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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.93B
AUM Growth
+$128M
Cap. Flow
+$88M
Cap. Flow %
4.57%
Top 10 Hldgs %
36.58%
Holding
222
New
17
Increased
82
Reduced
81
Closed
31

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$13.1M
3
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$11.6M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$9.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$32M
2
SPE
Special Opportunities Fund
SPE
+$12.5M
3
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$11.2M
4
MBB icon
iShares MBS ETF
MBB
+$9.68M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.15M

Sector Composition

Rank Sector Weight
1 Financials 1.66%
2 Industrials 0.45%
3 Technology 0.05%
4 Consumer Staples 0.03%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$956B
$215M 11.14%
1,251,900
+136,820
+12% +$23M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$122M 6.31%
650,432
-174,158
-21% -$32M
ACG
3
DELISTED
AllianceBernstein Income Fund Inc
ACG
$77.4M 4.02%
10,539,430
-973,369
-8% -$7.18M
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$223B
$52.9M 2.75%
1,282,369
+20,744
+2% +$850K
VGK icon
5
Vanguard FTSE Europe ETF
VGK
$30.1B
$50.2M 2.61%
851,497
+23,967
+3% +$1.4M
BDJ icon
6
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$39.7M 2.06%
4,999,922
+965,586
+24% +$7.57M
NZF icon
7
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$39.3M 2.04%
3,000,321
+898,916
+43% +$11.6M
VB icon
8
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$38.8M 2.02%
343,768
+15,658
+5% +$1.74M
GAM
9
General American Investors Company
GAM
$1.54B
$36.6M 1.9%
1,039,467
+67,539
+7% +$2.32M
NVG icon
10
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$33.7M 1.75%
2,524,890
+496,601
+24% +$6.51M
ZTR
11
Virtus Total Return Fund
ZTR
$337M
$33.4M 1.73%
2,372,802
+133,299
+6% +$1.84M
ADX icon
12
Adams Diversified Equity Fund
ADX
$3.01B
$32.5M 1.69%
2,501,545
+81,930
+3% +$1.05M
TY icon
13
TRI-Continental Corp
TY
$1.84B
$31.9M 1.66%
1,588,390
+262,198
+20% +$5.17M
VPL icon
14
Vanguard FTSE Pacific ETF
VPL
$7.77B
$30M 1.56%
507,621
+53,493
+12% +$3.14M
VO icon
15
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$28.6M 1.48%
1,006,472
-35,488
-3% -$985K
NQU
16
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$27.3M 1.42%
2,054,873
+52,329
+3% +$683K
WIW
17
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$26.8M 1.39%
2,303,962
+766,321
+50% +$8.86M
VKQ icon
18
Invesco Municipal Trust
VKQ
$541M
$26.4M 1.37%
2,185,180
-37,452
-2% -$451K
FTT
19
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$25.3M 1.31%
1,853,864
+366,365
+25% +$4.86M
VWO icon
20
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$23.8M 1.24%
587,034
-4,862
-0.8% -$189K
EWC icon
21
iShares MSCI Canada ETF
EWC
$6.12B
$21.8M 1.13%
738,957
-37,340
-5% -$1.08M
BKT icon
22
BlackRock Income Trust
BKT
$331M
$21.2M 1.1%
1,083,096
+277,525
+34% +$5.45M
USA icon
23
Liberty All-Star Equity Fund
USA
$1.78B
$20.2M 1.05%
3,436,629
-96,834
-3% -$565K
EVT icon
24
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$20M 1.04%
1,018,140
+456,256
+81% +$8.75M
BGY icon
25
BlackRock Enhanced International Dividend Trust
BGY
$509M
$19.6M 1.02%
2,427,810
+258,836
+12% +$2.1M
1
2 3 4 5

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Karpus Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Karpus Investment Management held 222 positions worth $1.93B, up 7.1% from $1.8B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management deployed $88M of net new capital in Q1 2014, opening 17 new positions and adding to 82 existing holdings. Its largest new stake was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.5% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $32M trimmed.

  • Karpus Investment Management's largest Q1 2014 buy was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2014, an estimated $23M increase.
  • Karpus Investment Management's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $32M.
  • Karpus Investment Management fully exited iShares MBS ETF in Q1 2014, selling an estimated $9.68M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2014.
  • Karpus Investment Management opened 17 new positions and closed 31 in Q1 2014.
  • Karpus Investment Management's portfolio value rose 7.1% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2014, filed 15 May 2014.