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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CMCSA icon
226
Comcast
CMCSA
$73.3B
$3.54M 0.06%
131,798
-57,802
-30% -$1.58M
2013 Q4
3 quarters
HY icon
227
Hyster-Yale Materials Handling
HY
$580M
$3.54M 0.06%
+49,400
New +$3.93M
2014 Q3
0 quarters
ATEN icon
228
A10 Networks
ATEN
$2.15B
$3.53M 0.06%
+387,513
New +$4.43M
2014 Q3
0 quarters
STI icon
229
DELISTED
SunTrust Banks, Inc.
STI
$3.52M 0.06%
92,539
-384,740
-81% -$14.9M
2014 Q2
1 quarter
OPB
230
DELISTED
Opus Bank Common Stock
OPB
$3.45M 0.06%
+112,766
New +$3.44M
2014 Q3
0 quarters
OC icon
231
Owens Corning
OC
$9.02B
$3.45M 0.06%
108,565
-48,574
-31% -$1.71M
2014 Q2
1 quarter
EFII
232
DELISTED
Electronics for Imaging
EFII
$3.4M 0.06%
+76,857
New +$3.43M
2014 Q3
0 quarters
AB icon
233
AllianceBernstein
AB
$3.22B
$3.37M 0.06%
+129,485
New +$3.46M
2014 Q3
0 quarters
RYZ icon
234
Ryerson Holding Corp
RYZ
$1.36B
$3.35M 0.06%
+261,360
New +$2.99M
2014 Q3
0 quarters
MRD
235
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$3.34M 0.06%
+123,255
New +$3.21M
2014 Q3
0 quarters
SCI icon
236
Service Corp International
SCI
$10.5B
$3.31M 0.06%
156,374
+6,374
+4% +$136K
2013 Q3
4 quarters
CHD icon
237
Church & Dwight Co
CHD
$23.3B
$3.28M 0.06%
+93,600
New +$3.19M
2014 Q3
0 quarters
OHI icon
238
Omega Healthcare
OHI
$13.5B
$3.25M 0.06%
95,138
+30,757
+48% +$1.13M
2014 Q1
2 quarters
EOX
239
DELISTED
EMERALD OIL INC (MT)
EOX
$3.24M 0.06%
26,359
+13,859
+111% +$2.11M
2013 Q2
5 quarters
SBAC icon
240
SBA Communications
SBAC
$19.4B
$3.09M 0.05%
27,864
-37,869
-58% -$4.09M
2013 Q2
5 quarters
PTEN icon
241
Patterson-UTI
PTEN
$4.31B
$3.09M 0.05%
+94,943
New +$3.22M
2014 Q3
0 quarters
PLD icon
242
Prologis
PLD
$123B
$3.07M 0.05%
81,440
-62,392
-43% -$2.53M
2013 Q3
4 quarters
TSLA icon
243
Tesla
TSLA
$1.51T
$3.04M 0.05%
+188,040
New +$3.1M
2014 Q3
0 quarters
TSRO
244
DELISTED
TESARO, Inc.
TSRO
$3.04M 0.05%
+113,000
New +$3.32M
2014 Q3
0 quarters
SIG icon
245
Signet Jewelers
SIG
$4.03B
$3M 0.05%
+26,351
New +$2.91M
2014 Q3
0 quarters
DMND
246
DELISTED
DIAMOND FOODS, INC.
DMND
$2.89M 0.05%
101,078
-5,174
-5% -$142K
2013 Q2
5 quarters
RSX
247
DELISTED
VanEck Russia ETF
RSX
$2.86M 0.05%
+127,907
New +$3.16M
2014 Q3
0 quarters
VTR icon
248
Ventas
VTR
$42.1B
$2.86M 0.05%
+40,428
New +$2.95M
2014 Q3
0 quarters
O icon
249
Realty Income
O
$51.3B
$2.85M 0.05%
71,990
+24,515
+52% +$1.05M
2014 Q2
1 quarter
P icon
250
DELISTED
Pandora Media Inc
P
$2.77M 0.05%
+114,747
New +$3.04M
2014 Q3
0 quarters
8 9
10
11 12

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.