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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
1376
Edison International
EIX
$30.3B
$1.7M ﹤0.01%
23,231
+512
+2% +$34.5K
BTI icon
1377
British American Tobacco
BTI
$136B
$1.7M ﹤0.01%
29,069
+16,893
+139% +$1,000K
BCSF icon
1378
Bain Capital Specialty
BCSF
$821M
$1.68M ﹤0.01%
135,793
-372,218
-73% -$4.87M
RMI
1379
RiverNorth Opportunistic Municipal Income Fund
RMI
$97.1M
$1.68M ﹤0.01%
111,800
+39,750
+55% +$601K
FOCT icon
1380
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$1.68M ﹤0.01%
35,308
-1,508
-4% -$73.8K
ILCV icon
1381
iShares Morningstar Value ETF
ILCV
$1.31B
$1.67M ﹤0.01%
17,972
+47
+0.3% +$4.5K
CLX icon
1382
Clorox
CLX
$12B
$1.67M ﹤0.01%
16,147
-239
-1% -$27.1K
CHI
1383
Calamos Convertible Opportunities and Income Fund
CHI
$968M
$1.67M ﹤0.01%
155,580
+5,733
+4% +$64.3K
ADM icon
1384
Archer Daniels Midland
ADM
$38.7B
$1.67M ﹤0.01%
22,930
+6,308
+38% +$426K
GHY
1385
PGIM Global High Yield Fund
GHY
$476M
$1.67M ﹤0.01%
142,975
-2,386
-2% -$29.7K
LNT icon
1386
Alliant Energy
LNT
$18.6B
$1.66M ﹤0.01%
23,169
+4,091
+21% +$282K
JOBY icon
1387
Joby Aviation
JOBY
$6.54B
$1.66M ﹤0.01%
201,279
+116,971
+139% +$1.32M
FSMD icon
1388
Fidelity Small-Mid Multifactor ETF
FSMD
$2.47B
$1.66M ﹤0.01%
37,160
+919
+3% +$42.1K
EA icon
1389
Electronic Arts
EA
$52.4B
$1.66M ﹤0.01%
8,141
+3,498
+75% +$706K
TCAL
1390
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
$286M
$1.65M ﹤0.01%
74,038
+19,189
+35% +$450K
CSL icon
1391
Carlisle Companies
CSL
$13.5B
$1.65M ﹤0.01%
4,944
+1,307
+36% +$476K
IBDT icon
1392
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$1.65M ﹤0.01%
65,094
+831
+1% +$21.1K
HUN icon
1393
Huntsman Corp
HUN
$2.1B
$1.65M ﹤0.01%
123,801
+122,885
+13,415% +$1.49M
FIGR
1394
Figure Technology Solutions
FIGR
$5.52B
$1.64M ﹤0.01%
48,335
+25,435
+111% +$1.1M
PDI icon
1395
PIMCO Dynamic Income Fund
PDI
$7.35B
$1.64M ﹤0.01%
95,568
+27,421
+40% +$494K
LVHI icon
1396
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.36B
$1.63M ﹤0.01%
40,244
+4,417
+12% +$174K
UCON icon
1397
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$1.63M ﹤0.01%
65,789
-3,836
-6% -$96.3K
BXP icon
1398
Boston Properties
BXP
$11.6B
$1.63M ﹤0.01%
31,372
+4,518
+17% +$272K
FSTA icon
1399
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.45B
$1.62M ﹤0.01%
30,987
-246
-0.8% -$13.1K
FAUG icon
1400
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$1.62M ﹤0.01%
31,240
-772
-2% -$40.9K
54 55
56
57 58

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.