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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$3.58B
AUM Growth
-$6.85M
Cap. Flow
-$219M
Cap. Flow %
-6.13%
Top 10 Hldgs %
87.16%
Holding
90
New
12
Increased
14
Reduced
37
Closed
21

Top Buys

Rank Stock Value
1
PSMJ icon
Pacer Swan SOS Moderate July ETF
PSMJ
+$13.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
3
PSFJ icon
Pacer Swan SOS Flex July ETF
PSFJ
+$5.13M
4
PSCJ icon
Pacer Swan SOS Conservative July ETF
PSCJ
+$3.56M
5
NVDA icon
NVIDIA
NVDA
+$804K

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.9M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$8.07M
3
HEGD icon
Swan Hedged Equity US Large Cap ETF
HEGD
+$6.29M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.24M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$5.6M

Sector Composition

Rank Sector Weight
1 Technology 0.12%
2 Financials 0.05%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$7.73M 0.22%
1,023,500
-108,800
-10% -$69.7M
XLRE icon
27
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$7.19M 0.2%
170,746
-27,767
-14% -$1.16M
XLB icon
28
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$6.75M 0.19%
150,556
-24,440
-14% -$1.11M
LNG icon
29
PUT
Cheniere Energy
LNG
$54.8B
$3.28M 0.09%
25,000
– –
AAPL icon
30
PUT
Apple
AAPL
$4.45T
$2.72M 0.08%
13,600
-5,100
-27% -$1.15M
NVDA icon
31
PUT
NVIDIA
NVDA
$5.27T
$2.04M 0.06%
18,200
– –
OEF icon
32
PUT
iShares S&P 100 ETF
OEF
$20.4B
$1.84M 0.05%
17,000
+800
+5% +$254K
AMZN icon
33
PUT
Amazon
AMZN
$2.94T
$1.51M 0.04%
8,400
– –
META icon
34
PUT
Meta Platforms (Facebook)
META
$1.53T
$1.49M 0.04%
2,700
– –
BOXX icon
35
Alpha Architect 1-3 Month Box ETF
BOXX
$13.5B
$1.45M 0.04%
12,700
+2,200
+21% +$249K
SGOL icon
36
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$1.29M 0.04%
35,038
+1,941
+6% +$64.1K
SCLZ icon
37
Swan Enhanced Dividend Income ETF
SCLZ
$19.9M
$1.28M 0.04%
23,591
+500
+2% +$26.8K
AAPL icon
38
Apple
AAPL
$4.45T
$918K 0.03%
3,605
+335
+10% +$75.7K
NVDA icon
39
NVIDIA
NVDA
$5.27T
$861K 0.02%
+4,612
New +$804K
MSFT icon
40
Microsoft
MSFT
$3.74T
$829K 0.02%
1,600
-88
-5% -$44.9K
GLD icon
41
PUT
SPDR Gold Trust
GLD
$143B
$758K 0.02%
2,300
+200
+10% +$63.7K
GLD icon
42
SPDR Gold Trust
GLD
$143B
$727K 0.02%
2,045
-265
-11% -$84.4K
META icon
43
Meta Platforms (Facebook)
META
$1.53T
$663K 0.02%
+903
New +$672K
AMZN icon
44
Amazon
AMZN
$2.94T
$602K 0.02%
+2,742
New +$621K
AVGO icon
45
Broadcom
AVGO
$1.98T
$573K 0.02%
1,738
-998
-36% -$306K
GOOGL icon
46
Alphabet (Google) Class A
GOOGL
$4.2T
$544K 0.02%
2,237
-1,845
-45% -$386K
JPM icon
47
JPMorgan Chase
JPM
$962B
$496K 0.01%
1,574
-315
-17% -$93.7K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.11T
$490K 0.01%
+974
New +$472K
VEU icon
49
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$463K 0.01%
6,485
+862
+15% +$59.5K
LLY icon
50
Eli Lilly
LLY
$1.08T
$458K 0.01%
600
+38
+7% +$28.3K
1
2
3 4

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Swan Global Investments's Q3 2025 Portfolio in Review

As of Q3 2025, Swan Global Investments held 90 positions worth $3.58B, down 0.19% from $3.59B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments withdrew a net $219M in Q3 2025, closing 21 positions and reducing 37 holdings. Its most notable exit was UnitedHealth, an estimated $358K position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.12% of assets, up from 0.12% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Swan Global Investments opened a new position in NVIDIA worth $861K.

  • Swan Global Investments's largest Q3 2025 buy was NVIDIA: 4,612 shares worth $861K.
  • Swan Global Investments added most to Pacer Swan SOS Moderate July ETF in Q3 2025, an estimated $13.1M increase.
  • Swan Global Investments's biggest Q3 2025 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $19.9M.
  • Swan Global Investments fully exited UnitedHealth in Q3 2025, selling an estimated $358K.
  • Swan Global Investments's ten largest holdings make up 87% of its $3.58B portfolio in Q3 2025.
  • Swan Global Investments opened 12 new positions and closed 21 in Q3 2025.
  • Swan Global Investments's portfolio value fell 0.19% quarter-over-quarter to $3.58B.

Based on Swan Global Investments's 13F filing for Q3 2025, filed 7 Nov 2025.