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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAXS
1201
PIMCO Access Income Fund
PAXS
$658M
$2.54M ﹤0.01%
176,460
+20,156
+13% +$309K
SNDK
1202
Sandisk
SNDK
$150B
$2.54M ﹤0.01%
3,996
+683
+21% +$386K
QMAR icon
1203
FT Vest Growth-100 Buffer ETF March
QMAR
$553M
$2.54M ﹤0.01%
75,500
-1,500
-2% -$49.9K
KNTK icon
1204
Kinetik
KNTK
$3.72B
$2.54M ﹤0.01%
52,418
+2,090
+4% +$88.9K
ALAB icon
1205
Astera Labs
ALAB
$42.8B
$2.53M ﹤0.01%
23,103
+2,575
+13% +$367K
QXO
1206
QXO Inc
QXO
$13.9B
$2.53M ﹤0.01%
130,352
+9,424
+8% +$216K
ROBO icon
1207
ROBO Global Robotics & Automation Index ETF
ROBO
$1.87B
$2.53M ﹤0.01%
36,972
+15,994
+76% +$1.17M
IWMI
1208
NEOS Russell 2000 High Income ETF
IWMI
$1.08B
$2.53M ﹤0.01%
53,312
+51,687
+3,181% +$2.56M
BTT icon
1209
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$2.53M ﹤0.01%
111,320
-20,770
-16% -$473K
DOW icon
1210
Dow Inc
DOW
$22B
$2.53M ﹤0.01%
60,625
+16,427
+37% +$521K
WPM icon
1211
Wheaton Precious Metals
WPM
$49.7B
$2.52M ﹤0.01%
19,240
+3,793
+25% +$528K
ENPH icon
1212
Enphase Energy
ENPH
$4.62B
$2.52M ﹤0.01%
66,525
+7,880
+13% +$327K
FXN icon
1213
First Trust Energy AlphaDEX Fund
FXN
$379M
$2.5M ﹤0.01%
111,291
+106,496
+2,221% +$2.06M
ASB icon
1214
Associated Banc-Corp
ASB
$5.8B
$2.49M ﹤0.01%
96,387
-8,185
-8% -$217K
CASY icon
1215
Casey's General Stores
CASY
$32.1B
$2.48M ﹤0.01%
3,412
+706
+26% +$460K
FTLS icon
1216
First Trust Long/Short Equity ETF
FTLS
$2.44B
$2.48M ﹤0.01%
35,212
+2,576
+8% +$183K
EOS
1217
Eaton Vance Enhance Equity Income Fund II
EOS
$1.11B
$2.47M ﹤0.01%
120,930
+1,070
+0.9% +$23.5K
WSO icon
1218
Watsco Inc
WSO
$13.2B
$2.42M ﹤0.01%
6,658
-28
-0.4% -$10.8K
JPIB icon
1219
JPMorgan International Bond Opportunities ETF
JPIB
$2.09B
$2.42M ﹤0.01%
50,557
-4,803
-9% -$234K
ICLN icon
1220
iShares Global Clean Energy ETF
ICLN
$2.22B
$2.41M ﹤0.01%
131,604
-78,213
-37% -$1.42M
INTF icon
1221
iShares International Equity Factor ETF
INTF
$3.55B
$2.4M ﹤0.01%
61,511
-1,329
-2% -$52.6K
SPHY icon
1222
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$2.39M ﹤0.01%
102,640
+19,832
+24% +$468K
GRMN
1223
Garmin
GRMN
$56.9B
$2.39M ﹤0.01%
10,298
+1,344
+15% +$301K
IR icon
1224
Ingersoll Rand
IR
$33.1B
$2.39M ﹤0.01%
29,807
+3,094
+12% +$273K
XYLD icon
1225
Global X S&P 500 Covered Call ETF
XYLD
$3.19B
$2.39M ﹤0.01%
60,958
-4,969
-8% -$201K
47 48
49
50 51

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Fifth Third Bancorp
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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.