SFS

Shaker Financial Services Portfolio holdings

AUM $303M Turnover 25.15%
1-Year Est. Return 4.89%
This Fund
S&P 500
This Quarter Est. Return
-5.35%
1 Year Est. Return
-4.89%
3 Year Est. Return
+12.87%
5 Year Est. Return
-17.97%
10 Year Est. Return
-17.14%
AUM
$303M
AUM Growth
-$16.1M
Cap. Flow
+$974K
Cap. Flow %
0.32%
Top 10 Hldgs %
24.07%
Holding
167
New
19
Increased
58
Reduced
61
Closed
23
Avg Time Held
2.4 years
Top 10 Avg Time Held
0.9 years
Top 20 Avg Time Held
0.8 years

Top Buys

Rank Stock Value
1
TBLD icon
Thornburg Income Builder Opportunities Trust
TBLD
+$4.64M
2
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$3.49M
3
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$3.23M
4
TY icon
TRI-Continental Corp
TY
+$3.06M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$2.94M

Top Sells

Rank Stock Value
1
MMT icon
Aberdeen Multi-Market Income Fund
MMT
+$3.29M
2
GAB icon
Gabelli Equity Trust
GAB
+$3.11M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.72M
4
STEW icon
SRH Total Return Fund
STEW
+$2.18M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$1.88M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.14%
2 Financials 5.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DFP icon
126
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$383M
$390K 0.13%
20,669
– –
2026 Q2
1 quarter
CCD icon
127
Calamos Dynamic Convertible & Income Fund
CCD
$655M
$371K 0.12%
16,406
-23,018
-58% -$571K
2026 Q2
1 quarter
BTO icon
128
John Hancock Financial Opportunities Fund
BTO
$706M
$359K 0.12%
10,012
-12,743
-56% -$503K
2026 Q2
1 quarter
EMD icon
129
Western Asset Emerging Markets Debt Fund
EMD
$531M
$357K 0.12%
+38,135
New +$397K
2026 Q3
0 quarters
BCV icon
130
Bancroft Fund
BCV
$126M
$338K 0.11%
14,645
-487
-3% -$11.9K
2025 Q3
4 quarters
THQ icon
131
abrdn Healthcare Opportunities Fund
THQ
$735M
$337K 0.11%
18,300
-52,193
-74% -$998K
2026 Q1
2 quarters
EMF icon
132
Templeton Emerging Markets Fund
EMF
$324M
$300K 0.1%
+13,493
New +$298K
2026 Q3
0 quarters
MXF icon
133
Mexico Fund
MXF
$287M
$297K 0.1%
14,588
– –
2022 Q4
15 quarters
JFR icon
134
Nuveen Floating Rate Income Fund
JFR
$1.18B
$296K 0.1%
39,609
+17,978
+83% +$137K
2024 Q3
8 quarters
AIO icon
135
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$824M
$279K 0.09%
+11,213
New +$289K
2026 Q3
0 quarters
EVF icon
136
Eaton Vance Senior Income Trust
EVF
$87.4M
$275K 0.09%
56,599
-710
-1% -$3.51K
2025 Q2
5 quarters
VXUS icon
137
Vanguard Total International Stock ETF
VXUS
$161B
$255K 0.08%
2,997
+5
+0.2% +$430
2026 Q2
1 quarter
IHD icon
138
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$223K 0.07%
29,479
+3,350
+13% +$25.2K
2020 Q2
25 quarters
DSU icon
139
BlackRock Debt Strategies Fund
DSU
$564M
$199K 0.07%
+22,066
New +$207K
2026 Q3
0 quarters
ZTR icon
140
Virtus Total Return Fund
ZTR
$311M
$181K 0.06%
+30,000
New +$200K
2026 Q3
0 quarters
HYT icon
141
BlackRock Corporate High Yield Fund
HYT
$1.51B
$165K 0.05%
21,086
-31,658
-60% -$262K
2026 Q2
1 quarter
GLQ icon
142
Clough Global Equity Fund
GLQ
$139M
$156K 0.05%
20,882
+8,812
+73% +$71.6K
2022 Q3
16 quarters
JMM icon
143
Nuveen Multi-Market Income Fund
JMM
$52.6M
$74.2K 0.02%
+13,415
New +$77.1K
2026 Q3
0 quarters
IGD icon
144
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$497M
$67.1K 0.02%
10,850
-9,505
-47% -$61.1K
2025 Q4
3 quarters
ACV icon
145
Virtus Diversified Income & Convertible Fund
ACV
$248M
– –
-7,355
Closed -$208K –
BTZ icon
146
BlackRock Credit Allocation Income Trust
BTZ
$872M
– –
-13,149
Closed -$134K –
DHF icon
147
BNY Mellon High Yield Strategies Fund
DHF
$160M
– –
-29,535
Closed -$71.5K –
EFT icon
148
Eaton Vance Floating-Rate Income Trust
EFT
$282M
– –
-33,856
Closed -$366K –
EVG icon
149
Eaton Vance Short Duration Diversified Income Fund
EVG
$136M
– –
-63,944
Closed -$689K –
FINS icon
150
Angel Oak Financial Strategies Income Term Trust
FINS
$397M
– –
-29,245
Closed -$374K –
3 4 5
6
7

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Shaker Financial Services's Q3 2026 Portfolio in Review

As of Q3 2026, Shaker Financial Services held 167 positions worth $303M, down 5% from $319M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services's Q3 2026 filing shows 19 new, 58 increased, 61 reduced and 23 closed positions. Its largest new stake was Thornburg Income Builder Opportunities Trust: 213,332 shares worth $4.33M. The largest sale was Aberdeen Multi-Market Income Fund, an estimated $3.29M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Financials.

  • Shaker Financial Services's largest Q3 2026 buy was Thornburg Income Builder Opportunities Trust: 213,332 shares worth $4.33M.
  • Shaker Financial Services added most to Eaton Vance Tax-Managed Diversified Equity Income Fund in Q3 2026, an estimated $3.23M increase.
  • Shaker Financial Services's biggest Q3 2026 reduction was Gabelli Equity Trust, cutting an estimated $3.11M.
  • Shaker Financial Services fully exited Aberdeen Multi-Market Income Fund in Q3 2026, selling an estimated $3.29M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $303M portfolio in Q3 2026.
  • Shaker Financial Services opened 19 new positions and closed 23 in Q3 2026.
  • Shaker Financial Services's portfolio value fell 5% quarter-over-quarter to $303M.

Based on Shaker Financial Services's 13F filing for Q3 2026, filed 14 Oct 2026.