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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.7%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.17B
AUM Growth
+$196M
Cap. Flow
+$164M
Cap. Flow %
7.56%
Top 10 Hldgs %
42.49%
Holding
163
New
32
Increased
35
Reduced
67
Closed
14

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$52.7M
3
IIM icon
Invesco Value Municipal Income Trust
IIM
+$26.6M
4
GAB icon
Gabelli Equity Trust
GAB
+$26.3M
5
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$15.4M

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$46.6M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$29.4M
3
GAM
General American Investors Company
GAM
+$21.2M
4
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
5
FPT
Federated Premier Intermediate M
FPT
+$8.52M

Sector Composition

Rank Sector Weight
1 Technology 5.8%
2 Industrials 2.39%
3 Communication Services 1.87%
4 Financials 0.71%
5 Consumer Discretionary 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$956B
$255M 11.78%
1,040,294
+21,630
+2% +$5.17M
VGK icon
2
Vanguard FTSE Europe ETF
VGK
$30.1B
$141M 6.51%
2,385,672
+127,281
+6% +$7.43M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$101M 4.67%
+378,935
New +$98.5M
VB icon
4
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$75.1M 3.47%
507,829
-4,565
-0.9% -$660K
EIM
5
Eaton Vance Municipal Bond Fund
EIM
$494M
$65.5M 3.03%
5,239,206
+882,912
+20% +$11.1M
NAD icon
6
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$64.4M 2.98%
4,583,352
+3,758,552
+456% +$52.7M
AVCT
7
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$58.6M 2.7%
404,138
-5,220
-1% -$757K
SHM icon
8
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$56.6M 2.61%
1,181,622
-964,205
-45% -$46.6M
BKT icon
9
BlackRock Income Trust
BKT
$331M
$53.1M 2.45%
2,866,301
-287,975
-9% -$5.35M
VTI icon
10
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$49.6M 2.29%
361,585
+30,161
+9% +$4.04M
NEA icon
11
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$47M 2.17%
3,419,346
+1,013,820
+42% +$13.9M
VPL icon
12
Vanguard FTSE Pacific ETF
VPL
$7.77B
$44.7M 2.07%
613,597
-5,721
-0.9% -$408K
BTZ icon
13
BlackRock Credit Allocation Income Trust
BTZ
$927M
$42.9M 1.98%
3,218,128
-227,785
-7% -$3.04M
IIM icon
14
Invesco Value Municipal Income Trust
IIM
$585M
$42.4M 1.96%
2,847,037
+1,800,975
+172% +$26.6M
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$42.1M 1.95%
917,901
-26,190
-3% -$1.17M
ICB
16
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$40.6M 1.88%
2,214,768
+15,375
+0.7% +$280K
MMDM
17
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$40.2M 1.85%
4,091,306
-38,094
-0.9% -$372K
ADX icon
18
Adams Diversified Equity Fund
ADX
$3.01B
$38.7M 1.78%
2,572,066
-414,303
-14% -$6.33M
NRK icon
19
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$30.6M 1.41%
2,360,122
+615,849
+35% +$8.01M
VEU icon
20
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$29.8M 1.37%
544,033
+33,743
+7% +$1.82M
CVON
21
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$29.7M 1.37%
2,973,988
-18,961
-0.6% -$186K
BND icon
22
Vanguard Total Bond Market
BND
$158B
$26.8M 1.24%
328,764
-22,206
-6% -$1.81M
GAB icon
23
Gabelli Equity Trust
GAB
$1.73B
$26.1M 1.21%
+4,317,189
New +$26.3M
NRCG
24
DELISTED
NRC Group Holdings Corp.
NRCG
$24.6M 1.13%
2,506,555
-58,875
-2% -$577K
BLV icon
25
Vanguard Long-Term Bond ETF
BLV
$5.74B
$24.2M 1.12%
254,870
+163,545
+179% +$15.4M
1
2 3 4 5

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Karpus Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Karpus Investment Management held 163 positions worth $2.17B, up 9.9% from $1.97B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Karpus Investment Management deployed $164M of net new capital in Q4 2017, opening 32 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 6.3% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $46.6M trimmed.

  • Karpus Investment Management's largest Q4 2017 buy was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.
  • Karpus Investment Management added most to Nuveen Quality Municipal Income Fund in Q4 2017, an estimated $52.7M increase.
  • Karpus Investment Management's biggest Q4 2017 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $46.6M.
  • Karpus Investment Management fully exited Federated Premier Intermediate M in Q4 2017, selling an estimated $8.52M.
  • Karpus Investment Management's ten largest holdings make up 42% of its $2.17B portfolio in Q4 2017.
  • Karpus Investment Management opened 32 new positions and closed 14 in Q4 2017.
  • Karpus Investment Management's portfolio value rose 9.9% quarter-over-quarter to $2.17B.

Based on Karpus Investment Management's 13F filing for Q4 2017, filed 14 Feb 2018.