Rockefeller Capital Management
PFG icon

Rockefeller Capital Management’s Principal Financial Group PFG Stock Holding History

Rockefeller Capital Management’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.89M Sell
17,573
-164
-0.9% -$16.7K ﹤0.01% 1406
2026
Q1 		$1.6M Sell
17,737
-1,806
-9% -$165K ﹤0.01% 1404
2025
Q4 		$1.72M Buy
19,543
+446
+2% +$37.6K ﹤0.01% 1325
2025
Q3 		$1.58M Sell
19,097
-4,940
-21% -$395K ﹤0.01% 1247
2025
Q2 		$1.91M Buy
24,037
+9,407
+64% +$722K ﹤0.01% 1122
2025
Q1 		$1.23M Sell
14,630
-1,928
-12% -$160K ﹤0.01% 1200
2024
Q4 		$1.28M Sell
16,558
-511
-3% -$43.1K ﹤0.01% 1173
2024
Q3 		$1.47M Sell
17,069
-1,156
-6% -$93.4K ﹤0.01% 1108
2024
Q2 		$1.43M Buy
+18,225
New +$1.48M ﹤0.01% 1091
2023
Q3 		– Sell
-5,101
Closed -$387K – 1736
2023
Q2 		$387K Sell
5,101
-173
-3% -$12.5K ﹤0.01% 1437
2023
Q1 		$391K Buy
5,274
+71
+1% +$6.02K ﹤0.01% 1456
2022
Q4 		$436K Sell
5,203
-1,041
-17% -$89.3K ﹤0.01% 1331
2022
Q3 		$450K Buy
6,244
+632
+11% +$45.4K ﹤0.01% 1310
2022
Q2 		$374K Buy
5,612
+1,481
+36% +$104K ﹤0.01% 1372
2022
Q1 		$303K Buy
4,131
+3,990
+2,830% +$289K ﹤0.01% 1524
2021
Q4 		$10K Sell
141
-34
-19% -$2.37K ﹤0.01% 2983
2021
Q3 		$11K Sell
175
-87
-33% -$5.59K ﹤0.01% 2856
2021
Q2 		$16K Sell
262
-64
-20% -$4.09K ﹤0.01% 2586
2021
Q1 		$19K Sell
326
-407
-56% -$22.7K ﹤0.01% 2309
2020
Q4 		$35K Sell
733
-1,155
-61% -$52.9K ﹤0.01% 1797
2020
Q3 		$76K Buy
1,888
+1,584
+521% +$67.5K ﹤0.01% 1369
2020
Q2 		$13K Sell
304
-60
-16% -$2.19K ﹤0.01% 1820
2020
Q1 		$11K Buy
364
+277
+318% +$13.1K ﹤0.01% 1719
2019
Q4 		$5K Buy
+87
New +$4.76K ﹤0.01% 1785
2019
Q2 		– Sell
-292
Closed -$15K – 1892
2019
Q1 		$15K Buy
+292
New +$14.5K ﹤0.01% 1363

Other funds holding PFG

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Rockefeller Capital Management's PFG Position: Q2 2026 in Review

Rockefeller Capital Management reduced its Principal Financial Group (PFG) stake by 0.92% in Q2 2026, selling an estimated $16.7K and leaving 17,573 shares worth $1.89M. The position accounts for ﹤0.01% of the portfolio, ranked #1406.

Rockefeller Capital Management first reported a position in PFG in Q1 2019 and has held it in 25 quarters since. The position peaked at $1.91M in Q2 2025. 952 funds tracked by Wall St. Rank hold PFG as of Q2 2026.

  • Rockefeller Capital Management held 17,573 shares of Principal Financial Group worth $1.89M as of Q2 2026.
  • Rockefeller Capital Management sold 164 Principal Financial Group shares in Q2 2026, an estimated $16.7K.
  • Principal Financial Group made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1406 holding.
  • Rockefeller Capital Management first reported a position in Principal Financial Group in Q1 2019 and has held it in 25 quarters since.
  • Rockefeller Capital Management's Principal Financial Group position peaked at $1.91M in Q2 2025.
  • 952 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.