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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONC
1326
BeOne Medicines Ltd
ONC
$33.9B
$1.89M ﹤0.01%
6,377
+123
+2% +$39.8K
FHN icon
1327
First Horizon
FHN
$12.2B
$1.89M ﹤0.01%
83,108
-2,426
-3% -$58K
AIR icon
1328
AAR Corp
AIR
$5.4B
$1.89M ﹤0.01%
17,262
+101
+0.6% +$10.9K
DIM icon
1329
WisdomTree International MidCap Dividend Fund
DIM
$164M
$1.89M ﹤0.01%
22,775
-350
-2% -$29.6K
SUN icon
1330
Sunoco
SUN
$14.4B
$1.88M ﹤0.01%
28,970
+3,614
+14% +$219K
CMF icon
1331
iShares California Muni Bond ETF
CMF
$4.55B
$1.88M ﹤0.01%
33,071
+6,929
+27% +$400K
XSD icon
1332
State Street SPDR S&P Semiconductor ETF
XSD
$2.51B
$1.87M ﹤0.01%
5,732
+2,136
+59% +$738K
SYLD icon
1333
Cambria Shareholder Yield ETF
SYLD
$1B
$1.86M ﹤0.01%
24,695
+423
+2% +$31.6K
WCN
1334
Waste Connections
WCN
$43.6B
$1.86M ﹤0.01%
11,451
+4,871
+74% +$812K
VKTX icon
1335
Viking Therapeutics
VKTX
$3.88B
$1.86M ﹤0.01%
57,156
+4,103
+8% +$132K
IFRA icon
1336
iShares US Infrastructure ETF
IFRA
$4.45B
$1.86M ﹤0.01%
32,484
+1,945
+6% +$112K
HYI
1337
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$1.86M ﹤0.01%
173,763
+10,750
+7% +$119K
RWK icon
1338
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.32B
$1.85M ﹤0.01%
14,437
+42
+0.3% +$5.54K
IHI icon
1339
iShares US Medical Devices ETF
IHI
$3.17B
$1.85M ﹤0.01%
34,651
+1,481
+4% +$87K
GFL icon
1340
GFL Environmental
GFL
$14.5B
$1.85M ﹤0.01%
44,301
+3,613
+9% +$155K
MAT icon
1341
Mattel
MAT
$4.47B
$1.84M ﹤0.01%
126,898
+126,591
+41,235% +$2.31M
XMMO icon
1342
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$1.84M ﹤0.01%
12,688
+6,659
+110% +$963K
CIEN icon
1343
Ciena
CIEN
$46.8B
$1.84M ﹤0.01%
4,739
-3,674
-44% -$1.12M
AR icon
1344
Antero Resources
AR
$10.9B
$1.84M ﹤0.01%
43,292
+34,434
+389% +$1.26M
FDD icon
1345
First Trust STOXX European Select Dividend Income Fund
FDD
$867M
$1.83M ﹤0.01%
102,764
+11,984
+13% +$216K
BMEZ icon
1346
BlackRock Health Sciences Trust II
BMEZ
$966M
$1.83M ﹤0.01%
127,297
+14,237
+13% +$211K
IWX icon
1347
iShares Russell Top 200 Value ETF
IWX
$3.92B
$1.82M ﹤0.01%
19,672
-408
-2% -$38.8K
IGEB icon
1348
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$1.82M ﹤0.01%
40,370
-7,313
-15% -$333K
NTAP icon
1349
NetApp
NTAP
$33.9B
$1.82M ﹤0.01%
17,751
-23,216
-57% -$2.36M
FIW icon
1350
First Trust Water ETF
FIW
$1.87B
$1.82M ﹤0.01%
17,615
+749
+4% +$82.9K
52 53
54
55 56

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.