We are live on ! Find out more
SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
-3.29%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$3B
AUM Growth
-$383M
Cap. Flow
-$355M
Cap. Flow %
-11.85%
Top 10 Hldgs %
87.21%
Holding
80
New
2
Increased
28
Reduced
41
Closed
5

Top Buys

Rank Stock Value
1
PSMD icon
Pacer Swan SOS Moderate January ETF
PSMD
+$8.77M
2
PSFD icon
Pacer Swan SOS Flex January ETF
PSFD
+$6.72M
3
MU icon
Micron Technology
MU
+$610K
4
AVGO icon
Broadcom
AVGO
+$257K
5
CAT icon
Caterpillar
CAT
+$231K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.8M
2
HEGD icon
Swan Hedged Equity US Large Cap ETF
HEGD
+$30.8M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$23.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.7M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$8.89M

Sector Composition

Rank Sector Weight
1 Technology 0.18%
2 Financials 0.07%
3 Communication Services 0.06%
4 Healthcare 0.05%
5 Consumer Discretionary 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
51
Micron Technology
MU
$981B
$526K 0.02%
+1,556
New +$610K
JNJ icon
52
Johnson & Johnson
JNJ
$626B
$480K 0.02%
1,963
+67
+4% +$15.6K
XOM icon
53
ExxonMobil
XOM
$657B
$459K 0.02%
2,707
+241
+10% +$35.2K
GE icon
54
GE Aerospace
GE
$382B
$423K 0.01%
1,492
+173
+13% +$54.4K
CSCO icon
55
Cisco
CSCO
$475B
$419K 0.01%
5,406
+477
+10% +$37.3K
V icon
56
Visa
V
$677B
$386K 0.01%
1,277
+127
+11% +$40.8K
AMD icon
57
Advanced Micro Devices
AMD
$774B
$369K 0.01%
1,813
+160
+10% +$34.2K
PLTR icon
58
Palantir
PLTR
$420B
$361K 0.01%
2,469
+218
+10% +$33.3K
GLD icon
59
PUT
SPDR Gold Trust
GLD
$143B
$360K 0.01%
900
-1,000
-53% -$448K
WMT icon
60
Walmart Inc
WMT
$901B
$338K 0.01%
2,723
-159
-6% -$19.5K
MA icon
61
Mastercard
MA
$492B
$327K 0.01%
654
+85
+15% +$44.8K
ABBV icon
62
AbbVie
ABBV
$442B
$326K 0.01%
1,501
+51
+4% +$11.3K
VEU icon
63
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$311K 0.01%
4,144
-287
-6% -$22.2K
TSLA icon
64
Tesla
TSLA
$1.31T
$301K 0.01%
809
+55
+7% +$22.7K
TLT icon
65
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$277K 0.01%
3,200
-100
-3% -$8.79K
HD icon
66
Home Depot
HD
$353B
$266K 0.01%
809
+55
+7% +$20K
RTX icon
67
RTX Corp
RTX
$302B
$263K 0.01%
1,364
+85
+7% +$16.9K
NFLX icon
68
Netflix
NFLX
$311B
$257K 0.01%
2,669
+218
+9% +$19.2K
VTWO icon
69
Vanguard Russell 2000 ETF
VTWO
$17.3B
$253K 0.01%
2,527
-150
-6% -$15.6K
IEFA icon
70
iShares Core MSCI EAFE ETF
IEFA
$195B
$244K 0.01%
2,693
-167
-6% -$15.6K
IEMG icon
71
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$237K 0.01%
3,400
-309
-8% -$22.3K
CAT icon
72
Caterpillar
CAT
$388B
$236K 0.01%
+333
New +$231K
WFC icon
73
Wells Fargo
WFC
$264B
$216K 0.01%
2,712
+271
+11% +$23.3K
KO icon
74
Coca-Cola
KO
$372B
$211K 0.01%
2,776
-1,500
-35% -$113K
IBM icon
75
IBM
IBM
$225B
– –
-1,453
Closed -$430K
1 2
3
4

Similar funds

OAM
Oberweis Asset Management Lisle, Illinois $3.39B AUM 105.5% 1-Year Est. Return
DFO
Duquesne Family Office New York $3.38B AUM 61.92% 1-Year Est. Return
BG
Bollard Group Boston, Massachusetts $3.39B AUM 1.06% 1-Year Est. Return
VFCM
Valley Forge Capital Management Miami, Florida $3.38B AUM 15.93% 1-Year Est. Return
MCM
Marsico Capital Management Denver, Colorado $3.4B AUM 51.58% 1-Year Est. Return
DIA
Dana Investment Advisors Waukesha, Wisconsin $3.35B AUM 29.65% 1-Year Est. Return
5NCM
59 North Capital Management Houston, Texas $3.35B AUM 22.14% 1-Year Est. Return
QCG
Quadrant Capital Group Cincinnati, Ohio $3.34B AUM 29.16% 1-Year Est. Return

Swan Global Investments's Q1 2026 Portfolio in Review

As of Q1 2026, Swan Global Investments held 80 positions worth $3B, down 11% from $3.38B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments withdrew a net $355M in Q1 2026, closing 5 positions and reducing 41 holdings. Its most notable exit was IBM, an estimated $430K position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.18% of assets, up from 0.16% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Swan Global Investments opened a new position in Micron Technology worth $526K.

  • Swan Global Investments's largest Q1 2026 buy was Micron Technology: 1,556 shares worth $526K.
  • Swan Global Investments added most to Pacer Swan SOS Moderate January ETF in Q1 2026, an estimated $8.77M increase.
  • Swan Global Investments's biggest Q1 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $62.8M.
  • Swan Global Investments fully exited IBM in Q1 2026, selling an estimated $430K.
  • Swan Global Investments's ten largest holdings make up 87% of its $3B portfolio in Q1 2026.
  • Swan Global Investments opened 2 new positions and closed 5 in Q1 2026.
  • Swan Global Investments's portfolio value fell 11% quarter-over-quarter to $3B.

Based on Swan Global Investments's 13F filing for Q1 2026, filed 7 May 2026.