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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.2B
AUM Growth
-$26.6M
Cap. Flow
-$55.2M
Cap. Flow %
-2.51%
Top 10 Hldgs %
31.17%
Holding
226
New
24
Increased
62
Reduced
88
Closed
37

Top Buys

Rank Stock Value
1
NEXT icon
NextDecade
NEXT
+$15.3M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$13.5M
3
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$11.9M
4
BKT icon
BlackRock Income Trust
BKT
+$10.5M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$10.3M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$22.3M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$20.3M
3
VO icon
Vanguard Mid-Cap ETF
VO
+$18.9M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$11.3M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 2.36%
2 Energy 0.74%
3 Industrials 0.57%
4 Consumer Discretionary 0.11%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACG
1
DELISTED
AllianceBernstein Income Fund Inc
ACG
$154M 7.02%
19,671,222
-639,326
-3% -$4.93M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$968B
$131M 5.94%
693,366
+5,442
+0.8% +$974K
BKT icon
3
BlackRock Income Trust
BKT
$331M
$72.6M 3.3%
3,651,886
+537,171
+17% +$10.5M
VGK icon
4
Vanguard FTSE Europe ETF
VGK
$30.1B
$55.9M 2.54%
1,151,918
-220,484
-16% -$10.3M
VB icon
5
Vanguard Small-Cap ETF
VB
$79.9B
$51.7M 2.35%
464,003
+26,658
+6% +$2.76M
GAM
6
General American Investors Company
GAM
$1.54B
$47.1M 2.14%
1,507,066
+3,169
+0.2% +$92.5K
GAB icon
7
Gabelli Equity Trust
GAB
$1.75B
$46.4M 2.11%
8,804,604
+830,057
+10% +$4.02M
ADX icon
8
Adams Diversified Equity Fund
ADX
$3.11B
$44.8M 2.04%
3,545,266
+674,942
+24% +$8.1M
ZF
9
DELISTED
Virtus Total Return Fund Inc.
ZF
$41.2M 1.87%
3,200,995
+507,611
+19% +$6.18M
USA icon
10
Liberty All-Star Equity Fund
USA
$1.76B
$40.8M 1.86%
8,211,933
+1,683,811
+26% +$7.96M
TY icon
11
TRI-Continental Corp
TY
$1.86B
$39.8M 1.81%
1,991,969
-2,835
-0.1% -$53.6K
NZF icon
12
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$39.4M 1.79%
2,632,067
-605,706
-19% -$8.85M
ZTR
13
Virtus Total Return Fund
ZTR
$340M
$37M 1.68%
3,089,661
+190,173
+7% +$2.19M
BTZ icon
14
BlackRock Credit Allocation Income Trust
BTZ
$931M
$35.5M 1.61%
2,836,870
+166,457
+6% +$2.01M
SHM icon
15
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$34.7M 1.58%
710,203
+276,725
+64% +$13.5M
BDJ icon
16
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$34.5M 1.57%
4,575,172
-430,804
-9% -$3.09M
MIN
17
Aberdeen Intermediate Income Fund
MIN
$272M
$34M 1.55%
7,374,142
+140,108
+2% +$638K
FAM
18
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$31.1M 1.42%
2,841,829
+823,512
+41% +$8.36M
EIM
19
Eaton Vance Municipal Bond Fund
EIM
$493M
$30.8M 1.4%
2,319,500
-322,605
-12% -$4.23M
BHK icon
20
BlackRock Core Bond Trust
BHK
$644M
$30.8M 1.4%
2,301,734
-622,699
-21% -$8.06M
ICB
21
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$28.7M 1.3%
1,636,659
+80,917
+5% +$1.36M
GDV icon
22
Gabelli Dividend & Income Trust
GDV
$2.61B
$27.9M 1.27%
1,511,268
+202,077
+15% +$3.44M
VPL icon
23
Vanguard FTSE Pacific ETF
VPL
$8.06B
$25.7M 1.17%
464,702
-27,352
-6% -$1.45M
IQI icon
24
Invesco Quality Municipal Securities
IQI
$526M
$25.4M 1.16%
1,923,102
-756,274
-28% -$9.78M
NIQ
25
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$25M 1.14%
1,847,602
-363,887
-16% -$4.83M
1
2 3 4 5

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Karpus Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Karpus Investment Management held 226 positions worth $2.2B, down 1.2% from $2.23B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q1 2016 filing shows 24 new, 62 increased, 88 reduced and 37 closed positions. Its largest new stake was NextDecade: 1,551,668 shares worth $15.4M. The largest sale was Vanguard Total Stock Market ETF, an estimated $22.3M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 1.8% a quarter earlier, followed by Energy and Industrials.

  • Karpus Investment Management's largest Q1 2016 buy was NextDecade: 1,551,668 shares worth $15.4M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2016, an estimated $13.5M increase.
  • Karpus Investment Management's biggest Q1 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $22.3M.
  • Karpus Investment Management fully exited Vanguard Mid-Cap ETF in Q1 2016, selling an estimated $18.9M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.2B portfolio in Q1 2016.
  • Karpus Investment Management opened 24 new positions and closed 37 in Q1 2016.
  • Karpus Investment Management's portfolio value fell 1.2% quarter-over-quarter to $2.2B.

Based on Karpus Investment Management's 13F filing for Q1 2016, filed 13 May 2016.