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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-2.94%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.74B
AUM Growth
-$152M
Cap. Flow
+$48.8M
Cap. Flow %
2.81%
Top 10 Hldgs %
29.03%
Holding
180
New
24
Increased
58
Reduced
62
Closed
31

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$24.4M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$23.4M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$21.4M
4
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$18.7M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$15.1M

Top Sells

Rank Stock Value
1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$25.8M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$19.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.4M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.1M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.3M

Sector Composition

Rank Sector Weight
1 Financials 4.06%
2 Industrials 1.58%
3 Energy 1.13%
4 Technology 0.59%
5 Consumer Discretionary 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
1
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$83M 4.77%
1,731,728
+504,951
+41% +$24.4M
VB icon
2
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$61.1M 3.51%
473,422
+18,877
+4% +$2.34M
BKT icon
3
BlackRock Income Trust
BKT
$331M
$60.7M 3.49%
3,198,193
-6,350
-0.2% -$120K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$46.9M 2.7%
209,907
+33,129
+19% +$7.24M
VGK icon
5
Vanguard FTSE Europe ETF
VGK
$30.1B
$46.6M 2.68%
971,521
-207,875
-18% -$9.79M
ADX icon
6
Adams Diversified Equity Fund
ADX
$3.01B
$46.1M 2.65%
3,625,483
+65,304
+2% +$837K
USA icon
7
Liberty All-Star Equity Fund
USA
$1.78B
$43.4M 2.49%
8,401,517
+97,470
+1% +$495K
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$927M
$42.1M 2.42%
3,247,452
+349,726
+12% +$4.44M
ICB
9
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$37.7M 2.17%
2,100,937
+29,194
+1% +$524K
FAM
10
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$37.5M 2.16%
3,362,491
+199,600
+6% +$2.22M
EIM
11
Eaton Vance Municipal Bond Fund
EIM
$494M
$35.6M 2.05%
2,870,196
+1,685,480
+142% +$21.4M
GAM
12
General American Investors Company
GAM
$1.54B
$34.9M 2.01%
1,119,983
-175,571
-14% -$5.51M
BND icon
13
Vanguard Total Bond Market
BND
$158B
$33.3M 1.91%
412,420
+8,303
+2% +$680K
TY icon
14
TRI-Continental Corp
TY
$1.84B
$32.9M 1.89%
1,493,414
-45,639
-3% -$979K
VPL icon
15
Vanguard FTSE Pacific ETF
VPL
$7.77B
$32.3M 1.86%
556,309
+18,975
+4% +$1.13M
VTI icon
16
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$28.3M 1.63%
245,477
-4,209
-2% -$473K
MIN
17
Aberdeen Intermediate Income Fund
MIN
$275M
$26.4M 1.52%
5,941,205
-551,169
-8% -$2.43M
GAB icon
18
Gabelli Equity Trust
GAB
$1.73B
$26.2M 1.5%
4,891,795
+3,763
+0.1% +$19.9K
CXH
19
DELISTED
MFS Investment Grade Municipal Trust
CXH
$24M 1.38%
2,563,672
+249,919
+11% +$2.43M
SUB icon
20
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$23.3M 1.34%
+222,000
New +$23.4M
BST icon
21
BlackRock Science and Technology Trust
BST
$1.53B
$21.7M 1.24%
1,221,962
-71,792
-6% -$1.31M
BGY icon
22
BlackRock Enhanced International Dividend Trust
BGY
$509M
$21.5M 1.23%
3,893,447
+1,720,100
+79% +$9.57M
NRK icon
23
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$21.3M 1.23%
1,665,754
+377,151
+29% +$4.94M
BSV icon
24
Vanguard Short-Term Bond ETF
BSV
$44.7B
$19.8M 1.14%
248,600
-5,715
-2% -$457K
NIE
25
Virtus Equity & Convertible Income Fund
NIE
$706M
$19.5M 1.12%
1,059,079
-14,518
-1% -$268K
1
2 3 4 5

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Karpus Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Karpus Investment Management held 180 positions worth $1.74B, down 8% from $1.89B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q4 2016 filing shows 24 new, 58 increased, 62 reduced and 31 closed positions. Its largest new stake was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M. The largest sale was NUVEEN GLOBAL EQUITY INCOME FUND, an estimated $25.8M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, up from 3.4% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $24.4M increase.
  • Karpus Investment Management's biggest Q4 2016 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $18.4M.
  • Karpus Investment Management fully exited NUVEEN GLOBAL EQUITY INCOME FUND in Q4 2016, selling an estimated $25.8M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.74B portfolio in Q4 2016.
  • Karpus Investment Management opened 24 new positions and closed 31 in Q4 2016.
  • Karpus Investment Management's portfolio value fell 8% quarter-over-quarter to $1.74B.

Based on Karpus Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.