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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLDR icon
1401
Builders FirstSource
BLDR
$7.29B
$1.6M ﹤0.01%
19,491
+9,756
+100% +$1.04M
STOT icon
1402
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$501M
$1.6M ﹤0.01%
34,026
+20,348
+149% +$962K
AIZ icon
1403
Assurant
AIZ
$13.9B
$1.6M ﹤0.01%
7,352
-94,306
-93% -$21.5M
PFG icon
1404
Principal Financial Group
PFG
$24.3B
$1.6M ﹤0.01%
17,737
-1,806
-9% -$165K
FLNC icon
1405
Fluence Energy
FLNC
$1.58B
$1.6M ﹤0.01%
116,024
+59,075
+104% +$1.18M
IYY icon
1406
iShares Dow Jones US ETF
IYY
$2.89B
$1.59M ﹤0.01%
10,057
+320
+3% +$52.9K
IHF icon
1407
iShares US Healthcare Providers ETF
IHF
$1.22B
$1.59M ﹤0.01%
37,930
+3,166
+9% +$145K
IYH icon
1408
iShares US Healthcare ETF
IYH
$3.44B
$1.59M ﹤0.01%
25,717
+3,425
+15% +$221K
HXL icon
1409
Hexcel
HXL
$7.97B
$1.56M ﹤0.01%
19,296
+4,123
+27% +$347K
GMED icon
1410
Globus Medical
GMED
$11.1B
$1.56M ﹤0.01%
18,065
+6,327
+54% +$568K
CWEN icon
1411
Clearway Energy Class C
CWEN
$4.79B
$1.55M ﹤0.01%
39,557
+1,832
+5% +$68.4K
ELAN icon
1412
Elanco Animal Health
ELAN
$13.2B
$1.55M ﹤0.01%
64,920
+3,916
+6% +$95.7K
SCZ icon
1413
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$1.55M ﹤0.01%
19,779
-3,173
-14% -$258K
ITM icon
1414
VanEck Intermediate Muni ETF
ITM
$2.14B
$1.55M ﹤0.01%
33,322
+277
+0.8% +$13.1K
APAM icon
1415
Artisan Partners
APAM
$2.86B
$1.54M ﹤0.01%
42,413
-3,796
-8% -$155K
ARRY icon
1416
Array Technologies
ARRY
$740M
$1.53M ﹤0.01%
211,845
-6,421
-3% -$59.4K
DNL icon
1417
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$471M
$1.53M ﹤0.01%
37,864
-202,362
-84% -$8.6M
NULG icon
1418
Nuveen ESG Large-Cap Growth ETF
NULG
$2.6B
$1.53M ﹤0.01%
16,785
+403
+2% +$38.6K
NVR icon
1419
NVR
NVR
$17.1B
$1.52M ﹤0.01%
231
+46
+25% +$335K
IYZ icon
1420
iShares US Telecommunications ETF
IYZ
$1.16B
$1.52M ﹤0.01%
38,712
+14,938
+63% +$559K
EMLC icon
1421
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$1.52M ﹤0.01%
60,603
+5,459
+10% +$142K
MOS icon
1422
The Mosaic Company
MOS
$7.19B
$1.52M ﹤0.01%
59,434
+28,369
+91% +$778K
LEGN icon
1423
Legend Biotech
LEGN
$3.65B
$1.5M ﹤0.01%
83,178
+83,122
+148,432% +$1.58M
ROIV icon
1424
Roivant Sciences
ROIV
$23.6B
$1.5M ﹤0.01%
54,257
+50,725
+1,436% +$1.3M
MMU
1425
Western Asset Managed Municipals Fund
MMU
$551M
$1.5M ﹤0.01%
145,654
+1,360
+0.9% +$14.3K
55 56
57
58 59

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.