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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+3.91%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.08B
AUM Growth
+$155M
Cap. Flow
+$79.8M
Cap. Flow %
3.84%
Top 10 Hldgs %
37.89%
Holding
202
New
11
Increased
78
Reduced
68
Closed
23

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$22.3M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$16.4M
3
NQS
NUVEEN SELECT QUALITY MUNI FD
NQS
+$13M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$12.8M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.9M
2
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$18.1M
3
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$13.6M
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$12.4M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 1.71%
2 Industrials 0.41%
3 Energy 0.08%
4 Technology 0.05%
5 Consumer Staples 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$956B
$238M 11.41%
1,323,995
+72,095
+6% +$12.6M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$106M 5.08%
540,349
-110,083
-17% -$20.9M
ACG
3
DELISTED
AllianceBernstein Income Fund Inc
ACG
$95.9M 4.61%
12,756,896
+2,217,466
+21% +$16.4M
VGK icon
4
Vanguard FTSE Europe ETF
VGK
$30.1B
$73.2M 3.52%
1,221,709
+370,212
+43% +$22.3M
NZF icon
5
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$54.1M 2.6%
3,953,164
+952,843
+32% +$12.8M
VEA icon
6
Vanguard FTSE Developed Markets ETF
VEA
$223B
$53.5M 2.57%
1,256,148
-26,221
-2% -$1.1M
GAM
7
General American Investors Company
GAM
$1.54B
$46.2M 2.22%
1,255,238
+215,771
+21% +$7.71M
BDJ icon
8
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$41.8M 2.01%
4,985,982
-13,940
-0.3% -$113K
VB icon
9
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$41.3M 1.99%
352,893
+9,125
+3% +$1.02M
NVG icon
10
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$39.1M 1.88%
2,761,554
+236,664
+9% +$3.26M
VPL icon
11
Vanguard FTSE Pacific ETF
VPL
$7.77B
$35.8M 1.72%
574,491
+66,870
+13% +$4.03M
TY icon
12
TRI-Continental Corp
TY
$1.84B
$35.5M 1.71%
1,692,285
+103,895
+7% +$2.12M
ZTR
13
Virtus Total Return Fund
ZTR
$337M
$35M 1.68%
2,434,137
+61,335
+3% +$865K
ADX icon
14
Adams Diversified Equity Fund
ADX
$3.01B
$35M 1.68%
2,543,859
+42,314
+2% +$562K
WIW
15
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$32.6M 1.57%
2,647,334
+343,372
+15% +$4.12M
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$32.2M 1.55%
746,618
+159,584
+27% +$6.72M
BKT icon
17
BlackRock Income Trust
BKT
$331M
$30.9M 1.49%
1,552,438
+469,342
+43% +$9.3M
VKQ icon
18
Invesco Municipal Trust
VKQ
$541M
$30.6M 1.47%
2,440,222
+255,042
+12% +$3.15M
VO icon
19
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$29.7M 1.43%
1,000,272
-6,200
-0.6% -$177K
NQU
20
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$29M 1.39%
2,113,392
+58,519
+3% +$799K
FTT
21
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$27.4M 1.31%
2,027,898
+174,034
+9% +$2.35M
NMA
22
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$26.6M 1.28%
1,977,621
+626,393
+46% +$8.33M
NQS
23
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$25.1M 1.2%
1,809,084
+954,937
+112% +$13M
UTF icon
24
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$24.7M 1.18%
1,006,896
+163,721
+19% +$3.78M
NMO
25
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$24.3M 1.17%
1,821,667
+389,403
+27% +$5.13M
1
2 3 4 5

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Karpus Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, Karpus Investment Management held 202 positions worth $2.08B, up 8% from $1.93B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $79.8M of net new capital in Q2 2014, opening 11 new positions and adding to 78 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 116,699 shares worth $9.87M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $20.9M trimmed.

  • Karpus Investment Management's largest Q2 2014 buy was iShares 1-3 Year Treasury Bond ETF: 116,699 shares worth $9.87M.
  • Karpus Investment Management added most to Vanguard FTSE Europe ETF in Q2 2014, an estimated $22.3M increase.
  • Karpus Investment Management's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $20.9M.
  • Karpus Investment Management fully exited WESTERN ASSET INFLATION MTGMT FUND INC. COM in Q2 2014, selling an estimated $18.1M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $2.08B portfolio in Q2 2014.
  • Karpus Investment Management opened 11 new positions and closed 23 in Q2 2014.
  • Karpus Investment Management's portfolio value rose 8% quarter-over-quarter to $2.08B.

Based on Karpus Investment Management's 13F filing for Q2 2014, filed 14 Aug 2014.