Rockefeller Capital Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Rockefeller Capital Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.5M	Buy	106,210 +5,278	+5%	+$117K	﹤0.01%	1280
2026 Q1	$1.99M	Buy	100,932 +34,507	+52%	+$725K	﹤0.01%	1307
2025 Q4	$1.28M	Buy	66,425 +12,221	+23%	+$212K	﹤0.01%	1447
2025 Q3	$907K	Sell	54,204 -6,949	-11%	-$111K	﹤0.01%	1462
2025 Q2	$924K	Buy	61,153 +8,992	+17%	+$129K	﹤0.01%	1354
2025 Q1	$806K	Sell	52,161 -6,279	-11%	-$95.5K	﹤0.01%	1334
2024 Q4	$842K	Buy	58,440 +2,477	+4%	+$34K	﹤0.01%	1313
2024 Q3	$705K	Buy	55,963 +25,414	+83%	+$336K	﹤0.01%	1338
2024 Q2	$407K	Buy	30,549 +7,065	+30%	+$85.6K	﹤0.01%	1495
2024 Q1	$276K	Buy	+23,484	New	+$252K	﹤0.01%	1605
2023 Q3	–	Sell	-20,633	Closed	-$177K	–	1783
2023 Q2	$177K	Buy	20,633 +2,307	+13%	+$19.1K	﹤0.01%	1675
2023 Q1	$146K	Buy	18,326 +806	+5%	+$6.82K	﹤0.01%	1862
2022 Q4	$140K	Buy	17,520 +10,628	+154%	+$67.7K	﹤0.01%	1847
2022 Q3	$36K	Sell	6,892 -1,787	-21%	-$10.8K	﹤0.01%	2512
2022 Q2	$50K	Sell	8,679 -2,155	-20%	-$13K	﹤0.01%	2293
2022 Q1	$66K	Buy	10,834 +779	+8%	+$5.55K	﹤0.01%	2176
2021 Q4	$67K	Sell	10,055 -1,359	-12%	-$9.21K	﹤0.01%	2090
2021 Q3	$79K	Buy	11,414 +5,374	+89%	+$37.4K	﹤0.01%	1963
2021 Q2	$41K	Buy	6,040 +964	+19%	+$6.91K	﹤0.01%	2168
2021 Q1	$36K	Sell	5,076 -372	-7%	-$2.59K	﹤0.01%	2035
2020 Q4	$32K	Sell	5,448 -490	-8%	-$2.88K	﹤0.01%	1837
2020 Q3	$33K	Buy	5,938 +1,097	+23%	+$6.29K	﹤0.01%	1630
2020 Q2	$27K	Sell	4,841 -567	-10%	-$3.06K	﹤0.01%	1580
2020 Q1	$26K	Sell	5,408 -520	-9%	-$3.35K	﹤0.01%	1428
2019 Q4	$44K	Buy	5,928 +535	+10%	+$3.85K	﹤0.01%	1181
2019 Q3	$37K	Sell	5,393 -6,736	-56%	-$46K	﹤0.01%	1063
2019 Q2	$86K	Sell	12,129 -11,311	-48%	-$80.1K	﹤0.01%	720
2019 Q1	$165K	Buy	23,440 +19,754	+536%	+$141K	﹤0.01%	647
2018 Q4	$24K	Buy	+3,686	New	+$27.5K	﹤0.01%	604
2018 Q3	–	Sell	-33,082	Closed	-$257K	–	784
2018 Q2	$257K	Hold	33,082	–	–	﹤0.01%	313
2018 Q1	$281K	Buy	+33,082	New	+$296K	﹤0.01%	307

Other funds holding SMFG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $18.3B AUM 36.97% 1-Year Est. Return

American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Rockefeller Capital Management's SMFG Position: Q2 2026 in Review

Rockefeller Capital Management increased its Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) stake by 5.2% in Q2 2026, buying an estimated $117K and bringing the position to 106,210 shares worth $2.5M. The position accounts for ﹤0.01% of the portfolio, ranked #1280.

Rockefeller Capital Management first reported a position in SMFG in Q1 2018 and has held it in 31 quarters since. 462 funds tracked by Wall St. Rank hold SMFG as of Q2 2026.

Rockefeller Capital Management held 106,210 shares of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) worth $2.5M as of Q2 2026.
Rockefeller Capital Management bought 5,278 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q2 2026, an estimated $117K.
Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1280 holding.
Rockefeller Capital Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q1 2018 and has held it in 31 quarters since.
462 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.