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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
-3.37%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$3.12B
AUM Growth
+$761M
Cap. Flow
+$1.13B
Cap. Flow %
36.03%
Top 10 Hldgs %
84.22%
Holding
41
New
18
Increased
6
Reduced
15
Closed
2

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$347M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$118M
3
HEGD icon
Swan Hedged Equity US Large Cap ETF
HEGD
+$61.4M
4
PSMJ icon
Pacer Swan SOS Moderate July ETF
PSMJ
+$28.1M
5
PSMO icon
Pacer Swan SOS Moderate October ETF
PSMO
+$25.2M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$22.3M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$10.2M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$8.55M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$6.98M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSFJ icon
26
Pacer Swan SOS Flex July ETF
PSFJ
$45.8M
$11.2M 0.36%
+483,971
New +$11.5M
PSFD icon
27
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$9.78M 0.31%
+369,279
New +$9.99M
PSFO icon
28
Pacer Swan SOS Flex October ETF
PSFO
$38.9M
$9.17M 0.29%
+380,730
New +$9.4M
PSCW icon
29
Pacer Swan SOS Conservative April ETF
PSCW
$60.9M
$7.08M 0.23%
+327,442
New +$7.2M
PSCJ icon
30
Pacer Swan SOS Conservative July ETF
PSCJ
$42M
$6.76M 0.22%
+313,311
New +$6.92M
PSCX icon
31
Pacer Swan SOS Conservative January ETF
PSCX
$46.6M
$6.04M 0.19%
+262,385
New +$6.11M
PSCQ icon
32
Pacer Swan SOS Conservative October ETF
PSCQ
$46.9M
$4.85M 0.16%
+214,178
New +$4.79M
GLD icon
33
SPDR Gold Trust
GLD
$143B
$3.29M 0.11%
19,200
-2,800
-13% -$501K
GLD icon
34
PUT
SPDR Gold Trust
GLD
$143B
$3.17M 0.1%
19,200
-2,800
-13% -$501K
LNG icon
35
CALL
Cheniere Energy
LNG
$55.2B
$2.86M 0.09%
+13,600
New +$2.19M
LNG icon
36
PUT
Cheniere Energy
LNG
$55.2B
$1.63M 0.05%
+13,600
New +$2.19M
XOM icon
37
PUT
ExxonMobil
XOM
$658B
$1.51M 0.05%
+15,900
New +$1.74M
UNH icon
38
PUT
UnitedHealth
UNH
$367B
$720K 0.02%
+1,500
New +$738K
TLT icon
39
iShares 20+ Year Treasury Bond ETF
TLT
$40.7B
$455K 0.01%
5,125
+325
+7% +$31.2K
EEM icon
40
iShares MSCI Emerging Markets ETF
EEM
$29.9B
– –
-13,200
Closed -$522K
OEF icon
41
CALL
iShares S&P 100 ETF
OEF
$20.4B
– –
-2,800
Closed -$210K
1
2

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NC
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DIG
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PHAM
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PCM
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SSM
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BGDI
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Swan Global Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Swan Global Investments held 41 positions worth $3.12B, up 32% from $2.36B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Swan Global Investments deployed $1.13B of net new capital in Q3 2023, opening 18 new positions and adding to 6 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 774,852 shares worth $333M.

On the sell side, the largest reduction was State Street Technology Select Sector SPDR ETF, an estimated $22.3M trimmed.

  • Swan Global Investments's largest Q3 2023 buy was iShares Core S&P 500 ETF: 774,852 shares worth $333M.
  • Swan Global Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $118M increase.
  • Swan Global Investments's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $22.3M.
  • Swan Global Investments fully exited iShares MSCI Emerging Markets ETF in Q3 2023, selling an estimated $522K.
  • Swan Global Investments's ten largest holdings make up 84% of its $3.12B portfolio in Q3 2023.
  • Swan Global Investments opened 18 new positions and closed 2 in Q3 2023.
  • Swan Global Investments's portfolio value rose 32% quarter-over-quarter to $3.12B.

Based on Swan Global Investments's 13F filing for Q3 2023, filed 14 Nov 2023.