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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$2.23B
AUM Growth
+$73M
Cap. Flow
+$22.1M
Cap. Flow %
0.99%
Top 10 Hldgs %
30.64%
Holding
222
New
18
Increased
84
Reduced
81
Closed
20

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$19.2M
2
ZTR
Virtus Total Return Fund
ZTR
+$17.2M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$17M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$15.9M
5
ZF
Virtus Total Return Fund Inc.
ZF
+$15.2M

Top Sells

Rank Stock Value
1
MTS
MONTGOMERY STR INCOME SECS
MTS
+$41.2M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$23.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$22.5M
5
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.71%
2 Financials 13.54%
3 Industrials 0.51%
4 Consumer Staples 0.09%
5 Energy 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACG
1
DELISTED
AllianceBernstein Income Fund Inc
ACG
$156M 7%
20,310,548
+2,018,880
+11% +$15.9M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$1.04T
$129M 5.78%
687,924
-125,125
-15% -$23.6M
VGK icon
3
Vanguard FTSE Europe ETF
VGK
$30.1B
$68.5M 3.07%
1,372,402
-249,789
-15% -$12.8M
BKT icon
4
BlackRock Income Trust
BKT
$319M
$59.6M 2.68%
3,114,715
+162,833
+6% +$3.11M
VB icon
5
Vanguard Morningstar Small-Cap ETF
VB
$78.5B
$48.4M 2.17%
437,345
+10,839
+3% +$1.23M
GAM
6
General American Investors Company
GAM
$1.54B
$48M 2.16%
1,503,897
+106,622
+8% +$3.46M
NZF icon
7
Nuveen Municipal Credit Income Fund
NZF
$2.22B
$46.5M 2.09%
3,237,773
+34,323
+1% +$474K
VTI icon
8
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$45.8M 2.06%
439,305
+161,826
+58% +$17M
GAB icon
9
Gabelli Equity Trust
GAB
$1.89B
$41.1M 1.84%
7,974,547
+1,508,756
+23% +$8.09M
TY icon
10
TRI-Continental Corp
TY
$1.83B
$39.9M 1.79%
1,994,804
+32,155
+2% +$650K
VKQ icon
11
Invesco Municipal Trust
VKQ
$509M
$39.7M 1.78%
3,110,849
-46,336
-1% -$581K
BDJ icon
12
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$38.1M 1.71%
5,005,976
+127,991
+3% +$966K
BHK icon
13
BlackRock Core Bond Trust
BHK
$618M
$37M 1.66%
2,924,433
+221,648
+8% +$2.84M
ADX icon
14
Adams Diversified Equity Fund
ADX
$3.18B
$36.8M 1.65%
2,870,324
+134,235
+5% +$1.77M
ZF
15
DELISTED
Virtus Total Return Fund Inc.
ZF
$35.4M 1.59%
2,693,384
+1,141,268
+74% +$15.2M
ZTR
16
Virtus Total Return Fund
ZTR
$312M
$35.3M 1.59%
2,899,488
+1,440,083
+99% +$17.2M
USA icon
17
Liberty All-Star Equity Fund
USA
$1.8B
$34.9M 1.57%
6,528,122
+474,602
+8% +$2.52M
EIM
18
Eaton Vance Municipal Bond Fund
EIM
$464M
$34.3M 1.54%
2,642,105
-609,198
-19% -$7.76M
IQI icon
19
Invesco Quality Municipal Securities
IQI
$512M
$34M 1.53%
2,679,376
+185,241
+7% +$2.28M
MIN
20
Aberdeen Intermediate Income Fund
MIN
$266M
$33.1M 1.48%
7,234,034
+1,982,857
+38% +$9M
BTZ icon
21
BlackRock Credit Allocation Income Trust
BTZ
$896M
$33M 1.48%
2,670,413
+669,989
+33% +$8.26M
NIQ
22
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$28.5M 1.28%
2,211,489
+95,761
+5% +$1.21M
VPL icon
23
Vanguard FTSE Pacific ETF
VPL
$8.56B
$27.9M 1.25%
492,054
+1,237
+0.3% +$70.9K
ICB
24
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$26.2M 1.18%
1,555,742
+112,182
+8% +$1.96M
VBF icon
25
Invesco Bond Fund
VBF
$164M
$25.7M 1.15%
1,460,472
-22,199
-1% -$399K
1
2 3 4 5

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IC
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TCG
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TC
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CI
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ATC
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NBS
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SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.49B AUM 27.82% 1-Year Est. Return
CK
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Karpus Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Karpus Investment Management held 222 positions worth $2.23B, up 3.4% from $2.15B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q4 2015 filing shows 18 new, 84 increased, 81 reduced and 20 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M. The largest sale was MONTGOMERY STR INCOME SECS, an estimated $41.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 83% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q4 2015 buy was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M.
  • Karpus Investment Management added most to Virtus Total Return Fund in Q4 2015, an estimated $17.2M increase.
  • Karpus Investment Management's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $23.6M.
  • Karpus Investment Management fully exited MONTGOMERY STR INCOME SECS in Q4 2015, selling an estimated $41.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.23B portfolio in Q4 2015.
  • Karpus Investment Management opened 18 new positions and closed 20 in Q4 2015.
  • Karpus Investment Management's portfolio value rose 3.4% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.