SFS
Shaker Financial Services Portfolio holdings
AUM
$303M
Turnover
25.15%
1-Year Est. Return
4.89%
This Fund
S&P 500
This Quarter
Est. Return
-5.35%
1 Year Est. Return
-4.89%
3 Year Est. Return
+12.87%
5 Year Est. Return
-17.97%
10 Year Est. Return
-17.14%
AUM
$303M
AUM Growth
-$16.1M
(-5%)
Cap. Flow
+$974K
Cap. Flow
% of AUM
0.32%
Top 10 Holdings %
Top 10 Hldgs %
24.07%
Holding
167
New
19
Increased
58
Reduced
61
Closed
23
Avg Time Held
2.4
years
Top 10 Avg Time Held
0.9
years
Top 20 Avg Time Held
0.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thornburg Income Builder Opportunities Trust
TBLD
|
+$4.64M |
| 2 |
BlackRock Enhanced Captial and Income Fund
CII
|
+$3.49M |
| 3 |
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
|
+$3.23M |
| 4 |
TRI-Continental Corp
TY
|
+$3.06M |
| 5 |
PIMCO Dynamic Income Fund
PDI
|
+$2.94M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Aberdeen Multi-Market Income Fund
MMT
|
+$3.29M |
| 2 |
Gabelli Equity Trust
GAB
|
+$3.11M |
| 3 |
Calamos Strategic Total Return Fund
CSQ
|
+$2.72M |
| 4 |
SRH Total Return Fund
STEW
|
+$2.18M |
| 5 |
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
|
+$1.88M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 94.14% |
| 2 | Financials | 5.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
Sprott Focus Trust
FUND
$288M
| $744K | 0.25% |
76,777
-49,951
| -39% | -$509K |
2018 Q2
33 quarters
|
|
102
First Trust Intermediate Duration Preferred & Income Fund
FPF
$938M
| $713K | 0.24% |
44,551
+18,341
| +70% | +$321K |
2023 Q1
14 quarters
|
|
103
Neuberger Real Estate Securities Income Fund Inc
NRO
$161M
| $708K | 0.23% |
272,461
-109,416
| -29% | -$320K |
2025 Q3
4 quarters
|
|
104
Allspring Utilities & High Income Fund
ERH
$92M
| $691K | 0.23% |
66,161
+20,956
| +46% | +$241K |
2026 Q2
1 quarter
|
|
105
Cohen & Steers Quality Income Realty Fund
RQI
$1.48B
| $667K | 0.22% |
61,196
| – | – |
2026 Q2
1 quarter
|
|
106
Calamos Convertible and High Income Fund
CHY
$917M
| $652K | 0.22% |
55,669
-101,585
| -65% | -$1.31M |
2026 Q1
2 quarters
|
|
|
107
Calamos Strategic Total Return Fund
CSQ
$3.23B
| $644K | 0.21% |
31,596
-132,107
| -81% | -$2.72M |
2023 Q4
11 quarters
|
|
108
BlackRock Enhanced International Dividend Trust
BGY
$502M
| $632K | 0.21% |
112,343
-32,300
| -22% | -$187K |
2020 Q4
23 quarters
|
|
109
abrdn Australia Equity Fund
IAF
$120M
| $582K | 0.19% |
+46,499
| New | +$600K |
2026 Q3
0 quarters
|
|
110
Franklin Master Intermediate Income Trust
PIM
$143M
| $574K | 0.19% |
190,008
-29,748
| -14% | -$93.2K |
2026 Q2
1 quarter
|
|
111
NYLIM CBRE Global Infrastructure Megatrends Term Fund
MEGI
$716M
| $539K | 0.18% |
+40,009
| New | +$595K |
2026 Q3
0 quarters
|
|
112
Vanguard Russell 2000 ETF
VTWO
$16.1B
| $526K | 0.17% |
4,688
+1,548
| +49% | +$184K |
2026 Q1
2 quarters
|
|
113
PGIM Short Duration High Yield Opportunities Fund
SDHY
$372M
| $525K | 0.17% |
34,447
-20,434
| -37% | -$325K |
2023 Q1
14 quarters
|
|
114
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
| $519K | 0.17% |
+34,789
| New | +$524K |
2026 Q3
0 quarters
|
|
115
Advent Convertible and Income Fund
AVK
$502M
| $510K | 0.17% |
44,505
+14,526
| +48% | +$181K |
2025 Q3
4 quarters
|
|
116
Cohen & Steers Duration Preferred & Income Fund
LDP
$547M
| $494K | 0.16% |
25,568
-11,043
| -30% | -$226K |
2022 Q2
17 quarters
|
|
117
Ellsworth Growth & Income Fund
ECF
$160M
| $487K | 0.16% |
41,527
-4,172
| -9% | -$52K |
2024 Q1
10 quarters
|
|
118
Gabelli Convertible and Income Securities Fund
GCV
$80.6M
| $452K | 0.15% |
109,136
-11,797
| -10% | -$53.9K |
2026 Q2
1 quarter
|
|
119
Neuberger High Yield Strategies Fund Inc
NHS
$223M
| $425K | 0.14% |
+78,392
| New | +$466K |
2026 Q3
0 quarters
|
|
120
Vanguard FTSE Emerging Markets ETF
VWO
$124B
| $425K | 0.14% |
7,159
+14
| +0.2% | +$836 |
2026 Q2
1 quarter
|
|
121
Franklin Universal Trust
FT
$178M
| $424K | 0.14% |
60,281
+35,411
| +142% | +$275K |
2022 Q3
16 quarters
|
|
122
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$171M
| $421K | 0.14% |
60,800
+12,412
| +26% | +$92.8K |
2025 Q2
5 quarters
|
|
123
Invesco QQQ Trust
QQQ
$487B
| $407K | 0.13% |
549
| – | – |
2023 Q1
14 quarters
|
|
124
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
| $406K | 0.13% |
40,604
-168,332
| -81% | -$1.73M |
2025 Q3
4 quarters
|
|
125
KKR Income Opportunities Fund
KIO
$403M
| $390K | 0.13% |
37,893
-137,682
| -78% | -$1.51M |
2025 Q1
6 quarters
|
|
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LWMI
Shaker Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Shaker Financial Services held 167 positions worth $303M, down 5% from $319M the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Shaker Financial Services's Q3 2026 filing shows 19 new, 58 increased, 61 reduced and 23 closed positions. Its largest new stake was Thornburg Income Builder Opportunities Trust: 213,332 shares worth $4.33M. The largest sale was Aberdeen Multi-Market Income Fund, an estimated $3.29M.
By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Financials.
- Shaker Financial Services's largest Q3 2026 buy was Thornburg Income Builder Opportunities Trust: 213,332 shares worth $4.33M.
- Shaker Financial Services added most to Eaton Vance Tax-Managed Diversified Equity Income Fund in Q3 2026, an estimated $3.23M increase.
- Shaker Financial Services's biggest Q3 2026 reduction was Gabelli Equity Trust, cutting an estimated $3.11M.
- Shaker Financial Services fully exited Aberdeen Multi-Market Income Fund in Q3 2026, selling an estimated $3.29M.
- Shaker Financial Services's ten largest holdings make up 24% of its $303M portfolio in Q3 2026.
- Shaker Financial Services opened 19 new positions and closed 23 in Q3 2026.
- Shaker Financial Services's portfolio value fell 5% quarter-over-quarter to $303M.
Based on Shaker Financial Services's 13F filing for Q3 2026, filed 14 Oct 2026.