Rockefeller Capital Management’s FT Vest US Equity Buffer ETF August FAUG Stock Holding History

Rockefeller Capital Management’s Portfolio FAUG Stock Details FAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.85M	Buy	32,141 +3,377	+12%	+$193K	﹤0.01%	1443
2026 Q2	$1.63M	Sell	28,764 -2,476	-8%	-$137K	﹤0.01%	1478
2026 Q1	$1.62M	Sell	31,240 -772	-2%	-$40.9K	﹤0.01%	1400
2025 Q4	$1.7M	Sell	32,012 -183	-0.6%	-$9.6K	﹤0.01%	1328
2025 Q3	$1.67M	Buy	32,195 +5,145	+19%	+$260K	﹤0.01%	1222
2025 Q2	$1.33M	Sell	27,050 -21,490	-44%	-$993K	﹤0.01%	1241
2025 Q1	$2.21M	Sell	48,540 -11,594	-19%	-$542K	0.01%	997
2024 Q4	$2.8M	Sell	60,134 -9,442	-14%	-$438K	0.01%	893
2024 Q3	$3.18M	Buy	69,576 +51,427	+283%	+$2.29M	0.01%	839
2024 Q2	$800K	Sell	18,149 -836	-4%	-$36.1K	﹤0.01%	1295
2024 Q1	$814K	Sell	18,985 -270	-1%	-$11.3K	﹤0.01%	1324
2023 Q4	$782K	Sell	19,255 -37	-0.2%	-$1.43K	﹤0.01%	1225
2023 Q3	$721K	Buy	19,292 +1,244	+7%	+$47.9K	﹤0.01%	1199
2023 Q2	$697K	Sell	18,048 -2,467	-12%	-$91.3K	﹤0.01%	1224
2023 Q1	$748K	Sell	20,515 -72	-0.3%	-$2.58K	﹤0.01%	1185
2022 Q4	$713K	Buy	20,587 +67	+0.3%	+$2.32K	﹤0.01%	1131
2022 Q3	$673K	Buy	+20,520	New	+$728K	﹤0.01%	1155

Other funds holding FAUG

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Wealthcare Advisory Partners West Chester, Pennsylvania $5.9B AUM 14.62% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $10.3B AUM 19.62% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.67B AUM 13.43% 1-Year Est. Return

REAP Financial Group Austin, Texas $611M AUM 16.39% 1-Year Est. Return

Rockefeller Capital Management's FAUG Position: Q3 2026 in Review

Rockefeller Capital Management increased its FT Vest US Equity Buffer ETF August (FAUG) stake by 12% in Q3 2026, buying an estimated $193K and bringing the position to 32,141 shares worth $1.85M. The position accounts for ﹤0.01% of the portfolio, ranked #1443.

Rockefeller Capital Management first reported a position in FAUG in Q3 2022 and has held it in 17 quarters since. The position peaked at $3.18M in Q3 2024. 168 funds tracked by Wall St. Rank hold FAUG as of Q3 2026.

Rockefeller Capital Management held 32,141 shares of FT Vest US Equity Buffer ETF August worth $1.85M as of Q3 2026.
Rockefeller Capital Management bought 3,377 FT Vest US Equity Buffer ETF August shares in Q3 2026, an estimated $193K.
FT Vest US Equity Buffer ETF August made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #1443 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Buffer ETF August in Q3 2022 and has held it in 17 quarters since.
Rockefeller Capital Management's FT Vest US Equity Buffer ETF August position peaked at $3.18M in Q3 2024.
168 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF August as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.