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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
-3.29%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$3B
AUM Growth
-$383M
Cap. Flow
-$355M
Cap. Flow %
-11.85%
Top 10 Hldgs %
87.21%
Holding
80
New
2
Increased
28
Reduced
41
Closed
5

Top Buys

Rank Stock Value
1
PSMD icon
Pacer Swan SOS Moderate January ETF
PSMD
+$8.77M
2
PSFD icon
Pacer Swan SOS Flex January ETF
PSFD
+$6.72M
3
MU icon
Micron Technology
MU
+$610K
4
AVGO icon
Broadcom
AVGO
+$257K
5
CAT icon
Caterpillar
CAT
+$231K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.8M
2
HEGD icon
Swan Hedged Equity US Large Cap ETF
HEGD
+$30.8M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$23.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.7M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$8.89M

Sector Composition

Rank Sector Weight
1 Technology 0.18%
2 Financials 0.07%
3 Communication Services 0.06%
4 Healthcare 0.05%
5 Consumer Discretionary 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
26
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.67M 0.19%
123,494
-35,982
-23% -$1.61M
NVDA icon
27
PUT
NVIDIA
NVDA
$5.27T
$4.93M 0.16%
37,300
+9,900
+36% +$1.82M
XLB icon
28
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$4.54M 0.15%
90,844
-26,424
-23% -$1.33M
XLRE icon
29
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$4.26M 0.14%
104,403
-31,353
-23% -$1.31M
AAPL icon
30
PUT
Apple
AAPL
$4.45T
$3.13M 0.1%
13,500
-2,100
-13% -$547K
OEF icon
31
PUT
iShares S&P 100 ETF
OEF
$20.4B
$2.11M 0.07%
16,000
-1,000
-6% -$335K
LNG icon
32
PUT
Cheniere Energy
LNG
$54.8B
$2.02M 0.07%
8,400
-16,600
-66% -$3.83M
AMZN icon
33
PUT
Amazon
AMZN
$2.94T
$1.51M 0.05%
8,400
– –
META icon
34
PUT
Meta Platforms (Facebook)
META
$1.53T
$1.49M 0.05%
2,700
– –
SCLZ icon
35
Swan Enhanced Dividend Income ETF
SCLZ
$19.9M
$1.26M 0.04%
24,344
-847
-3% -$45.5K
AAPL icon
36
Apple
AAPL
$4.45T
$1.12M 0.04%
4,406
+391
+10% +$102K
NVDA icon
37
NVIDIA
NVDA
$5.27T
$1.08M 0.04%
6,197
+1,190
+24% +$218K
BAC icon
38
PUT
Bank of America
BAC
$448B
$990K 0.03%
19,800
– –
BOXX icon
39
Alpha Architect 1-3 Month Box ETF
BOXX
$13.5B
$965K 0.03%
8,300
-2,500
-23% -$289K
GLD icon
40
SPDR Gold Trust
GLD
$143B
$923K 0.03%
2,145
-100
-4% -$44.8K
TSLA icon
41
PUT
Tesla
TSLA
$1.31T
$861K 0.03%
2,100
– –
MSFT icon
42
Microsoft
MSFT
$3.74T
$834K 0.03%
2,254
+473
+27% +$198K
AVGO icon
43
Broadcom
AVGO
$1.98T
$814K 0.03%
2,630
+780
+42% +$257K
GOOGL icon
44
Alphabet (Google) Class A
GOOGL
$4.2T
$796K 0.03%
2,769
+211
+8% +$66.3K
AMZN icon
45
Amazon
AMZN
$2.94T
$669K 0.02%
3,213
+406
+14% +$89.4K
SGOL icon
46
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$660K 0.02%
14,800
-3,112
-17% -$145K
META icon
47
Meta Platforms (Facebook)
META
$1.53T
$629K 0.02%
1,099
+52
+5% +$33.3K
LLY icon
48
Eli Lilly
LLY
$1.08T
$613K 0.02%
666
+23
+4% +$23.3K
JPM icon
49
JPMorgan Chase
JPM
$962B
$607K 0.02%
2,064
+206
+11% +$62.5K
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.11T
$573K 0.02%
1,196
+299
+33% +$147K
1
2
3 4

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Swan Global Investments's Q1 2026 Portfolio in Review

As of Q1 2026, Swan Global Investments held 80 positions worth $3B, down 11% from $3.38B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments withdrew a net $355M in Q1 2026, closing 5 positions and reducing 41 holdings. Its most notable exit was IBM, an estimated $430K position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.18% of assets, up from 0.16% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Swan Global Investments opened a new position in Micron Technology worth $526K.

  • Swan Global Investments's largest Q1 2026 buy was Micron Technology: 1,556 shares worth $526K.
  • Swan Global Investments added most to Pacer Swan SOS Moderate January ETF in Q1 2026, an estimated $8.77M increase.
  • Swan Global Investments's biggest Q1 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $62.8M.
  • Swan Global Investments fully exited IBM in Q1 2026, selling an estimated $430K.
  • Swan Global Investments's ten largest holdings make up 87% of its $3B portfolio in Q1 2026.
  • Swan Global Investments opened 2 new positions and closed 5 in Q1 2026.
  • Swan Global Investments's portfolio value fell 11% quarter-over-quarter to $3B.

Based on Swan Global Investments's 13F filing for Q1 2026, filed 7 May 2026.