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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.06B
AUM Growth
-$18.1M
Cap. Flow
+$24.6M
Cap. Flow %
1.19%
Top 10 Hldgs %
37.19%
Holding
190
New
11
Increased
66
Reduced
81
Closed
10

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$11.4M
2
MTS
MONTGOMERY STR INCOME SECS
MTS
+$10.6M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.93M
4
SWZ
Swiss Helvetia Fund
SWZ
+$5.34M
5
ICB
Morgan Stanley Income Sec. Inc
ICB
+$5.16M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
2
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$8.58M
3
IDE
Voya Infrastructure, Industrials and Materials Fund
IDE
+$6.24M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$6.03M
5
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$5.86M

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 0.36%
3 Energy 0.06%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$972B
$245M 11.88%
1,356,693
+32,698
+2% +$5.93M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$93.9M 4.55%
476,567
-63,782
-12% -$12.6M
ACG
3
DELISTED
AllianceBernstein Income Fund Inc
ACG
$93.3M 4.52%
12,433,607
-323,289
-3% -$2.43M
VGK icon
4
Vanguard FTSE Europe ETF
VGK
$30.8B
$78.3M 3.8%
1,418,320
+196,611
+16% +$11.4M
NZF icon
5
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$49M 2.37%
3,581,982
-371,182
-9% -$5.15M
VEA icon
6
Vanguard FTSE Developed Markets ETF
VEA
$230B
$48.2M 2.34%
1,212,628
-43,520
-3% -$1.81M
GAM
7
General American Investors Company
GAM
$1.55B
$47.2M 2.29%
1,273,951
+18,713
+1% +$699K
ADX icon
8
Adams Diversified Equity Fund
ADX
$3.09B
$38.4M 1.86%
2,753,865
+210,006
+8% +$2.93M
BDJ icon
9
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$38.2M 1.85%
4,660,737
-325,245
-7% -$2.7M
TY icon
10
TRI-Continental Corp
TY
$1.85B
$35.7M 1.73%
1,712,873
+20,588
+1% +$434K
ZTR
11
Virtus Total Return Fund
ZTR
$342M
$34.6M 1.68%
2,497,128
+62,991
+3% +$893K
VB icon
12
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$34.3M 1.66%
310,052
-42,841
-12% -$4.91M
BKT icon
13
BlackRock Income Trust
BKT
$331M
$34.1M 1.65%
1,790,490
+238,052
+15% +$4.63M
VPL icon
14
Vanguard FTSE Pacific ETF
VPL
$8.16B
$33.8M 1.64%
570,276
-4,215
-0.7% -$262K
NVG icon
15
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$33M 1.6%
2,340,355
-421,199
-15% -$6.03M
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$32.2M 1.56%
772,902
+26,284
+4% +$1.17M
VKQ icon
17
Invesco Municipal Trust
VKQ
$541M
$30.9M 1.5%
2,465,528
+25,306
+1% +$313K
WIW
18
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$30.4M 1.47%
2,620,291
-27,043
-1% -$325K
FTT
19
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$27.2M 1.32%
2,019,158
-8,740
-0.4% -$117K
MTS
20
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$26.2M 1.27%
1,605,842
+645,783
+67% +$10.6M
VO icon
21
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$26M 1.26%
885,040
-115,232
-12% -$3.42M
NQS
22
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$24.7M 1.2%
1,806,570
-2,514
-0.1% -$34.3K
NMO
23
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$24.1M 1.17%
1,820,770
-897
-0% -$11.8K
USA icon
24
Liberty All-Star Equity Fund
USA
$1.79B
$24.1M 1.17%
4,132,117
+289,141
+8% +$1.72M
UTF icon
25
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$23.5M 1.14%
1,013,630
+6,734
+0.7% +$161K
1
2 3 4 5

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Karpus Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Karpus Investment Management held 190 positions worth $2.06B, down 0.87% from $2.08B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management's Q3 2014 filing shows 11 new, 66 increased, 81 reduced and 10 closed positions. Its largest new stake was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q3 2014 buy was Gabelli Global Small and Mid-Cap Value Trust: 395,511 shares worth $4.05M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q3 2014, an estimated $11.4M increase.
  • Karpus Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12.6M.
  • Karpus Investment Management fully exited Voya Asia Pacific High Dividend Equity Income Fund in Q3 2014, selling an estimated $2.61M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.06B portfolio in Q3 2014.
  • Karpus Investment Management opened 11 new positions and closed 10 in Q3 2014.
  • Karpus Investment Management's portfolio value fell 0.87% quarter-over-quarter to $2.06B.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.