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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.09%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$212M
AUM Growth
+$22.7M
Cap. Flow
+$24.1M
Cap. Flow %
11.4%
Top 10 Hldgs %
31.95%
Holding
145
New
47
Increased
29
Reduced
42
Closed
26

Top Buys

Rank Stock Value
1
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$7.95M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$5.84M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.49M
4
ACP
abrdn Income Credit Strategies Fund
ACP
+$3.46M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.1M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.96M
2
GAM
General American Investors Company
GAM
+$3.81M
3
ISD
PGIM High Yield Bond Fund
ISD
+$3.7M
4
STEW
SRH Total Return Fund
STEW
+$2.93M
5
MCR
MFS Charter Income Trust
MCR
+$2.58M

Sector Composition

Rank Sector Weight
1 Financials 5.78%
2 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPP
51
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$1.5M 0.71%
+82,354
New +$1.52M
FIV
52
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$1.36M 0.64%
+148,621
New +$1.39M
SCD
53
LMP Capital and Income Fund
SCD
$355M
$1.33M 0.63%
+95,217
New +$1.34M
DCF
54
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$1.29M 0.61%
+137,508
New +$1.36M
FAM
55
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.27M 0.6%
108,988
-84,927
-44% -$972K
DUC
56
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$1.26M 0.6%
142,700
-59,919
-30% -$540K
JGH icon
57
Nuveen Global High Income Fund
JGH
$352M
$1.25M 0.59%
+73,663
New +$1.25M
BGY icon
58
BlackRock Enhanced International Dividend Trust
BGY
$524M
$1.25M 0.59%
190,886
+128,327
+205% +$841K
KIO
59
KKR Income Opportunities Fund
KIO
$451M
$1.23M 0.58%
+76,353
New +$1.26M
GGZ
60
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$1.19M 0.56%
93,116
+12,466
+15% +$158K
EFR
61
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$1.18M 0.56%
+81,697
New +$1.18M
JCO
62
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$1.15M 0.54%
+120,900
New +$1.19M
ETJ
63
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$1.1M 0.52%
113,889
-196,262
-63% -$1.82M
AVK
64
Advent Convertible and Income Fund
AVK
$547M
$1.08M 0.51%
69,660
+3,745
+6% +$58.2K
CII icon
65
BlackRock Enhanced Captial and Income Fund
CII
$988M
$982K 0.46%
59,932
+43,542
+266% +$693K
PGZ
66
Principal Real Estate Income Fund
PGZ
$68.4M
$980K 0.46%
+57,030
New +$989K
SPE.PRB
67
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$944K 0.45%
36,515
– –
EVF
68
Eaton Vance Senior Income Trust
EVF
$90.3M
$936K 0.44%
143,499
-102,661
-42% -$668K
ISD
69
PGIM High Yield Bond Fund
ISD
$415M
$913K 0.43%
61,806
-247,426
-80% -$3.7M
ERC
70
Allspring Multi-Sector Income Fund
ERC
$256M
$870K 0.41%
66,639
-66,611
-50% -$872K
GHY
71
PGIM Global High Yield Fund
GHY
$478M
$771K 0.36%
53,539
-39,249
-42% -$573K
USA icon
72
Liberty All-Star Equity Fund
USA
$1.79B
$770K 0.36%
+122,234
New +$750K
LCM
73
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$765K 0.36%
91,805
-88,454
-49% -$750K
GGM
74
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$760K 0.36%
+34,659
New +$776K
EOD
75
Allspring Global Dividend Opportunity Fund
EOD
$279M
$680K 0.32%
+114,666
New +$709K
1 2
3
4 5

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Shaker Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Shaker Financial Services held 145 positions worth $212M, up 12% from $189M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services deployed $24.1M of net new capital in Q4 2017, opening 47 new positions and adding to 29 existing holdings. Its largest new stake was Virtus Dividend, Interest & Premium Strategy Fund: 436,735 shares worth $5.7M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 2.3% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $3.81M trimmed.

  • Shaker Financial Services's largest Q4 2017 buy was Virtus Dividend, Interest & Premium Strategy Fund: 436,735 shares worth $5.7M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q4 2017, an estimated $7.95M increase.
  • Shaker Financial Services's biggest Q4 2017 reduction was General American Investors Company, cutting an estimated $3.81M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2017, selling an estimated $5.96M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $212M portfolio in Q4 2017.
  • Shaker Financial Services opened 47 new positions and closed 26 in Q4 2017.
  • Shaker Financial Services's portfolio value rose 12% quarter-over-quarter to $212M.

Based on Shaker Financial Services's 13F filing for Q4 2017, filed 6 Feb 2018.