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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-1.87%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$62M
Cap. Flow
+$104M
Cap. Flow %
4.67%
Top 10 Hldgs %
41.99%
Holding
179
New
31
Increased
56
Reduced
55
Closed
11

Top Buys

Rank Stock Value
1
BPK
Blackrock Muni 2018 Term Tr
BPK
+$36.1M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$32.5M
3
KXIN icon
Kaixin Holdings
KXIN
+$19.6M
4
KLR
Kaleyra, Inc.
KLR
+$15.8M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$15.8M

Top Sells

Rank Stock Value
1
CVON
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
+$29.7M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$25.6M
3
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$20.6M
4
IEA
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
+$14.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.78M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Industrials 2.51%
3 Communication Services 2.19%
4 Consumer Discretionary 1.2%
5 Consumer Staples 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$979B
$249M 11.17%
1,028,285
-12,009
-1% -$3.01M
VGK icon
2
Vanguard FTSE Europe ETF
VGK
$30.7B
$137M 6.13%
2,348,970
-36,702
-2% -$2.2M
NAD icon
3
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$92.2M 4.14%
7,014,942
+2,431,590
+53% +$32.5M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$91.3M 4.1%
346,782
-32,153
-8% -$8.78M
EIM
5
Eaton Vance Municipal Bond Fund
EIM
$491M
$77.4M 3.48%
6,550,298
+1,311,092
+25% +$15.8M
VB icon
6
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$76M 3.41%
516,984
+9,155
+2% +$1.37M
AVCT
7
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$57.9M 2.6%
396,812
-7,326
-2% -$1.07M
NEA icon
8
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$54.3M 2.44%
4,174,779
+755,433
+22% +$9.96M
BKT icon
9
BlackRock Income Trust
BKT
$330M
$52.8M 2.37%
2,999,245
+132,944
+5% +$2.36M
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$48.2M 2.16%
1,026,550
+108,649
+12% +$5.21M
VTI icon
11
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$47.6M 2.14%
350,501
-11,084
-3% -$1.55M
VPL icon
12
Vanguard FTSE Pacific ETF
VPL
$8.08B
$45.1M 2.02%
617,915
+4,318
+0.7% +$320K
BPK
13
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$43.9M 1.97%
2,942,344
+2,425,654
+469% +$36.1M
IIM icon
14
Invesco Value Municipal Income Trust
IIM
$589M
$42.9M 1.92%
2,953,665
+106,628
+4% +$1.54M
ICB
15
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$41.5M 1.86%
2,204,676
-10,092
-0.5% -$189K
BTZ icon
16
BlackRock Credit Allocation Income Trust
BTZ
$930M
$41.2M 1.85%
3,250,000
+31,872
+1% +$409K
MMDM
17
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$40.2M 1.81%
4,042,081
-49,225
-1% -$484K
ADX icon
18
Adams Diversified Equity Fund
ADX
$3.13B
$37.5M 1.68%
2,538,611
-33,455
-1% -$513K
NRK icon
19
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$37.1M 1.66%
3,047,941
+687,819
+29% +$8.56M
SHM icon
20
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$30.9M 1.39%
646,725
-534,897
-45% -$25.6M
VEU icon
21
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$29.6M 1.33%
544,223
+190
+0% +$10.6K
GAB icon
22
Gabelli Equity Trust
GAB
$1.75B
$29.5M 1.33%
4,938,047
+620,858
+14% +$3.83M
BND icon
23
Vanguard Total Bond Market
BND
$157B
$26.9M 1.21%
337,107
+8,343
+3% +$668K
APB
24
DELISTED
Asia Pacific Fund
APB
$24.9M 1.12%
1,683,582
+50,322
+3% +$740K
DUC
25
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$24.8M 1.11%
2,892,428
+1,371,172
+90% +$11.9M
1
2 3 4 5

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Karpus Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Karpus Investment Management held 179 positions worth $2.23B, up 2.9% from $2.17B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Karpus Investment Management deployed $104M of net new capital in Q1 2018, opening 31 new positions and adding to 56 existing holdings. Its largest new stake was Kaixin Holdings: 5 shares worth $18.3M.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, down from 5.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $25.6M trimmed.

  • Karpus Investment Management's largest Q1 2018 buy was Kaixin Holdings: 5 shares worth $18.3M.
  • Karpus Investment Management added most to Blackrock Muni 2018 Term Tr in Q1 2018, an estimated $36.1M increase.
  • Karpus Investment Management's biggest Q1 2018 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $25.6M.
  • Karpus Investment Management fully exited ConvergeOne Holdings, Inc. Class A Common Stock in Q1 2018, selling an estimated $29.7M.
  • Karpus Investment Management's ten largest holdings make up 42% of its $2.23B portfolio in Q1 2018.
  • Karpus Investment Management opened 31 new positions and closed 11 in Q1 2018.
  • Karpus Investment Management's portfolio value rose 2.9% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q1 2018, filed 14 May 2018.