2.86M 0.05%
+40,428
New +$2.95M
O icon
249
Realty Income
O
$59B
$2.85M 0.05%
71,990
+24,515
+52% +$1.05M
P
250
DELISTED
Pandora Media Inc
P
$2.77M 0.05%
+114,747
New +$3.04M
8 9
10
11 12

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.