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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCEF icon
1301
Invesco CEF Income Composite ETF
PCEF
$788M
$2.01M ﹤0.01%
106,633
+14,363
+16% +$284K
AG icon
1302
First Majestic Silver
AG
$7.52B
$2M ﹤0.01%
93,303
-47,858
-34% -$1.1M
FXZ icon
1303
First Trust Materials AlphaDEX Fund
FXZ
$366M
$2M ﹤0.01%
26,285
+137
+0.5% +$10.2K
EL icon
1304
Estee Lauder
EL
$30.4B
$2M ﹤0.01%
27,877
+20,174
+262% +$2.06M
BA.PRA
1305
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$7.76B
$2M ﹤0.01%
30,775
+3,421
+13% +$249K
RFLR
1306
Innovator U.S. Small Cap Managed Floor ETF
RFLR
$88.4M
$1.99M ﹤0.01%
68,673
+38,954
+131% +$1.14M
SMFG icon
1307
Sumitomo Mitsui Financial
SMFG
$159B
$1.99M ﹤0.01%
100,932
+34,507
+52% +$725K
SMMU icon
1308
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$1.99M ﹤0.01%
39,349
-2,560
-6% -$130K
PHO icon
1309
Invesco Water Resources ETF
PHO
$2.03B
$1.98M ﹤0.01%
29,649
+1,427
+5% +$102K
FBCG icon
1310
Fidelity Blue Chip Growth ETF
FBCG
$6.59B
$1.98M ﹤0.01%
39,551
+30,936
+359% +$1.65M
EMN icon
1311
Eastman Chemical
EMN
$7.69B
$1.98M ﹤0.01%
25,880
+4,346
+20% +$313K
QFLR icon
1312
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$509M
$1.97M ﹤0.01%
59,027
-14,989
-20% -$515K
ULTA icon
1313
Ulta Beauty
ULTA
$21.8B
$1.96M ﹤0.01%
3,749
+269
+8% +$171K
UBS icon
1314
UBS Group
UBS
$170B
$1.96M ﹤0.01%
50,106
+17,223
+52% +$737K
PHG icon
1315
Philips
PHG
$25.5B
$1.95M ﹤0.01%
73,705
+2,851
+4% +$80.7K
LII icon
1316
Lennox International
LII
$15B
$1.94M ﹤0.01%
4,184
-2,627
-39% -$1.35M
LPLA icon
1317
LPL Financial
LPLA
$27B
$1.93M ﹤0.01%
6,400
+1,193
+23% +$400K
SAN icon
1318
Banco Santander
SAN
$191B
$1.92M ﹤0.01%
170,558
+56,492
+50% +$674K
SPHD icon
1319
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$1.92M ﹤0.01%
38,679
+10,612
+38% +$534K
FLTR icon
1320
VanEck IG Floating Rate ETF
FLTR
$2.94B
$1.92M ﹤0.01%
75,227
+25,337
+51% +$646K
ISCB icon
1321
iShares Morningstar Small-Cap ETF
ISCB
$281M
$1.91M ﹤0.01%
29,413
+409
+1% +$27.6K
ACI icon
1322
Albertsons Companies
ACI
$5.91B
$1.91M ﹤0.01%
112,295
-5,457
-5% -$94.7K
TPR icon
1323
Tapestry
TPR
$30.3B
$1.91M ﹤0.01%
13,545
-4,215
-24% -$597K
SYFI
1324
AB Short Duration High Yield ETF
SYFI
$921M
$1.91M ﹤0.01%
53,648
+2,464
+5% +$88.2K
AB icon
1325
AllianceBernstein
AB
$3.47B
$1.89M ﹤0.01%
50,606
+8,796
+21% +$345K
51 52
53
54 55

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.