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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEF
201
DELISTED
Korea Equity Fund
KEF
$135K 0.01%
18,792
-865
-4% -$6.41K
EIP
202
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$126K 0.01%
+10,300
New +$127K
PHF
203
DELISTED
Pacholder High Yield
PHF
$64K ﹤0.01%
+10,160
New +$67.5K
BST icon
204
BlackRock Science and Technology Trust
BST
$1.71B
– –
-394,253
Closed -$6.88M
EOT
205
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
– –
-12,279
Closed -$248K
IIM icon
206
Invesco Value Municipal Income Trust
IIM
$597M
– –
-176,000
Closed -$2.53M
JNJ icon
207
Johnson & Johnson
JNJ
$626B
– –
-2,276
Closed -$222K
MSFT icon
208
Microsoft
MSFT
$3.75T
– –
-5,372
Closed -$237K
PG icon
209
Procter & Gamble
PG
$339B
– –
-3,087
Closed -$242K
SOR
210
Source Capital
SOR
$385M
– –
-11,730
Closed -$853K
SRE icon
211
Sempra
SRE
$55.1B
– –
-4,100
Closed -$203K
CTR
212
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-61,648
Closed -$5.63M
FIF
213
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-75,967
Closed -$1.56M
SMM
214
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-497,096
Closed -$10M
MIE
215
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-68,640
Closed -$1.17M
ABE
216
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
– –
-18,219
Closed -$233K
MYM
217
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
– –
-130,075
Closed -$1.62M
CMK
218
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
– –
-2,518,428
Closed -$21.2M
AYN
219
DELISTED
Alliance New York Income Fund
AYN
– –
-256,726
Closed -$3.61M
5 6 7 8
9

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YCM
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SC
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HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
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EWA
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DCM
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FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.