Rockefeller Capital Management
LPLA icon

Rockefeller Capital Management’s LPL Financial LPLA Stock Holding History

Rockefeller Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.33M Sell
4,726
-1,674
-26% -$502K ﹤0.01% 1564
2026
Q1 		$1.93M Buy
6,400
+1,193
+23% +$400K ﹤0.01% 1317
2025
Q4 		$1.86M Buy
5,207
+2,042
+65% +$722K ﹤0.01% 1275
2025
Q3 		$1.05M Buy
+3,165
New +$1.15M ﹤0.01% 1406
2024
Q4 		– Sell
-11,319
Closed -$2.63M – 1695
2024
Q3 		$2.63M Buy
+11,319
New +$2.55M 0.01% 900
2023
Q2 		– Sell
-1,893
Closed -$383K – 1937
2023
Q1 		$383K Buy
1,893
+1,526
+416% +$349K ﹤0.01% 1469
2022
Q4 		$79K Sell
367
-369
-50% -$86.3K ﹤0.01% 2160
2022
Q3 		$160K Sell
736
-61
-8% -$13K ﹤0.01% 1747
2022
Q2 		$146K Buy
797
+307
+63% +$58.3K ﹤0.01% 1756
2022
Q1 		$89K Buy
490
+169
+53% +$29.4K ﹤0.01% 2037
2021
Q4 		$51K Sell
321
-72
-18% -$11.9K ﹤0.01% 2208
2021
Q3 		$61K Buy
393
+316
+410% +$45.4K ﹤0.01% 2050
2021
Q2 		$10K Sell
77
-57
-43% -$8.29K ﹤0.01% 2777
2021
Q1 		$19K Buy
134
+116
+644% +$14.8K ﹤0.01% 2305
2020
Q4 		$1K Buy
+18
New +$1.62K ﹤0.01% 2742

Other funds holding LPLA

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
JT
Jupiter Topco New York $245B AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Rockefeller Capital Management's LPLA Position: Q2 2026 in Review

Rockefeller Capital Management reduced its LPL Financial (LPLA) stake by 26% in Q2 2026, selling an estimated $502K and leaving 4,726 shares worth $1.33M. The position accounts for ﹤0.01% of the portfolio, ranked #1564.

Rockefeller Capital Management first reported a position in LPLA in Q4 2020 and has held it in 15 quarters since. The position peaked at $2.63M in Q3 2024. 763 funds tracked by Wall St. Rank hold LPLA as of Q2 2026.

  • Rockefeller Capital Management held 4,726 shares of LPL Financial worth $1.33M as of Q2 2026.
  • Rockefeller Capital Management sold 1,674 LPL Financial shares in Q2 2026, an estimated $502K.
  • LPL Financial made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1564 holding.
  • Rockefeller Capital Management first reported a position in LPL Financial in Q4 2020 and has held it in 15 quarters since.
  • Rockefeller Capital Management's LPL Financial position peaked at $2.63M in Q3 2024.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.