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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+3.45%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.99B
AUM Growth
+$379M
Cap. Flow
+$294M
Cap. Flow %
9.81%
Top 10 Hldgs %
39.67%
Holding
210
New
24
Increased
51
Reduced
89
Closed
33

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$286M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$35.6M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$21.2M
4
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$18.9M
5
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$15.8M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$36.6M
2
LII icon
Lennox International
LII
+$20.7M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$20.3M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$18.9M
5
ADX icon
Adams Diversified Equity Fund
ADX
+$15.8M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.25%
2 Industrials 4.07%
3 Technology 2.24%
4 Financials 1.67%
5 Healthcare 1.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$956B
$299M 10%
+1,011,278
New +$286M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$124M 4.15%
8,495,064
-560,107
-6% -$8.1M
EIM
3
Eaton Vance Municipal Bond Fund
EIM
$494M
$113M 3.79%
8,792,919
-1,580,093
-15% -$20.3M
VGK icon
4
Vanguard FTSE Europe ETF
VGK
$30.1B
$106M 3.53%
1,802,141
-97,764
-5% -$5.47M
VB icon
5
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$105M 3.51%
633,846
-20,260
-3% -$3.23M
NRK icon
6
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$98.8M 3.3%
7,279,895
-280,835
-4% -$3.77M
NEA icon
7
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$98.2M 3.28%
6,830,748
-1,331,589
-16% -$18.9M
IVV icon
8
iShares Core S&P 500 ETF
IVV
$858B
$91.4M 3.06%
282,872
+2,187
+0.8% +$677K
VWO icon
9
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$77.4M 2.59%
1,741,604
+158,138
+10% +$6.7M
BLV icon
10
Vanguard Long-Term Bond ETF
BLV
$5.74B
$73.9M 2.47%
736,341
+351,630
+91% +$35.6M
MYI icon
11
BlackRock MuniYield Quality Fund III
MYI
$715M
$73.4M 2.45%
5,435,875
+101,100
+2% +$1.36M
DUC
12
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$68.5M 2.29%
7,498,502
+160,606
+2% +$1.47M
VTI icon
13
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$66.8M 2.23%
408,112
-9,120
-2% -$1.43M
WIA
14
Western Asset Inflation-Linked Income Fund
WIA
$185M
$55.7M 1.86%
4,580,953
+1,332,313
+41% +$15.8M
BKT icon
15
BlackRock Income Trust
BKT
$331M
$54.9M 1.84%
3,026,255
-109,331
-3% -$1.99M
VUG icon
16
Vanguard Morningstar Growth ETF
VUG
$212B
$54.6M 1.83%
1,798,530
+129,912
+8% +$3.75M
VPL icon
17
Vanguard FTSE Pacific ETF
VPL
$7.77B
$46.4M 1.55%
667,233
+5,763
+0.9% +$395K
GOEV
18
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$35.7M 1.19%
7,639
-111
-1% -$514K
SUB icon
19
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$35.1M 1.17%
328,319
+129,600
+65% +$13.8M
DGRO icon
20
iShares Core Dividend Growth ETF
DGRO
$42.8B
$33.9M 1.13%
806,746
+100,332
+14% +$4.06M
VEU icon
21
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$31.1M 1.04%
579,114
+44,259
+8% +$2.3M
MHN
22
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$31M 1.04%
2,276,226
-2,597
-0.1% -$35.2K
DTF
23
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$30.6M 1.02%
2,067,952
+1,471,078
+246% +$21.2M
ATCX
24
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$30M 1%
2,949,600
+15,525
+0.5% +$156K
HPK icon
25
HighPeak Energy
HPK
$838M
$29.8M 1%
2,877,550
-261,875
-8% -$2.7M
1
2 3 4 5

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Karpus Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Karpus Investment Management held 210 positions worth $2.99B, up 15% from $2.61B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Karpus Investment Management deployed $294M of net new capital in Q4 2019, opening 24 new positions and adding to 51 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 1,011,278 shares worth $299M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, down from 5.6% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eaton Vance Municipal Bond Fund, an estimated $20.3M trimmed.

  • Karpus Investment Management's largest Q4 2019 buy was Vanguard S&P 500 ETF: 1,011,278 shares worth $299M.
  • Karpus Investment Management added most to Vanguard Long-Term Bond ETF in Q4 2019, an estimated $35.6M increase.
  • Karpus Investment Management's biggest Q4 2019 reduction was Eaton Vance Municipal Bond Fund, cutting an estimated $20.3M.
  • Karpus Investment Management fully exited BlackRock Credit Allocation Income Trust in Q4 2019, selling an estimated $36.6M.
  • Karpus Investment Management's ten largest holdings make up 40% of its $2.99B portfolio in Q4 2019.
  • Karpus Investment Management opened 24 new positions and closed 33 in Q4 2019.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $2.99B.

Based on Karpus Investment Management's 13F filing for Q4 2019, filed 14 Feb 2020.