We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.4%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.85B
AUM Growth
-$122M
Cap. Flow
+$18.1M
Cap. Flow %
0.63%
Top 10 Hldgs %
29.04%
Holding
558
New
55
Increased
98
Reduced
247
Closed
50

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$29.2M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$23.1M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$22.8M
5
IEV icon
iShares Europe ETF
IEV
+$21.8M

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$33.7M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$26.7M
3
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$24.3M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$23.2M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$18.5M

Sector Composition

Rank Sector Weight
1 Financials 26.03%
2 Healthcare 3.85%
3 Technology 3.47%
4 Consumer Discretionary 2.04%
5 Industrials 1.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$979B
$190M 6.65%
578,008
+12,026
+2% +$4.39M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$878B
$162M 5.68%
451,668
-15,600
-3% -$6.23M
BLV icon
3
Vanguard Long-Term Bond ETF
BLV
$5.71B
$132M 4.61%
1,827,796
+368,820
+25% +$29.2M
NRK icon
4
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$89.8M 3.15%
9,146,477
+115,265
+1% +$1.27M
VB icon
5
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$65.8M 2.31%
384,806
+4,926
+1% +$930K
VTI icon
6
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$47.6M 1.67%
265,075
-4,107
-2% -$819K
VTEB icon
7
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$39.8M 1.4%
826,491
+315,376
+62% +$15.8M
BFZ
8
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$35.4M 1.24%
3,443,248
-629,777
-15% -$7.12M
IWB icon
9
iShares Russell 1000 ETF
IWB
$48.2B
$34M 1.19%
172,438
-47,438
-22% -$10.4M
WIA
10
Western Asset Inflation-Linked Income Fund
WIA
$185M
$32.5M 1.14%
3,627,762
-39,138
-1% -$392K
AGAC
11
DELISTED
African Gold Acquisition Corp
AGAC
$32.2M 1.13%
3,252,394
-116,680
-3% -$1.15M
TWLV
12
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$31.1M 1.09%
3,159,583
-45,700
-1% -$449K
IEV icon
13
iShares Europe ETF
IEV
$1.67B
$29.7M 1.04%
786,576
+516,596
+191% +$21.8M
OCAX
14
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$28.5M 1%
2,837,202
-3,675
-0.1% -$36.9K
VPL icon
15
Vanguard FTSE Pacific ETF
VPL
$8.08B
$28.1M 0.98%
488,671
+7,630
+2% +$487K
ECAT icon
16
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.49B
$27.7M 0.97%
2,160,130
-28,931
-1% -$419K
VWO icon
17
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$26.5M 0.93%
727,028
-830,376
-53% -$33.7M
VIG icon
18
Vanguard Dividend Appreciation ETF
VIG
$111B
$26.4M 0.93%
195,420
-24,610
-11% -$3.66M
ASZ
19
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$26.2M 0.92%
2,669,350
+2,356,350
+753% +$23.1M
VGT icon
20
Vanguard Information Technology ETF
VGT
$139B
$24.5M 0.86%
636,544
-11,424
-2% -$502K
VGK icon
21
Vanguard FTSE Europe ETF
VGK
$30.7B
$24.3M 0.85%
527,616
-445,281
-46% -$23.2M
EIM
22
Eaton Vance Municipal Bond Fund
EIM
$491M
$23.9M 0.84%
2,467,008
+207,505
+9% +$2.21M
GDV icon
23
Gabelli Dividend & Income Trust
GDV
$2.6B
$23.8M 0.83%
1,271,388
+166,622
+15% +$3.55M
NBXG
24
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.16B
$21.2M 0.74%
2,250,258
+741,777
+49% +$7.84M
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$20.7M 0.73%
+482,710
New +$23.1M
1
2 3 4 5

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
MHC
Meyer Handelman Company Rye Brook, New York $3.22B AUM 24.51% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return

Karpus Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Karpus Investment Management held 558 positions worth $2.85B, down 4.1% from $2.97B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q3 2022 filing shows 55 new, 98 increased, 247 reduced and 50 closed positions. Its largest new stake was iShares Core MSCI Emerging Markets ETF: 482,710 shares worth $20.7M. The largest sale was Vanguard FTSE Emerging Markets ETF, an estimated $33.7M.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Technology.

  • Karpus Investment Management's largest Q3 2022 buy was iShares Core MSCI Emerging Markets ETF: 482,710 shares worth $20.7M.
  • Karpus Investment Management added most to Vanguard Long-Term Bond ETF in Q3 2022, an estimated $29.2M increase.
  • Karpus Investment Management's biggest Q3 2022 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $33.7M.
  • Karpus Investment Management fully exited E.Merge Technology Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.3M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $2.85B portfolio in Q3 2022.
  • Karpus Investment Management opened 55 new positions and closed 50 in Q3 2022.
  • Karpus Investment Management's portfolio value fell 4.1% quarter-over-quarter to $2.85B.

Based on Karpus Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.