Rockefeller Capital Management’s AB Short Duration High Yield ETF SYFI Stock Holding History

Rockefeller Capital Management’s Portfolio SYFI Stock Details SYFI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.91M	Buy	53,648 +2,464	+5%	+$88.2K	﹤0.01%	1324
2025 Q4	$1.84M	Sell	51,184 -23,243	-31%	-$835K	﹤0.01%	1281
2025 Q3	$2.69M	Sell	74,427 -54,741	-42%	-$1.97M	0.01%	1042
2025 Q2	$4.64M	Sell	129,168 -32,867	-20%	-$1.16M	0.01%	819
2025 Q1	$5.76M	Buy	162,035 +65,695	+68%	+$2.36M	0.01%	699
2024 Q4	$3.44M	Buy	96,340 +30,247	+46%	+$1.08M	0.01%	836
2024 Q3	$2.38M	Sell	66,093 -1,014	-2%	-$36K	0.01%	937
2024 Q2	$2.36M	Buy	+67,107	New	+$2.36M	0.01%	914

Other funds holding SYFI

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWA

Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Rockefeller Capital Management's SYFI Position: Q1 2026 in Review

Rockefeller Capital Management increased its AB Short Duration High Yield ETF (SYFI) stake by 4.8% in Q1 2026, buying an estimated $88.2K and bringing the position to 53,648 shares worth $1.91M. The position accounts for ﹤0.01% of the portfolio, ranked #1324.

Rockefeller Capital Management first reported a position in SYFI in Q2 2024 and has held it in 8 quarters since. The position peaked at $5.76M in Q1 2025. 87 funds tracked by Wall St. Rank hold SYFI as of Q1 2026.

Rockefeller Capital Management held 53,648 shares of AB Short Duration High Yield ETF worth $1.91M as of Q1 2026.
Rockefeller Capital Management bought 2,464 AB Short Duration High Yield ETF shares in Q1 2026, an estimated $88.2K.
AB Short Duration High Yield ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1324 holding.
Rockefeller Capital Management first reported a position in AB Short Duration High Yield ETF in Q2 2024 and has held it in 8 quarters since.
Rockefeller Capital Management's AB Short Duration High Yield ETF position peaked at $5.76M in Q1 2025.
87 funds tracked by Wall St. Rank held AB Short Duration High Yield ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.