Rockefeller Capital Management’s LPL Financial LPLA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.93M	Buy	6,400 +1,193	+23%	+$400K	﹤0.01%	1317
2025 Q4	$1.86M	Buy	5,207 +2,042	+65%	+$722K	﹤0.01%	1275
2025 Q3	$1.05M	Buy	+3,165	New	+$1.15M	﹤0.01%	1406
2024 Q4	–	Sell	-11,319	Closed	-$2.63M	–	1695
2024 Q3	$2.63M	Buy	+11,319	New	+$2.55M	0.01%	900
2023 Q2	–	Sell	-1,893	Closed	-$383K	–	1937
2023 Q1	$383K	Buy	1,893 +1,526	+416%	+$349K	﹤0.01%	1469
2022 Q4	$79K	Sell	367 -369	-50%	-$86.3K	﹤0.01%	2160
2022 Q3	$160K	Sell	736 -61	-8%	-$13K	﹤0.01%	1747
2022 Q2	$146K	Buy	797 +307	+63%	+$58.3K	﹤0.01%	1756
2022 Q1	$89K	Buy	490 +169	+53%	+$29.4K	﹤0.01%	2037
2021 Q4	$51K	Sell	321 -72	-18%	-$11.9K	﹤0.01%	2208
2021 Q3	$61K	Buy	393 +316	+410%	+$45.4K	﹤0.01%	2050
2021 Q2	$10K	Sell	77 -57	-43%	-$8.29K	﹤0.01%	2777
2021 Q1	$19K	Buy	134 +116	+644%	+$14.8K	﹤0.01%	2305
2020 Q4	$1K	Buy	+18	New	+$1.62K	﹤0.01%	2742