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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIM
1
Eaton Vance Municipal Bond Fund
EIM
$494M
$134M 5.14%
10,373,012
+872,074
+9% +$11.2M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$130M 4.98%
9,055,171
-823,703
-8% -$11.8M
NEA icon
3
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$117M 4.47%
8,162,337
-4,875,295
-37% -$69.1M
VGK icon
4
Vanguard FTSE Europe ETF
VGK
$30.8B
$102M 3.9%
1,899,905
+68,798
+4% +$3.68M
NRK icon
5
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$102M 3.89%
7,560,730
+246,292
+3% +$3.3M
VB icon
6
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$101M 3.85%
654,106
-1,729
-0.3% -$268K
IVV icon
7
iShares Core S&P 500 ETF
IVV
$872B
$83.8M 3.21%
280,685
+10,724
+4% +$3.19M
MYI icon
8
BlackRock MuniYield Quality Fund III
MYI
$714M
$72.4M 2.77%
5,334,775
+832,740
+18% +$11.2M
DUC
9
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$67.9M 2.6%
7,337,896
+2,672,319
+57% +$23.7M
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$63.8M 2.44%
1,583,466
+239,559
+18% +$9.89M
VTI icon
11
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$63M 2.41%
417,232
+29,834
+8% +$4.5M
BKT icon
12
BlackRock Income Trust
BKT
$331M
$57.2M 2.19%
3,135,586
-5,948
-0.2% -$108K
VUG icon
13
Vanguard Morningstar Growth ETF
VUG
$218B
$46.2M 1.77%
1,668,618
+500,898
+43% +$13.9M
VPL icon
14
Vanguard FTSE Pacific ETF
VPL
$8.16B
$43.7M 1.67%
661,470
+27,707
+4% +$1.8M
BLV icon
15
Vanguard Long-Term Bond ETF
BLV
$5.74B
$39.5M 1.51%
384,711
+327,396
+571% +$32.9M
WIA
16
Western Asset Inflation-Linked Income Fund
WIA
$185M
$37.7M 1.44%
3,248,640
+2,929,157
+917% +$34M
BTZ icon
17
BlackRock Credit Allocation Income Trust
BTZ
$935M
$36.6M 1.4%
2,690,777
-738,521
-22% -$9.93M
GOEV
18
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$35.7M 1.36%
7,750
+5,956
+332% +$27.4M
HPK icon
19
HighPeak Energy
HPK
$838M
$32.2M 1.23%
3,139,425
-1,474,030
-32% -$15M
MHN
20
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$31M 1.19%
2,278,823
+358,937
+19% +$4.86M
ATCX
21
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$29.6M 1.13%
2,934,075
+338,175
+13% +$3.37M
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$28.8M 1.1%
96,975
-6,284
-6% -$1.86M
FAM
23
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$28M 1.07%
2,652,228
+416,863
+19% +$4.43M
DGRO icon
24
iShares Core Dividend Growth ETF
DGRO
$42.8B
$27.6M 1.06%
706,414
+95,883
+16% +$3.69M
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$26.7M 1.02%
534,855
+17,795
+3% +$887K
1
2 3 4 5

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Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.