SFS

Shaker Financial Services Portfolio holdings

AUM $303M Turnover 25.15%
1-Year Est. Return 4.89%
This Fund
S&P 500
This Quarter Est. Return
-5.35%
1 Year Est. Return
-4.89%
3 Year Est. Return
+12.87%
5 Year Est. Return
-17.97%
10 Year Est. Return
-17.14%
AUM
$303M
AUM Growth
-$16.1M
Cap. Flow
+$974K
Cap. Flow %
0.32%
Top 10 Hldgs %
24.07%
Holding
167
New
19
Increased
58
Reduced
61
Closed
23
Avg Time Held
2.4 years
Top 10 Avg Time Held
0.9 years
Top 20 Avg Time Held
0.8 years

Top Buys

Rank Stock Value
1
TBLD icon
Thornburg Income Builder Opportunities Trust
TBLD
+$4.64M
2
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$3.49M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$3.23M
4
TY icon
TRI-Continental Corp
TY
+$3.06M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$2.94M

Top Sells

Rank Stock Value
1
MMT icon
Aberdeen Multi-Market Income Fund
MMT
+$3.29M
2
GAB icon
Gabelli Equity Trust
GAB
+$3.11M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.72M
4
STEW icon
SRH Total Return Fund
STEW
+$2.18M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$1.88M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.14%
2 Financials 5.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GDO icon
151
Western Asset Global Corporate Defined Opportunity Fund
GDO
$72.5M
– –
-69,235
Closed -$743K –
HEQ icon
152
John Hancock Hedged Equity & Income Fund
HEQ
$133M
– –
-25,429
Closed -$292K –
HQL icon
153
abrdn Life Sciences Investors
HQL
$521M
– –
-11,026
Closed -$221K –
JQC icon
154
Nuveen Credit Strategies Income Fund
JQC
$668M
– –
-30,000
Closed -$147K –
JRS icon
155
Nuveen Real Estate Income Fund
JRS
$207M
– –
-22,364
Closed -$193K –
MIN
156
Aberdeen Intermediate Income Fund
MIN
$266M
– –
-23,672
Closed -$351K –
MMT icon
157
Aberdeen Multi-Market Income Fund
MMT
$231M
– –
-746,733
Closed -$3.29M –
NFJ icon
158
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.36B
– –
-15,025
Closed -$228K –
NIE icon
159
Virtus Equity & Convertible Income Fund
NIE
$703M
– –
-13,421
Closed -$360K –
PDT icon
160
John Hancock Premium Dividend Fund
PDT
$578M
– –
-39,317
Closed -$509K –
PPT icon
161
Franklin Premier Income Trust
PPT
$307M
– –
-192,783
Closed -$673K –
PTA icon
162
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$924M
– –
-97,919
Closed -$1.88M –
QQQX icon
163
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
– –
-45,069
Closed -$1.36M –
STK icon
164
Columbia Seligman Premium Technology Growth Fund
STK
$944M
– –
-15,785
Closed -$850K –
THW icon
165
abrdn World Healthcare Fund
THW
$482M
– –
-16,080
Closed -$215K –
VVR icon
166
Invesco Senior Income Trust
VVR
$439M
– –
-135,189
Closed -$406K –
PSUS icon
167
Pershing Square USA
PSUS
– –
-26,880
Closed -$1M –
3 4 5 6
7

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Shaker Financial Services's Q3 2026 Portfolio in Review

As of Q3 2026, Shaker Financial Services held 167 positions worth $303M, down 5% from $319M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services's Q3 2026 filing shows 19 new, 58 increased, 61 reduced and 23 closed positions. Its largest new stake was Thornburg Income Builder Opportunities Trust: 213,332 shares worth $4.33M. The largest sale was Aberdeen Multi-Market Income Fund, an estimated $3.29M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Financials.

  • Shaker Financial Services's largest Q3 2026 buy was Thornburg Income Builder Opportunities Trust: 213,332 shares worth $4.33M.
  • Shaker Financial Services added most to Eaton Vance Tax-Managed Diversified Equity Income Fund in Q3 2026, an estimated $3.23M increase.
  • Shaker Financial Services's biggest Q3 2026 reduction was Gabelli Equity Trust, cutting an estimated $3.11M.
  • Shaker Financial Services fully exited Aberdeen Multi-Market Income Fund in Q3 2026, selling an estimated $3.29M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $303M portfolio in Q3 2026.
  • Shaker Financial Services opened 19 new positions and closed 23 in Q3 2026.
  • Shaker Financial Services's portfolio value fell 5% quarter-over-quarter to $303M.

Based on Shaker Financial Services's 13F filing for Q3 2026, filed 14 Oct 2026.