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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Financials 1.33%
2 Industrials 0.47%
3 Technology 0.08%
4 Real Estate 0.04%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$956B
$150M 9.59%
976,062
+92,638
+10% +$14.2M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$145M 9.26%
863,658
+115,981
+16% +$19.4M
ACG
3
DELISTED
AllianceBernstein Income Fund Inc
ACG
$77.7M 4.95%
11,031,754
+2,543,660
+30% +$18M
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$223B
$49.1M 3.13%
1,239,737
+106,285
+9% +$4.05M
GLD icon
5
SPDR Gold Trust
GLD
$131B
$48.7M 3.11%
379,797
+7,900
+2% +$1.01M
VGK icon
6
Vanguard FTSE Europe ETF
VGK
$30.1B
$41.8M 2.67%
767,388
+27,602
+4% +$1.44M
DIA icon
7
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$36.8M 2.35%
243,516
-36,433
-13% -$5.56M
TFI icon
8
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$34.4M 2.19%
752,738
-956,254
-56% -$42.9M
VB icon
9
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$33.2M 2.12%
323,674
+26,225
+9% +$2.62M
SHM icon
10
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$30.9M 1.97%
638,203
+60,364
+10% +$2.91M
ADX icon
11
Adams Diversified Equity Fund
ADX
$3.01B
$27.2M 1.73%
2,193,791
+93,733
+4% +$1.15M
GAM
12
General American Investors Company
GAM
$1.54B
$26.8M 1.71%
785,351
+134,725
+21% +$4.5M
VO icon
13
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$26.4M 1.68%
1,030,400
+55,932
+6% +$1.4M
IMF
14
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$25.8M 1.65%
1,572,032
+76,374
+5% +$1.24M
ZTR
15
Virtus Total Return Fund
ZTR
$337M
$25.3M 1.62%
1,934,553
+214,167
+12% +$2.79M
VPL icon
16
Vanguard FTSE Pacific ETF
VPL
$7.77B
$25.3M 1.61%
415,762
+37,510
+10% +$2.19M
VWO icon
17
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$24.2M 1.54%
602,801
+68,497
+13% +$2.71M
EWC icon
18
iShares MSCI Canada ETF
EWC
$6.12B
$22.6M 1.44%
797,217
-51,640
-6% -$1.43M
IGSB icon
19
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$21.7M 1.38%
411,800
+89,400
+28% +$4.69M
VCSH icon
20
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$21.2M 1.35%
266,605
+141,875
+114% +$11.3M
TY icon
21
TRI-Continental Corp
TY
$1.84B
$20.9M 1.33%
1,139,969
+64,020
+6% +$1.18M
SPE
22
Special Opportunities Fund
SPE
$139M
$19.5M 1.24%
1,159,836
-17,523
-1% -$291K
SWZ
23
Swiss Helvetia Fund
SWZ
$76.4M
$17.8M 1.13%
1,248,360
+148,841
+14% +$1.98M
WIW
24
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$17.6M 1.12%
1,517,381
+79,528
+6% +$928K
USA icon
25
Liberty All-Star Equity Fund
USA
$1.78B
$17.3M 1.11%
3,203,547
-873,009
-21% -$4.8M
1
2 3 4 5

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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, down from 1.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.