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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.48B
AUM Growth
+$191M
Cap. Flow
+$185M
Cap. Flow %
7.48%
Top 10 Hldgs %
45.68%
Holding
212
New
35
Increased
65
Reduced
68
Closed
18

Top Buys

Rank Stock Value
1
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$42.3M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$25.5M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$23.2M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$23.1M
5
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$15.8M

Top Sells

Rank Stock Value
1
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$24.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10M
4
HFFG icon
HF Foods Group
HFFG
+$8.79M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$7.68M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.03%
2 Technology 2.84%
3 Real Estate 1.72%
4 Industrials 1.33%
5 Communication Services 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$972B
$326M 13.16%
1,220,555
+16,575
+1% +$4.34M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$132M 5.32%
10,303,469
+693,912
+7% +$9.13M
VGK icon
3
Vanguard FTSE Europe ETF
VGK
$30.8B
$116M 4.69%
2,064,993
-135,495
-6% -$7.68M
VB icon
4
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$97.2M 3.92%
597,668
+15,171
+3% +$2.45M
NEA icon
5
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$92.9M 3.75%
7,337,385
+676,942
+10% +$8.76M
EIM
6
Eaton Vance Municipal Bond Fund
EIM
$494M
$91.8M 3.71%
7,964,786
+3,245
+0% +$38.1K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$79.3M 3.2%
272,659
-55,625
-17% -$15.8M
BPK
8
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$71.1M 2.87%
4,724,209
-19,900
-0.4% -$299K
NRK icon
9
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$67.1M 2.71%
5,642,100
+943,530
+20% +$11.4M
VTI icon
10
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$58.2M 2.35%
388,929
+16,073
+4% +$2.37M
BKT icon
11
BlackRock Income Trust
BKT
$331M
$57.9M 2.34%
3,376,319
+125,942
+4% +$2.18M
VPL icon
12
Vanguard FTSE Pacific ETF
VPL
$8.16B
$44M 1.78%
618,725
-13,158
-2% -$917K
BTZ icon
13
BlackRock Credit Allocation Income Trust
BTZ
$935M
$42.6M 1.72%
3,480,636
+65,476
+2% +$803K
BRMK
14
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$42.4M 1.71%
+4,312,825
New +$42.3M
ADX icon
15
Adams Diversified Equity Fund
ADX
$3.09B
$37.6M 1.52%
2,253,171
-264,434
-11% -$4.28M
AVCT
16
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$35.6M 1.44%
238,089
-4,690
-2% -$698K
IIM icon
17
Invesco Value Municipal Income Trust
IIM
$590M
$34.6M 1.4%
2,503,588
-356,198
-12% -$5.04M
VWO icon
18
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$33.1M 1.34%
806,492
-73,649
-8% -$3.1M
DUC
19
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$31.7M 1.28%
3,775,879
+267,978
+8% +$2.28M
VMO icon
20
Invesco Municipal Opportunity Trust
VMO
$654M
$30.5M 1.23%
2,663,850
-66,433
-2% -$782K
VEU icon
21
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$27.2M 1.1%
522,430
-16,821
-3% -$877K
EIV
22
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$26.2M 1.06%
2,260,880
+378,099
+20% +$4.48M
CLM icon
23
Cornerstone Strategic Value Fund
CLM
$2.18B
$25.3M 1.02%
+1,839,233
New +$25.5M
EWJ icon
24
iShares MSCI Japan ETF
EWJ
$22.1B
$24.7M 1%
409,658
-3,762
-0.9% -$219K
GAB icon
25
Gabelli Equity Trust
GAB
$1.76B
$24.4M 0.98%
3,847,858
-790,198
-17% -$4.99M
1
2 3 4 5

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SC
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Karpus Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Karpus Investment Management held 212 positions worth $2.48B, up 8.4% from $2.29B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Karpus Investment Management deployed $185M of net new capital in Q3 2018, opening 35 new positions and adding to 65 existing holdings. Its largest new stake was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3% of assets, up from 1.2% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $15.8M trimmed.

  • Karpus Investment Management's largest Q3 2018 buy was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.
  • Karpus Investment Management added most to BlackRock MuniYield Quality Fund III in Q3 2018, an estimated $13.1M increase.
  • Karpus Investment Management's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $15.8M.
  • Karpus Investment Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $24.2M.
  • Karpus Investment Management's ten largest holdings make up 46% of its $2.48B portfolio in Q3 2018.
  • Karpus Investment Management opened 35 new positions and closed 18 in Q3 2018.
  • Karpus Investment Management's portfolio value rose 8.4% quarter-over-quarter to $2.48B.

Based on Karpus Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.