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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTF icon
1251
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$2.26M ﹤0.01%
93,762
-1,072
-1% -$25.9K
OSK icon
1252
Oshkosh
OSK
$8.91B
$2.25M ﹤0.01%
15,312
+673
+5% +$105K
DFUS
1253
Dimensional US Equity ETF
DFUS
$20.3B
$2.25M ﹤0.01%
31,765
+3,024
+11% +$224K
GTLS
1254
DELISTED
Chart Industries
GTLS
$2.25M ﹤0.01%
10,883
-828
-7% -$171K
JCPB icon
1255
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$2.24M ﹤0.01%
47,660
+13,658
+40% +$648K
NYT icon
1256
New York Times
NYT
$12.6B
$2.24M ﹤0.01%
26,771
+1,222
+5% +$92.4K
QQQI icon
1257
NEOS Nasdaq 100 High Income ETF
QQQI
$12.8B
$2.24M ﹤0.01%
45,098
+31,022
+220% +$1.63M
PRFZ icon
1258
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
$2.24M ﹤0.01%
48,848
+12,424
+34% +$592K
HYEM icon
1259
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$2.24M ﹤0.01%
113,480
+53,934
+91% +$1.08M
BBH icon
1260
VanEck Biotech ETF
BBH
$406M
$2.23M ﹤0.01%
11,862
– –
HYGH icon
1261
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$590M
$2.21M ﹤0.01%
25,771
+844
+3% +$72.7K
DFAT icon
1262
Dimensional US Targeted Value ETF
DFAT
$14.7B
$2.2M ﹤0.01%
35,241
+1,289
+4% +$81.9K
EAGG icon
1263
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$2.2M ﹤0.01%
46,267
+321
+0.7% +$15.4K
FNX icon
1264
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
$2.19M ﹤0.01%
17,053
-59
-0.3% -$7.82K
THC icon
1265
Tenet Healthcare
THC
$22.2B
$2.18M ﹤0.01%
11,529
-583
-5% -$123K
BMO icon
1266
Bank of Montreal
BMO
$123B
$2.17M ﹤0.01%
16,041
+2,137
+15% +$297K
BTX
1267
BlackRock Technology and Private Equity Term Trust
BTX
$895M
$2.17M ﹤0.01%
328,586
+85
+0% +$562
VIK icon
1268
Viking Holdings
VIK
$45.8B
$2.16M ﹤0.01%
29,449
+26,534
+910% +$1.94M
SHYG icon
1269
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$2.16M ﹤0.01%
51,057
+8,469
+20% +$362K
EMBC icon
1270
Embecta
EMBC
$218M
$2.16M ﹤0.01%
244,056
-100,488
-29% -$1.05M
DSTX icon
1271
Distillate International Fundamental Stability & Value ETF
DSTX
$59.7M
$2.13M ﹤0.01%
65,818
-5,739
-8% -$190K
ALNY icon
1272
Alnylam Pharmaceuticals
ALNY
$38.3B
$2.13M ﹤0.01%
6,437
-1,687
-21% -$574K
MYN icon
1273
BlackRock MuniYield New York Quality Fund
MYN
$376M
$2.12M ﹤0.01%
221,258
+201,258
+1,006% +$2.01M
LEN icon
1274
Lennar Class A
LEN
$20.4B
$2.12M ﹤0.01%
24,441
-1,984
-8% -$214K
PPL
1275
PPL Corp
PPL
$26.9B
$2.12M ﹤0.01%
55,437
+1,537
+3% +$56.7K
49 50
51
52 53

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.